NV Securities Admin Orders

RJJ Pasadena Securities, Inc. - Consent Order and Penalty

The Nevada Securities Division has issued a consent order against RJJ Pasadena Securities, Inc. and Nusheen Rena Javadizadeh. The order includes a $21,000 penalty for violations including failure to properly disclose fees and obtain annual client fund verification.

Nevada Final Order to Cease and Desist against Ching Yit Lim, Susan Su, B9 Crypto

The Nevada Securities Division issued a Final Order to Cease and Desist against Ching Yit Lim, Susan Su, and B9 Crypto for alleged violations of the Nevada Uniform Securities Act. The order makes final a prior summary order after the respondents failed to request a hearing.

Final Cease and Desist Order against Multigreen Properties, LLC and Randy C. Norton

The Nevada Secretary of State Securities Division issued a final cease and desist order against Multigreen Properties, LLC and Randy C. Norton. The order became final as the respondents failed to request a hearing within the statutory timeframe following a prior summary order.

Global Macro Asset Management LLC and Donald Cody Fined for Fee Disclosure Violations

The Nevada Securities Division has fined Global Macro Asset Management LLC and Donald Cody $2,950.23 for failing to properly disclose fees, resulting in client overcharges. The order resolves the administrative investigation into these activities.