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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Cboe EDGA Exchange Rule Change for Fee Waiver
Cboe EDGA Exchange has filed a proposed rule change with the SEC to amend its fee schedule. The change introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions. This filing is effective immediately.
Cboe EDGX Exchange Fee Waiver for Internal Distributors
Cboe EDGX Exchange has filed a proposed rule change with the SEC to adopt a new fee waiver for eligible Internal Distributors. This waiver applies to the Internal Distribution Fee and Non-Display Usage Fee under specific conditions, aiming to encourage new market participants.
SEC Notice of Nasdaq PHLX LLC Proposed Rule Change for TNO Cross Connect Service
The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to introduce a new colocation telecommunications carrier connectivity service called TNO Cross Connect. This service will be offered throughout its data center campus.
Cboe BZX Exchange Fee Schedule Amendment for Internal Distributors
The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange, Inc. The exchange seeks to amend its fee schedule to introduce a new fee waiver for eligible internal distributors. This waiver applies to specific fees under certain conditions.
Cboe BYX Exchange Proposes Fee Waiver for Internal Distributors
The SEC has published a notice regarding a proposed rule change by Cboe BYX Exchange, Inc. to amend its Fee Schedule. The proposal introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions.
SEC Approves Amendment to Consolidated Audit Trail Funding Model
The SEC has approved an amendment to the National Market System Plan for the Consolidated Audit Trail (CAT) to implement a revised funding model. This amendment, known as the Executed Share Model, will establish a new fee schedule for participants contributing to the CAT.
SEC Notice: First Trust Portfolios L.P. and FTP Series Application
The SEC has published a notice regarding an application from First Trust Portfolios L.P. and FTP Series seeking exemptions under the Investment Company Act of 1940. The application requests approval for certain exchange and rollover privileges and modifications to sales charge structures for unit investment trusts.
SEC Notice: Megacorn Fund and Forge Global Advisors LLC Application
The SEC has published a notice regarding an application from Megacorn Fund and Forge Global Advisors LLC. The applicants seek an exemption to allow certain registered closed-end investment companies to issue multiple classes of shares and impose asset-based fees and early withdrawal charges.
SEC Notice: The RBB Fund Trust and M.D. Sass, LLC Application
The SEC has issued a notice regarding an application from The RBB Fund Trust and M.D. Sass, LLC. The application seeks an exemption from certain disclosure requirements and shareholder approval for subadvisory agreements. Interested parties can request a hearing by April 13, 2026.
USPS Proposes Discontinuing Priority Mail Express and Priority Mail Open and Distribute Parcel Mailings
The United States Postal Service (USPS) has proposed a rule to discontinue the mailing of parcels via Priority Mail Express and Priority Mail Open and Distribute services. This change aims to shift parcel mailings under these services to negotiated service agreements.
Steel Fittings from India and South Korea: Five-Year Review Notice
The US International Trade Commission (USITC) has determined to conduct full five-year reviews of the countervailing duty order on forged steel fittings from India and the antidumping duty orders on forged steel fittings from India and South Korea. These reviews will assess whether revoking these orders would likely lead to the continuation or recurrence of material injury.
USITC: Expedited Five-Year Review of Antidumping Duty Order on Tetrahydrofurfuryl Alcohol from China
The U.S. International Trade Commission (USITC) has scheduled an expedited five-year review to determine if revoking the antidumping duty order on tetrahydrofurfuryl alcohol from China would likely lead to material injury. This notice follows the Commission's determination that a full review is not warranted.
In the Matter of the Expunction of K.J. v. the State of Texas - Expunction Case
The Texas Court of Appeals, 8th District (El Paso), reversed and rendered a decision in the expunction case of K.J. v. the State of Texas. The court's disposition indicates a significant alteration to the lower court's ruling regarding the expunction of records.
Cody Bently v. State of Texas - Intoxication Offense Affirmed
The Texas Court of Appeals affirmed a lower court's decision denying a motion to suppress in the case of Cody Bently v. State of Texas. The appeal concerned the legality of a traffic stop for an intoxication offense. The court found the officer had reasonable suspicion for the stop.
Ruben Castillo, Jr v. State of Texas - Aggravated Assault Appeal
The Texas Court of Appeals affirmed the conviction of Ruben Castillo, Jr. for aggravated assault with a deadly weapon. The appeal challenged the admission of expert testimony regarding burn injuries sustained by a child. The court found no abuse of discretion in admitting the testimony.
Fernando E. Hernandez v. State of Texas - Criminal Appeal Abated
The Texas Court of Appeals, 7th District, has abated the criminal appeal of Fernando E. Hernandez v. State of Texas (Docket No. 07-25-00392-CR). The appeal was abated and remanded to the trial court to determine the appellant's intent to prosecute, indigency, and reasons for failing to arrange payment for the reporter's record.
Ali Mohamed Musleh v. State of Texas - Criminal Appeal Dismissal
The Texas Court of Appeals, 7th District, has dismissed the criminal appeal of Ali Mohamed Musleh in case number 07-25-00366-CR. The dismissal was granted upon the appellant's motion to voluntarily withdraw his appeal of a conviction for online solicitation of a minor.
James Ralston v. Anthony Ralston - Property Dispute
The Texas Court of Appeals affirmed a lower court's judgment in the property dispute case of James Ralston v. Anthony Ralston. The case involved a dispute over property ownership and a mechanic's lien filed by James Ralston. The court's decision upholds the existing judgment.
In the Matter of the Marriage of Liliane D. Nzukou Njipwo and Pierre Nya Njipwo - Divorce Case
The Texas Court of Appeals, 7th District, affirmed a trial court's final decree of divorce. The appellant appealed the trial court's decision regarding counsel withdrawal and the division of the marital estate. The appellate court found no abuse of discretion and affirmed the lower court's ruling.
Shannon Mark Douthit v. State of Texas - Criminal Appeal Dismissed
The Texas Court of Appeals, 8th District, dismissed the criminal appeal of Shannon Mark Douthit v. State of Texas. The dismissal was for want of jurisdiction, as the order denying the motion for new trial was deemed non-appealable.
Melchor Magdaleno-Garcia v. State of Texas - Sexual Assault Appeal
The Texas Court of Appeals, 7th District, affirmed the convictions of Melchor Magdaleno-Garcia for multiple counts of sexual assault of a child and related offenses. The court found sufficient evidence to support the jury's verdicts and the assessed sentences, including consecutive life sentences.
Delaware DOI Guidance on UAS Aerial Imagery Use in Insurance
The Delaware Department of Insurance issued Bulletin No. 150 to provide guidance on the use of Unmanned Aircraft Systems (UAS) for aerial imagery in insurance practices. The bulletin clarifies requirements for policy denial, cancellation, and nonrenewal notifications when UAS imagery is a contributing factor, emphasizing that cosmetic issues like roof discoloration are not valid grounds for adverse policy actions.
Delaware Insurance Bulletin No. 98 - UCAA Form 14 Contact Information
The Delaware Department of Insurance has issued Bulletin No. 98, revising requirements for direct contact information on UCAA Form 14. This bulletin clarifies the specific information insurers must provide for direct contact purposes.
Delaware Insurers: Mandatory Geographic Premium Allocation Reporting
The Delaware Department of Insurance reminds property and casualty insurers of their mandatory obligation to report the geographic allocation of premiums under 18 Del. C. § 705. This bulletin, reissued on February 2026, clarifies legislative changes effective January 1, 2025, and emphasizes the need for accurate reporting to ensure proper funding for Delaware's fire departments.
Delaware Insurance Regulation 1322 Implementation Guidance
The Delaware Department of Insurance issued Bulletin No. 138, revising guidance on implementing Regulation 1322 regarding mandatory minimum payment innovations in health insurance. The bulletin details updates to the Affordability Standards Data Submission (ASDS) template and provides submission deadlines for individual, small group, and large group health benefit plans.
CMA Investigates Adobe for Consumer Protection Law Infringements
The UK's Competition and Markets Authority (CMA) has opened an investigation into Adobe Systems Software Ireland Limited over suspected infringements of consumer protection law. The investigation focuses on early termination fee terms and the presentation of related information for certain Adobe products sold in the UK.
CMA Investigates Adobe Over Consumer Law Cancellation Fees
The UK's Competition and Markets Authority (CMA) has launched an investigation into Adobe concerning potentially unfair and misleading early cancellation fees on its 'annual billed monthly' plans. This action falls under the CMA's direct consumer enforcement powers, which allow for potential fines of up to 10% of global turnover.
Homeowners Insurance Unfair Trade Practices Clarification
The District of Columbia Department of Insurance, Securities and Banking issued a clarification bulletin regarding unfair trade practices for homeowners insurance. It reminds insurers that increasing premiums, changing rating classifications, or imposing surcharges due to a first weather-related claim is prohibited, even if the policy is not non-renewed.
DC Bulletin: Depreciation of Labor in Property Insurance Policies
The District of Columbia Department of Insurance, Securities and Banking issued a bulletin clarifying that depreciating labor expenses in property insurance policies is considered an unfair claims settlement practice. Insurers are instructed not to approve policy forms that allow for the depreciation of labor.
DC Guidance on Insurer Immunization Coverage
The DC Department of Insurance, Securities and Banking (DISB) issued guidance clarifying insurer expectations for immunization coverage. Insurers are expected to cover all ACIP-recommended vaccines and their administration costs without cost-sharing or obstructive utilization management for individual, small, and large group markets.
Updated Notification on Coverage Requirement and Issuer Accommodation
The District of Columbia Department of Insurance, Securities, and Banking has issued an updated bulletin regarding coverage requirements and issuer accommodations. This notice clarifies existing requirements for insurers and healthcare providers within the District.
Colorado DOI Enforces Federal and State Transparency in Coverage Rules
The Colorado Division of Insurance (DOI) has been granted enforcement authority over federal Transparency in Coverage (TiC) requirements. This allows the DOI to monitor carrier compliance with state and federal TiC data rules and issue penalties. The state also passed SB24-080 to strengthen these rules.
Contaminated Gasoline Advisory for Vehicle Owners with Insurance Issues
The Colorado Division of Insurance issued an advisory for vehicle owners affected by contaminated gasoline and experiencing issues with their insurance carriers. The advisory provides guidance on filing claims and contact information for the Division of Insurance.
Colorado Option Plans Reduce Premiums and Out-of-Pocket Costs
The Colorado Division of Insurance announced findings from a Mathematica analysis showing the Colorado Option standardized health plans are reducing premiums and out-of-pocket costs for consumers. The analysis, required by state law, indicates the program is meeting its goals of improving affordability and accessibility.
Colorado DOI: Hail is Primary Driver of Homeowner Insurance Costs
Colorado's Division of Insurance released data showing hail accounts for 26-54% of homeowner insurance premiums statewide. Governor Polis and the DOI are seeking innovative solutions to lower these costs for homeowners, including potential legislation for roof fortification grants and a reinsurance program for wildfires.
Colorado Access to Join Individual Health Market in 2027
The Colorado Division of Insurance announced that Colorado Access will join the state's individual health insurance market for the 2027 Plan Year. This addition will bring the total number of carriers in the market to seven, increasing consumer choice.
Arkansas DOI Warns of Medicare Urinary Catheter Billing Scam
The Arkansas Insurance Department issued a scam alert regarding scammers billing Medicare for unneeded urinary catheters. The alert highlights a significant increase in complaints since May 2023 and advises beneficiaries to regularly check their Medicare statements for fraudulent charges.
Arkansas Insurance Dept Penalizes PBMs for Law Violations
The Arkansas Insurance Department has issued notices of penalties and hearings against four major pharmacy benefit managers (PBMs) for alleged violations of state law regarding pharmacy payment rates. The department is seeking up to $1.47 million in fines for payments made below national average drug acquisition costs.
Medicare Fraud Prevention Week 2024 Guidance
The Arkansas Department of Insurance is promoting Medicare Fraud Prevention Week, June 3-9, 2024. The notice provides tips for Medicare beneficiaries to prevent fraud, identify warning signs, and report suspicious activity to the Senior Medicare Patrol (SMP).
Arkansas Medicare Fraud Prevention Week
The Arkansas Insurance Department's Senior Medicare Patrol (SMP) is highlighting Medicare Fraud Prevention Week from June 2-8, 2025. This initiative aims to raise awareness about the estimated $60 billion lost annually to Medicare fraud and empower beneficiaries to identify and report fraudulent activities.
Arkansas Insurance Day Event Announced
The Arkansas Insurance Department will host the second annual Arkansas Insurance Day (I-Day) on September 23, 2025, in Little Rock. The event aims to bring together industry professionals, legislators, and regulators for informative sessions and networking, offering continuing education credits.
Wright v. WellQuest Elk Grove - Published Opinion
The California Supreme Court has published an opinion in the case of Wright et al. v. WellQuest Elk Grove, LLC, et al. The case, with appellate court case number C105070, was filed on October 29, 2025. This publication marks the official release of the court's decision.
Jenkins v. Jenkins - Marriage Case Opinion
The California Supreme Court has published an opinion in the marriage case Jenkins v. Jenkins. The case was filed on November 30, 2023, and is assigned Court of Appeal Case Number A169217. Oral argument is scheduled for February 24, 2026.
Alaska Insurance Suspension and Revocation Orders
The State of Alaska Division of Insurance has issued multiple orders suspending or revoking the licenses of insurance professionals and companies. These actions are effective throughout 2024 and into 2025, impacting individuals and entities operating within the state's insurance market.
Alaska Division of Insurance Regulatory Adoption Orders
The Alaska Division of Insurance has published a collection of regulatory adoption orders for various fiscal years, detailing changes to insurance regulations. These orders cover a range of topics including pharmacy benefits manager requirements, healthcare payment basis, annuity transactions, reinsurance, and long-term care.
Freedom Advantage Insurance Company Acquisition Plan Order
The State of Alaska Division of Insurance has issued a hearing order concerning the acquisition plan of Freedom Advantage Insurance Company. This order is part of a series of administrative actions listed on the division's website.
Alaska Insurance Regulatory Orders
The Alaska Division of Insurance has published a collection of regulatory orders issued between 2021 and 2026. These orders cover various topics including workers' compensation rates, surplus lines placement, and health insurance access, particularly in relation to public health emergencies.
Alaska Insurance Disciplinary Orders
The State of Alaska's Division of Insurance has published a list of recent disciplinary orders against insurance entities and individuals. These orders, primarily in the form of Stipulated Agreements, address various regulatory compliance issues within the state's insurance market.
Alaska Bulletin Lists Eligible Surplus Lines Insurers
The Alaska Division of Insurance issued Bulletin B26-01 to provide an updated list of eligible surplus lines insurers. This bulletin supersedes B25-06 and clarifies eligibility requirements for foreign and alien insurers under the Non-admitted and Reinsurance Reform Act of 2010.
Wisconsin Insurance Commissioner Issues $33,000 Forfeiture for Insurance Fraud
The Wisconsin Office of the Commissioner of Insurance (OCI) has issued its first forfeiture of $33,000 for insurance fraud under new statutory authority. This action addresses misrepresentations made by a transportation service owner regarding workers' compensation insurance premiums.
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