Latest changes
Bank of Canada Issues Revised Compliance Order to XTM Inc.
The Bank of Canada has issued a revised temporary compliance order to XTM Inc. This order authorizes XTM to resume retail payment activities under the supervision of a court-appointed Monitor, subject to specific terms and conditions.
Canada's Monetary Policy Framework in a World of Supply-Driven Trade-offs
The Bank of Canada is discussing its monetary policy framework ahead of its upcoming renewal. Remarks by Sharon Kozicki highlight the success of the 2% inflation target and the increasing importance of supply-side developments in a changing global economy.
Bank of Canada Remarks on Financial Stability and Risks
Bank of Canada Governor Tiff Macklem delivered remarks on financial stability, highlighting new players and old risks in a changing landscape. The speech, delivered on March 4, 2026, discussed systemic vulnerabilities and the growth of private credit.
Bank of Canada, EDC, RBC, TD Complete Tokenized Bond Issuance Experiment
The Bank of Canada, Export Development Canada, RBC, and TD have successfully completed an experiment evaluating tokenization and distributed ledger technology (DLT) for bond issuance. The project, named 'Project Samara,' involved issuing a $100 million tokenized bond settled with central bank deposits, demonstrating potential efficiency gains and identifying operational complexities.
First Union Brokerage Services Fined $5,000 for Unlicensed Activity
The Idaho Department of Finance has fined First Union Brokerage Services, Inc. $5,000 for selling securities in Idaho without being registered as a broker-dealer or having licensed agents. The firm must also offer rescission to affected Idaho residents.
Ohio Company Fined $5,000 for Securities Violations
The Idaho Department of Finance has fined The Ohio Company $5,000 for violating the Idaho Securities Act. The company operated as an unregistered broker-dealer and used unlicensed agents to sell securities in Idaho.
ORB Industries and Charles Hight - Cease and Desist Order
The Idaho Department of Finance has issued a Cease and Desist Order against ORB Industries, Inc. and Charles C. Hight for violations of the Idaho Securities Act. The order includes a $2,500 fine and prohibits further unregistered securities offerings.
Union Financial Corporation - Mortgage Violations Cease and Desist Order
The Idaho Department of Finance issued a Cease and Desist Order against Union Financial Corporation for mortgage violations. The order requires the company to cease mortgage banking activities without a proper license and pay a penalty.
Equity One Relinquishes WV License and Ceases Lending Activities
Equity One of West Virginia, Inc. has voluntarily relinquished its consumer lender license and ceased all lending activities in West Virginia, as per an agreed order with the Division of Banking. This action follows an examination that noted apparent violations of state and federal law.
Ultralight FS, Inc. License Revoked by Consent Order
The West Virginia Division of Financial Institutions has revoked the money transmitter license of Ultralight FS, Inc. (formerly Obopay, Inc.) via a consent order. The revocation stems from serious violations of state and federal money transmission laws discovered during an examination.
Budget Finance Co. Ordered to Reopen Business
The West Virginia Division of Financial Institutions has ordered Budget Finance Company to reopen its business by November 30, 2015. The company was found to have closed indefinitely without authorization, potentially violating licensing regulations.
WV DFI Approves Bank Acquisition
The West Virginia Division of Financial Institutions has approved an application by Citizens Bank of West Virginia, Inc. to acquire Miners and Merchants Bank. This approval marks the final step in the acquisition process.
HUD Proposes Information Collection for Community Project Funding Grants
The Department of Housing and Urban Development (HUD) has issued a notice seeking public comment on a proposed information collection for its Economic Development Initiative Community Project Funding Grants. The notice outlines the need for grant application and performance reports from approximately 2,500 recipients.
Stifel Nicolaus Consent Order and Monetary Penalty
The South Dakota Division of Securities has issued a consent order against Stifel, Nicolaus & Company, Inc. The order includes a monetary penalty for alleged violations of state securities laws. This action addresses specific compliance failures identified by the regulator.
Edward D. Jones & Co., LP Consent Order and Penalty
The South Dakota Division of Securities has issued a consent order and penalty against Edward D. Jones & Co., LP. The order addresses alleged violations of state securities laws and includes a financial penalty.
LPL Financial LLC Consent Order and Monetary Penalty
The South Dakota Division of Securities has issued a consent order against LPL Financial LLC, imposing a monetary penalty. This action addresses alleged violations of state securities laws and regulations by the financial services firm.
SWBC Investment Services LLC Consent Order and Penalty
The South Dakota Division of Securities has issued a consent order and penalty against SWBC Investment Services LLC. The order addresses violations related to the sale of unregistered securities and imposes a financial penalty.
RBC Capital Markets LLC Consent Order and Penalty
The South Dakota Division of Securities issued a consent order and penalty against RBC Capital Markets LLC for alleged violations of state securities laws. The firm agreed to pay a penalty of $50,000 and implement enhanced compliance measures.
FCC Proposed Rule: Internet-Based Telecommunications Relay Service Modernization
The Federal Communications Commission has proposed new rules to modernize internet-based telecommunications relay services (TRS). The proposals include the use of advanced speech recognition and text-to-speech technologies, compatibility with Real-Time Text, captioning for Video Relay Service, and streamlining provider certification. The FCC is seeking public comment on these changes.
FCC Information Collection Review and Comment Request
The FCC has published a notice requesting comments on an existing information collection (OMB Control Number 3060-0783) under the Paperwork Reduction Act. The comment period ends on May 18, 2026.
FCC Notice: Information Collection Review and Approval
The Federal Communications Commission (FCC) has submitted an information collection for review and approval by the Office of Management and Budget (OMB). The public has 30 days to comment on the collection, with a deadline of April 16, 2026.
FCC Notice of Information Collection Review
The Federal Communications Commission (FCC) has issued a notice to review an existing information collection under the Paperwork Reduction Act (PRA). The FCC is seeking public comments on the necessity, utility, and burden of the collection, which applies to state, local, or tribal governments.
PCPD Releases AI Storybook for Primary Students
The Office of the Privacy Commissioner for Personal Data (PCPD) in Hong Kong has published a new Chinese storybook titled “Adventure in the AI Labyrinth” for primary school students. This initiative aims to educate young students on the proper use of artificial intelligence and the importance of personal data privacy protection.
FMC Notice of Shipping Act Agreements
The Federal Maritime Commission (FMC) has published a notice of a new agreement filed under the Shipping Act of 1984. The agreement, designated No. 201464, involves CMA CGM S.A. and NEOLINE Armateur for a space charter service between North Europe and the U.S. Atlantic Coast. Interested parties can submit comments.
Summary order and hearing notice for Baldwin
Summary order and hearing notice for Baldwin
Securities Enforcement Order - Pre-Trial Conference
The Oklahoma Securities Commission has issued an order granting a joint motion for a pre-trial conference in enforcement case CJ-25-2051. This order pertains to the procedural scheduling of the case, indicating ongoing legal proceedings.
Securities Enforcement Journal Entry
The Oklahoma Securities Department has issued a journal entry related to enforcement case CJ-25-2051. This entry documents a procedural step in an ongoing enforcement action.
Presidential Proclamation: Women's History Month, 2026
President Donald J. Trump has proclaimed March 2026 as Women's History Month. The proclamation celebrates the achievements of American women and outlines administration policies aimed at supporting women, families, and female athletes. It calls for public observation with appropriate programs and activities.
EPA Reconsideration of Ethylene Oxide Emissions Standards for Sterilization Facilities
The EPA is proposing to amend the National Emission Standards for Hazardous Air Pollutants (NESHAP) for sterilization facilities. This proposed rule reconsiders a previous final rule, aiming to rescind risk-based standards, revise technology-based standards for aeration room vents, and modify compliance demonstration requirements. The EPA is also proposing technical corrections to the existing NESHAP.
FERC Combined Notice of Natural Gas Pipeline Rate Filings
The Federal Energy Regulatory Commission (FERC) has issued a combined notice of filings for natural gas pipeline rate and refund reports. This notice includes a compliance filing from Iroquois Gas Transmission System, L.P., with a comment deadline of March 24, 2026.
FERC-725N Comment Request Revision on Reliability Standards
The Federal Energy Regulatory Commission (FERC) is requesting public comments on proposed revisions to the Mandatory Reliability Standards TPL-008-1, concerning transmission system planning for extreme temperature events. This notice follows a previous comment period that received no responses.
FERC Notice of Revised Procedural Schedule for Hydroelectric Relicense Applications
The Federal Energy Regulatory Commission (FERC) has issued a notice revising the procedural schedule for the relicensing applications of Great Lakes Hydro America, LLC's Ripogenus Hydroelectric Project and Penobscot Mills Hydroelectric Project. The notice updates the target date for issuing the Notice of Acceptance/Ready for Environmental Analysis to June 10, 2026.
Sunshine Act Meeting Notice - Federal Energy Regulatory Commission
The Federal Energy Regulatory Commission (FERC) has published a Sunshine Act meeting notice for a public meeting scheduled for March 19, 2026. The agenda includes administrative matters, customer and market operations, and various electric industry dockets.
FERC Combined Notice of Filings #1
The Federal Energy Regulatory Commission (FERC) issued a combined notice of filings, including exempt wholesale generator applications and electric rate filings. Several entities submitted notices of self-certification, non-material changes, and initial rate filings with comment deadlines in April 2026.
FERC Notice of Virtual Scoping Session for Southeast Virginia Energy Storage Project
The Federal Energy Regulatory Commission (FERC) announced a rescheduled virtual scoping session for the Southeast Virginia Energy Storage Project. The comment period for environmental issues has been reopened and will now close on April 3, 2026.
FERC: Blackstone Hydro Associates Withdraws Fishway Monitoring Plan
The Federal Energy Regulatory Commission (FERC) has issued a notice regarding the withdrawal of Blackstone Hydro Associates' Downstream Fishway Effectiveness Monitoring Plan for Project No. 3063. The withdrawal became effective on March 2, 2026, terminating the proceeding.
FERC: Blackstone Hydro Associates Withdrawal of Operation Compliance Monitoring Plan
The Federal Energy Regulatory Commission (FERC) has issued a notice regarding the withdrawal of Blackstone Hydro Associates' Operation Compliance Monitoring Plan for the Central Falls Hydroelectric Project. The withdrawal became effective on March 2, 2026, and the proceeding has been terminated.
Transcontinental Gas Pipe Line Company - Request Under Blanket Authorization
The Federal Energy Regulatory Commission (FERC) has issued a notice regarding a request from Transcontinental Gas Pipe Line Company, LLC (Transco) for authorization to construct the Wharton West Expansion Project. The project aims to deliver natural gas to a power plant for conversion from coal to gas. The deadline for protests and interventions is May 11, 2026.
Gulf South Pipeline Company LLC - Natural Gas Storage Project Application
The Federal Energy Regulatory Commission (FERC) has issued a notice regarding Gulf South Pipeline Company LLC's application for its Petal Cavern Expansion Project. The project aims to add significant natural gas storage capacity in Mississippi. Interested parties have a deadline to intervene.
Gulf South Pipeline Company Application Intervention Deadline Notice
The Federal Energy Regulatory Commission (FERC) has issued a notice regarding an application by Gulf South Pipeline Company, LLC, for its Petal Storage Capacity Amendment Project. The notice establishes an intervention deadline for interested parties concerning proposed amendments to storage capacities and operational capabilities at the Petal Gas Storage Complex in Mississippi.
RJJ Pasadena Securities, Inc. - Consent Order and Penalty
The Nevada Securities Division has issued a consent order against RJJ Pasadena Securities, Inc. and Nusheen Rena Javadizadeh. The order includes a $21,000 penalty for violations including failure to properly disclose fees and obtain annual client fund verification.
Nevada Final Order to Cease and Desist against Ching Yit Lim, Susan Su, B9 Crypto
The Nevada Securities Division issued a Final Order to Cease and Desist against Ching Yit Lim, Susan Su, and B9 Crypto for alleged violations of the Nevada Uniform Securities Act. The order makes final a prior summary order after the respondents failed to request a hearing.
Final Cease and Desist Order against Multigreen Properties, LLC and Randy C. Norton
The Nevada Secretary of State Securities Division issued a final cease and desist order against Multigreen Properties, LLC and Randy C. Norton. The order became final as the respondents failed to request a hearing within the statutory timeframe following a prior summary order.
Global Macro Asset Management LLC and Donald Cody Fined for Fee Disclosure Violations
The Nevada Securities Division has fined Global Macro Asset Management LLC and Donald Cody $2,950.23 for failing to properly disclose fees, resulting in client overcharges. The order resolves the administrative investigation into these activities.
Fund II Consent Order and $2,500 Penalty
The New Hampshire Bureau of Securities Regulation has issued a consent order against Fund II, a series of Cambrian VC, LP, for late notice filing of securities sales. Fund II has agreed to pay a $2,500 penalty and cease and desist from further violations.
Austen Access Fund Ordered to Cease and Pay $2,500 Penalty
The New Hampshire Bureau of Securities Regulation has issued a consent order against Austen Access Fund, LP. The fund is ordered to cease and desist from further violations and pay a $2,500 penalty for filing a notice of exemption more than one year after its first sale of securities in the state.
NH Consent Order: Redwood Private Wealth, LLC and Thomas Space - Unsuitable Options Trades
The New Hampshire Bureau of Securities Regulation has issued a consent order against Redwood Private Wealth, LLC and Thomas Space for unsuitable options trades that resulted in an $81,426 loss for a client. The order settles the matter without admission of guilt and includes sanctions.
Moloney Securities Co. Consent Order for GWG L Bond Sales
The New Hampshire Bureau of Securities Regulation has issued a consent order against Moloney Securities Co., Inc., Glenn Cray, and Robert Gustafson regarding the sale of GWG L Bonds. The respondents have agreed to pay $100,000 in restitution to affected investors.
TX PUC Appoints Temporary Manager for Blue Cereus Water Utility
The Public Utility Commission of Texas (PUCT) appointed a temporary manager for Blue Cereus LLC, a water utility in Val Verde County, to ensure continuous service. This action was taken due to Blue Cereus' failure to secure water purchase contracts and resolve disputes with its wholesale providers, who threatened to shut off service.
PUCT Publishes Monthly Transmission and Distribution Rates for Consumers
The Public Utility Commission of Texas (PUCT) has launched a new webpage to publish authorized monthly transmission and distribution utility (TDU) rates for consumers. This initiative, mandated by Senate Bill 1664, aims to increase transparency and assist consumers in understanding their electricity bills and shopping for competitive plans.
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