Latest changes
Thomas A. Vigil - Consent Agreement
The State of Rhode Island Securities Division has entered into a consent agreement with Thomas A. Vigil. The agreement addresses alleged violations of securities regulations, including unregistered securities and unlicensed activity. Specific sanctions and undertakings are outlined.
Rhode Island Securities Division Consent Agreement with Strategic Financial LLC
The Rhode Island Securities Division has entered into a consent agreement with Strategic Financial LLC for violations of the Rhode Island Uniform Securities Act. The firm will pay a $3,000 penalty for conducting business without proper registration as an investment adviser in the state.
Semiconductor Global Solutions v Capital Asset Exchange - Contract Dispute Status Report
The U.S. District Court for the Northern District of California has filed a status report in the case Semiconductor Global Solutions v. Capital Asset Exchange. The court also issued an order granting the defendants' motion to dismiss and deferring a ruling on a motion to stay.
Forks v. Trans Union LLC - Consumer Credit Case
A new consumer credit case, Forks v. Trans Union LLC, was filed in the U.S. District Court for the Northern District of California. The case involves a Federal Question basis and is assigned to Judge Trina L. Thompson. Recent filings include Trans Union LLC's motion to dismiss and the plaintiff's opposition.
Roblox Litigation: Motion to Remove Incorrectly Filed Document
In the Roblox Corporation Child Sexual Exploitation and Assault Litigation (MDL 3166), a motion was filed on March 17, 2026, to remove an incorrectly filed document. This filing pertains to a procedural matter within the ongoing multi-district litigation.
Christopher Schuette Criminal Case - Response to Motion
The U.S. District Court for the Northern District of California has filed a response to a motion in the criminal case against Christopher Schuette. The filing is part of ongoing proceedings in case number 5:22-cr-00233-BLF-1.
Lakshmanan v Tarango - Immigration
A new immigration case, Lakshmanan et al v. Tarango et al, was filed in the U.S. District Court for the Northern District of California on January 6, 2026. The case involves 'Other Immigration Actions' with a U.S. Government Defendant. A recent filing on March 16, 2026, was a consent to proceed before a U.S. Magistrate Judge.
J.P. v. United States of America (Federal Bureau of Prisons et al) - Summons Issued
The U.S. District Court for the Northern District of California has issued a summons in the case J.P. v. United States of America (Federal Bureau of Prisons et al). The summons was issued on March 9, 2026, in case number 3:26-cv-01576-TLT.
Tran v. MTNSat Holdings LLC et al - Civil Rights: Jobs
A new civil case, Tran v. MTNSat Holdings LLC et al, was filed on January 20, 2026, in the U.S. District Court for the Northern District of California. The case is categorized under Civil Rights with a basis in Diversity and concerns Jobs. Recent filings include requests for waiver of service.
Pons v. Walter Kidde - Transcript Order Filing
The U.S. District Court for the Northern District of California filed a transcript order in the case Pons et al v. Walter Kidde Portable Equipment, LLC et al. The order pertains to proceedings held on March 13, 2026, before Judge Maxine M. Chesney.
In re Roundup Products Liability Litigation - Conditional Transfer Order
The U.S. District Court for the Northern District of California has filed a Conditional Transfer Order (CTO-561) in the In re Roundup Products Liability Litigation. This order, signed by the MDL Panel on March 17, 2026, pertains to multidistrict litigation concerning the alleged carcinogenic qualities of glyphosate-based herbicides.
Christopher Schuette v. USA - Criminal Case Filing
The U.S. District Court for the Northern District of California has filed a response to a motion by the USA in the criminal case against Christopher Schuette. The filing on March 17, 2026, is part of ongoing proceedings in case number 5:15-cr-00316-BLF-1.
Edward Jones Multistate Settlement for Supervisory Failures
The New Mexico Securities Division joined a $17 million multistate settlement with Edward Jones over supervisory failures related to charging front-load commissions on Class A mutual fund shares and subsequent movement to fee-based advisory accounts. Edward Jones will pay approximately $320,000 to each of the 50 states, D.C., and territories.
New Mexico Joins $106M Vanguard Settlement for Tax Disclosure Failures
New Mexico announced it is joining a $106 million settlement with Vanguard Marketing Corporation and The Vanguard Group, Inc. The settlement resolves allegations that Vanguard failed to supervise registered persons and did not disclose potential tax consequences to investors following changes to retirement fund investment minimums. The SEC will administer remediation payments to impacted New Mexico investors.
New Mexico Joins $19M Multistate Settlement Over Excessive Commissions
New Mexico has joined a multistate $19 million settlement with Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade for charging excessive commissions on small-dollar equity transactions. The firms will provide restitution to affected customers and pay $175,000 to New Mexico.
Safeguard Metals Liable for $51.2M Fraud Against 450 Investors
Safeguard Metals LLC and its owner Jeffrey Ikahn have been ordered to pay $51.2 million in restitution and penalties for defrauding 450 elderly investors nationwide in a precious metals scheme. The judgment includes $25.6 million in restitution to victims and an equal monetary penalty split between the CFTC and 30 state regulators.
New Mexico Securities Division Warns of Holiday Scams
The New Mexico Securities Division has issued a warning about sophisticated holiday scams targeting investors. The notice highlights emerging threats such as AI-driven impersonations, crypto fraud, and social media lures, drawing on data from the North American Securities Administrators Association's 2025 Enforcement Report.
FAA Exemption 21096 Renewal Request
Mantiff Management has submitted a request to the FAA for a renewal of Exemption Number 21096. The submission includes a renewal letter and a confidential information template.
Auburn Ag Products Withdraws Petition for Rulemaking
Auburn Ag Products has officially withdrawn its petition for rulemaking with the FAA. The company intends to refile the petition under a different docket. This action removes the previously submitted petition from consideration.
FAA Revokes Class E Airspace at Zuni, NM
The FAA has issued a final rule revoking Class E airspace at Zuni, NM, effective May 14, 2026. This action is in response to the closure of Black Rock Airport at Zuni Pueblo, NM, and aims to ensure efficient airspace use and safety.
FAA Exemption Extension Request for Osprey Agridrone Solutions
The FAA has posted an exemption extension request from Osprey Agridrone Solutions LLC for Exemption Number 19054C. This notice is part of the public comment period for the renewal.
FAA - Key Lime Air Corporation Exemption Extension Request
The Federal Aviation Administration (FAA) has received a request from Key Lime Air Corporation for an extension of Exemption 22633. This document pertains to the renewal request for the exemption.
FAA Proposed Airworthiness Directive for MHI RJ Aviation Airplanes
The FAA has proposed a new airworthiness directive (AD) for MHI RJ Aviation Model CL-600 series airplanes. The proposed AD would require revisions to maintenance or inspection programs to incorporate new airworthiness limitations to address an unsafe condition. Comments are due by May 1, 2026.
FAA Exemption Amendment for VOLO LLC Speed Increase
The FAA has received an amendment request from VOLO LLC for Exemption Number 24868. This amendment seeks to increase the permitted operating speed to 50 mph. The filing is part of the public comment process on regulations.gov.
FAA Special Conditions for Airbus EC175B Helicopters
The FAA has issued final special conditions for the Airbus Model EC175B helicopter, addressing the novel design feature of an optional search and rescue automatic flight control system. These conditions establish necessary safety standards equivalent to existing airworthiness regulations. Comments are requested by May 1, 2026.
FAA Final Rule on Instrument Approach Procedures and Takeoff Minimums
The FAA has issued a final rule establishing, amending, suspending, or removing Standard Instrument Approach Procedures (SIAPS) and associated Takeoff Minimums and Obstacle Departure procedures (ODPs) for operations at certain airports. These changes are effective March 17, 2026, and are necessary due to updates in navigational facilities, obstacle data, or air traffic requirements.
FAA - Codeman LLC UAS Exemption Request
Codeman LLC has submitted a petition to the FAA requesting an expedited exemption for Unmanned Aircraft Systems (UAS) operations under specific authorities. This filing initiates a consultation period where the FAA will review the request for approval.
FAA Special Conditions: Gulfstream G300 Therapeutic Oxygen System
The FAA has issued final special conditions for the Gulfstream G300 airplane concerning its therapeutic oxygen system. These conditions establish necessary safety standards for the novel design feature, which shares oxygen between flightcrew and passengers. The rule is effective March 17, 2026, with a comment period closing May 1, 2026.
FAA Exemption for UAS Agricultural Services
The FAA has granted R & K Solutions LLC an exemption to conduct Unmanned Aircraft Systems (UAS) agricultural services with UAS weighing 55 pounds or more. This exemption allows for commercial operations under special authority.
FAA - Expedited UAS Exemption Request for AI Ag Spray
AI Ag Spray has submitted a petition to the FAA requesting an expedited exemption to conduct Unmanned Aircraft Systems (UAS) operations under special authority. This request is for operations related to agricultural spraying.
FAA Adopts Airworthiness Directive for Extra Aerobatic Aircraft
The FAA has adopted a new airworthiness directive (AD) for Extra Aerobatic Aircraft Model EXTRA NG airplanes. This AD addresses reports of canopies opening or detaching in flight due to improper locking. It requires replacing canopy placards and revising the Pilot Operating Handbook/Airplane Flight Manual.
FAA Drone Spraying Solutions Exemption Renewal
The FAA has posted a renewal request for Exemption Number 22418, related to drone spraying solutions, submitted by Drone Spraying Solutions. This notice is for informational purposes regarding the exemption's status.
FAA Demand for Pleadings
The FAA has issued a demand for pleadings in a case dated March 13, 2026. This document is part of an ongoing enforcement action, identified by docket number FAA-2025-4651-0011. The specific details of the case and the required pleadings are outlined within the document.
Bawek Aerotech - Exemption Extension Request
Bawek Aerotech LLC has submitted a comment to the FAA requesting an extension for its exemption under section 44807 and an amendment to its current operating certificate. This filing is a procedural step in their ongoing regulatory compliance.
FAA Proposed Airworthiness Directive for Airbus A350 Galleys
The FAA has proposed a new airworthiness directive (AD) for certain Airbus A350-941 and -1041 airplanes due to reports of fractured lower attachment studs on galleys. The proposed AD would mandate inspections, corrective actions, and part replacements to address the identified safety concern.
FAA - Expedited UAS Exemption Request by EVOLUTION AG LLC
EVOLUTION AG LLC has submitted a petition to the FAA requesting an expedited exemption for Unmanned Aircraft Systems (UAS) operations under specific authorities. This filing initiates a consultation period for the FAA's review of the exemption request.
Northumbria University Drone Mapping System Contract Award
Northumbria University has awarded a contract valued at £37,097.20 to COPTRZ LTD for a drone mapping and surveying system. The system will be used for assessing hurricane damage and species vulnerability in Jamaican forest ecosystems. The contract duration is three months.
Bus Service Contract Award for Route 234
Transport for London has awarded a contract for the provision of bus service on Route 234 to Metroline for approximately £5.39 million. The contract is for an initial term of 7 years, with options for extension.
Educational Psychology Service Contract Award
Wirral Council has awarded a contract valued at £498,750 for Educational Psychology Services to Reed Specialist Recruitment Limited. The contract is for a duration of approximately 4 months and 27 days, commencing on March 17, 2026.
Govia Thames Link Railway - Maximo Licences, Support, Hosting Contract Award
Govia Thames Link Railway Limited has awarded a contract valued at £2.37 million for Maximo software licences, support, and hosting to ARCADIS GEN UK LIMITED. This direct award is an extension to cover the upgrade to version 9 while a full tender process is undertaken.
Cheshire East Council - Disability Adaptation Works Contract Award
Cheshire East Council has awarded a contract for disability adaptation works to BRENDEN FERN LIMITED for £44,389.04 excluding VAT. The contract is for a period of 11 months, from March 2026 to February 2027. This notice serves to inform the public of the contract award.
Scaffolding Framework for Highway and Construction Services
Durham County Council has published a notice for a new scaffolding framework for highway and construction services. The framework will be available for use by the council and other contracting authorities, with a duration of two years, extendable by two additional 12-month periods. Successful providers must pay up to a 1% retrospective rebate.
Hampshire Council Seeks £933,120 for Resettlement Accommodation Preparation
Hampshire County Council has published a preliminary market engagement notice for a service to furnish and equip properties for individuals and families relocating to Hampshire under various government resettlement programs. The estimated value of the contract is £933,120, with a duration of four years.
NHS Wales Contract Award: Online CBT Blended Service
NHS Wales Shared Services Partnership has awarded a contract for an Online CBT Blended Service valued at £119,225.95. The notice was published on March 17, 2026, and pertains to rehabilitation services.
Market Engagement for Stock Optimisation Software
Yorkshire Purchasing Organisation (YPO) has issued a market engagement notice for stock optimisation software. The notice seeks input from suppliers to help plan and order goods from UK and global suppliers. The engagement deadline for interested parties is April 5, 2026.
Ministry of Defence Contract for Batons
The UK Ministry of Defence has awarded a contract valued at £123,600 to Clad Safety Limited for the provision of batons and holsters. The notice was published on March 17, 2026, under the Procurement Act 2023.
Scottish Qualifications Authority Awards Paper Products Contract
The Scottish Qualifications Authority has awarded a contract for paper products valued at £132,000. The notice was published on March 17, 2026, and details the procurement process and contract award.
Moodys License Agreement for Corporate Data Award
Border to Coast Pensions Partnership Limited has awarded a license agreement to Moody's Analytics UK Limited for corporate and structured finance data. The contract value is £96,346.80 including VAT and will be effective from March 30, 2026, to March 29, 2027.
Shetland Islands Council Awards LiDAR and Aerial Photography Surveying Contract
Shetland Islands Council has awarded a contract valued at £207,400 for Light Detection and Ranging (LiDAR) and aerial digital photography surveying. The contract covers mapping of the entire Shetland region and associated islands.
NHS West Yorkshire Contract Award: Children's Trauma Therapy Service
NHS West Yorkshire Integrated Care Board has awarded a contract for a Children's Trauma Therapy Service to Family Action. The contract is valued at £879,304 and will run for two years, commencing April 1, 2026.
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