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Cboe BZX Exchange - Proposed Rule Change on Trading Halts

The SEC has published a notice of filing and immediate effectiveness for a proposed rule change by Cboe BZX Exchange, Inc. The change aims to adopt new rules (11.29 and 11.30) regarding regulatory and operations trading halts, integrate definitions from the CTA/CQ Plan, and reorganize existing Rule 11.18. This action affects how trading halts are managed on the exchange.

Priority review Notice Securities
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NYSE American LLC Proposes Rule Changes for Crypto Options Trading

The SEC has published a notice regarding a proposed rule change by NYSE American LLC concerning options on certain crypto assets. This filing pertains to amendments to Exchange Rules 904, 903G, and 906G, and is effective immediately upon filing.

Priority review Notice Securities
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SEC Agency Information Collection Activities; Proposed Collection; Comment Request

The SEC has issued a notice regarding proposed collection of agency information under Rule 17a-22. This notice requests public comment on the extension of an existing information collection requirement. The document cites OMB Control No. 3235-0196 and is published in the Federal Register.

Priority review Notice Securities
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SEC Seeks OMB Review for Rule 15c2-5 Extension

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for review and extension of the information collection requirements under Rule 15c2-5. This notice seeks public comment on the proposed extension.

Routine Notice Securities
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R. v. United States Attorneys Office - Civil Case

A new civil case, R. v. United States Attorneys Office of the Northern District of California, was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case is identified by Case Number 3:26-cv-02477 and involves a Federal Question basis.

Routine Enforcement Judicial Administration
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v. United States Attorneys Office Northern District of California - Civil Case

A new civil case was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case, identified by case number 3:26-cv-02476, involves a complaint filed by Plaintiff M.M. against the Federal Bureau of Prisons, Ray J. Garcia, Andrew Jones, Nakie Nunley, and the United States Attorneys Office of the Northern District of California.

Routine Enforcement Judicial Administration
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G. v. US Attorneys Office - Civil Case Filing

A new civil case, G. v. United States Attorneys Office of the Northern District of California, was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case is based on Federal Question jurisdiction and involves a 'P.I.: Other' nature of suit. The initial filings include a proposed summons and the complaint.

Routine Enforcement Judicial Administration
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Proctor v. Maximus Education - Consumer Credit Case Filing

A new civil case, Proctor v. Maximus Education, was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case is categorized under Federal Question and concerns Consumer Credit.

Routine Enforcement Consumer Finance
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Scott v. Horn - Habeas Corpus Case Filing

A habeas corpus case, Scott v. Horn, was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The filing includes a petition and exhibits, with a notice regarding the payment of filing fees or completion of an In Forma Pauperis affidavit.

Routine Enforcement Criminal Justice
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Onn v. King.com Limited et al - Contract Dispute

A new civil case, Onn v. King.com Limited et al, has been filed in the U.S. District Court for the Northern District of California. The case is a contract dispute based on diversity jurisdiction and was filed on March 20, 2026.

Routine Enforcement Judicial Administration

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