FR: Securities and Exchange Commission

Cboe EDGA Exchange Inc. Proposed Rule Change on Trading Halts

The SEC has published a notice of a proposed rule change by Cboe EDGA Exchange Inc. regarding trading halts. The proposed changes aim to adopt new rules for regulatory and operational trading halts, integrate definitions from the CTA/CQ Plan, and reorganize related rules.

SEC Proposed Collection Comment Request for Rule 17a-2 Extension

The Securities and Exchange Commission (SEC) has issued a notice requesting public comment on the extension of an existing information collection requirement under Rule 17a-2. This notice pertains to OMB Control No. 3235-0201 and seeks feedback on the continued necessity and burden of the rule.

Cboe EDGX Exchange Rule Changes for Trading Halts

The SEC has published a notice regarding Cboe EDGX Exchange's proposed rule changes concerning regulatory and operational trading halts. These changes aim to integrate definitions from the amended CTA/CQ Plan and reorganize existing rules.

SEC Notice: Dawson Private Markets Evergreen Fund and Dawson Partners Filing

The Securities and Exchange Commission (SEC) has issued a notice regarding a filing by Dawson Private Markets Evergreen Fund and Dawson Partners (US) Inc. The filing relates to an application under the Investment Company Act of 1940.

Nasdaq MRX Proposed Rule Change for Outcome-Related Options

The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by Nasdaq MRX, LLC. This proposal aims to adopt a new options rule, Rule 3B, to allow for the listing and trading of outcome-related options.

SEC Delays Action on Cboe BZX Exchange Rule Change for Opening Auction

The Securities and Exchange Commission (SEC) has extended the period for reviewing a proposed rule change by Cboe BZX Exchange, Inc. This rule change aims to amend the opening auction process to delay execution under certain market conditions. The SEC is delaying its decision to allow for further review.

Cboe BZX Exchange Rule 14.12 Approval Order

The Securities and Exchange Commission has approved a proposed rule change by Cboe BZX Exchange, Inc. to amend Exchange Rule 14.12. This notice details the approval of the proposed rule change, which affects exchange operations and member conduct.

Paxos Securities Settlement Company LLC - Clearing Agency Registration Amendment

The Securities and Exchange Commission (SEC) has published a notice regarding an amendment filed by Paxos Securities Settlement Company, LLC to its application for registration as a clearing agency. This filing is made under Section 17A of the Securities Exchange Act of 1934.

SEC Sunshine Act Meetings Notice

The Securities and Exchange Commission (SEC) has issued a notice regarding upcoming Sunshine Act meetings. This notice provides details on the date, time, and location of these meetings, as well as the matters to be considered.