SEC

Securities Act Rule 477 Extension, OMB Review, Undergrounding Offerings

The SEC published a notice extending the OMB review period for Securities Act Rule 477 (OMB Control No. 3235-0550). The document invites public comment on the information collection extension. Rule 477 relates to underground offerings in securities regulation. This is a standard administrative procedure for information collection requirements under the Paperwork Reduction Act.

Regulation 14A Extension Request for Comments - OMB Control No. 3235-0059

The SEC published a notice requesting public comments on extending OMB Control No. 3235-0059, covering Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A). The notice invites feedback on the information collection burden associated with proxy-related disclosure requirements. Comments are being sought as part of the Paperwork Reduction Act process.

MEMX LLC Proposes Equities Transaction Fee Schedule Amendment

MEMX LLC filed a proposed rule change with the SEC on April 13, 2026, to amend the exchange's fee schedule concerning equities transaction pricing. The filing (SR-MEMX-2026-09) was submitted under SEC Rule 19b-4 by the self-regulatory organization and was noted as immediately effective. The SEC published notice of the filing in the Federal Register (91 FR 18905).

NYSE American LLC Trading Halt Rules Filing

The SEC received a filing from NYSE American LLC (SR-NYSEAMER-2026-27) proposing amendments to its lists of regulatory halts and operational halts. The proposed rule change was filed pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and became effective upon filing, as permitted for changes concerning the administration of a self-regulatory organization. NYSE American LLC operates as a national securities exchange.

Cboe Exchange Rule 5.1 Amendment for Binary Options Listing on Index Options During GTH and Curb Trading Hours

The SEC published a notice of filing by Cboe Exchange, Inc. (File No. SR-CBOE-2026-028) for a rule change to amend Rule 5.1 permitting the listing of binary options on exclusively listed index options designated for trading under Chapter 4, Section B during Global Trading Hours and Curb Trading Hours. The filing was made effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934.

MIAX Emerald Options Exchange Fee Schedule Amendment for Non-Transaction Fees

The SEC filed notice that MIAX Emerald Options Exchange amended its fee schedule to modify non-transaction fees under SR-EMERALD-2026-08. The proposed rule change was filed and became immediately effective per Release No. 34-105180 published in 91 FR 18884.

MIAX Options Exchange Fee Schedule Amendment - Non-Transaction Fees

The SEC published notice of Miami International Securities Exchange LLC's proposed rule change (SR-MIAX-2026-12) to amend its fee schedule regarding non-transaction fees. The filing was made under Section 19(b)(3)(A) of the Securities Exchange Act and became effective immediately upon filing. The exchange submitted the proposal to the Commission as Release No. 34-105179.

MIAX Pearl Options Exchange Fee Schedule Amendment - Non-Transaction Fees

MIAX Pearl, LLC filed a proposed rule change with the SEC to amend its options exchange fee schedule regarding non-transaction fees. The SEC issued a notice of the filing on April 13, 2026, under Release No. 34-105178 (SR-PEARL-2026-14). The proposed change became immediately effective upon filing.

Cboe BZX Exchange Amends Average Daily Quote and Order Fee Schedule

The SEC published notice of Cboe BZX Exchange's filing to amend its schedule of Average Daily Quote fees and Average Daily Order fees. The exchange filed the proposed rule change under Section 19(b)(3)(A) of the Securities Exchange Act, making it effective upon filing. The amended fees take effect April 1, 2026. This is a routine self-regulatory organization notice of a fee modification.

Nasdaq Amends iShares Bitcoin Trust ETF and iShares Ethereum Trust ETF Listing Terms

The Nasdaq Stock Market LLC filed a proposed rule change (SR-NASDAQ-2026-025) to amend listing terms for the iShares Bitcoin Trust ETF and iShares Ethereum Trust ETF. The SEC published notice of this filing under Release No. 34-105176. The proposed change affects the continued listing standards and operational terms for these cryptocurrency-linked exchange-traded products.