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Fund II Consent Order and $2,500 Penalty
The New Hampshire Bureau of Securities Regulation has issued a consent order against Fund II, a series of Cambrian VC, LP, for late notice filing of securities sales. Fund II has agreed to pay a $2,500 penalty and cease and desist from further violations.
Austen Access Fund Ordered to Cease and Pay $2,500 Penalty
The New Hampshire Bureau of Securities Regulation has issued a consent order against Austen Access Fund, LP. The fund is ordered to cease and desist from further violations and pay a $2,500 penalty for filing a notice of exemption more than one year after its first sale of securities in the state.
NH Consent Order: Redwood Private Wealth, LLC and Thomas Space - Unsuitable Options Trades
The New Hampshire Bureau of Securities Regulation has issued a consent order against Redwood Private Wealth, LLC and Thomas Space for unsuitable options trades that resulted in an $81,426 loss for a client. The order settles the matter without admission of guilt and includes sanctions.
Moloney Securities Co. Consent Order for GWG L Bond Sales
The New Hampshire Bureau of Securities Regulation has issued a consent order against Moloney Securities Co., Inc., Glenn Cray, and Robert Gustafson regarding the sale of GWG L Bonds. The respondents have agreed to pay $100,000 in restitution to affected investors.
TX PUC Appoints Temporary Manager for Blue Cereus Water Utility
The Public Utility Commission of Texas (PUCT) appointed a temporary manager for Blue Cereus LLC, a water utility in Val Verde County, to ensure continuous service. This action was taken due to Blue Cereus' failure to secure water purchase contracts and resolve disputes with its wholesale providers, who threatened to shut off service.
PUCT Publishes Monthly Transmission and Distribution Rates for Consumers
The Public Utility Commission of Texas (PUCT) has launched a new webpage to publish authorized monthly transmission and distribution utility (TDU) rates for consumers. This initiative, mandated by Senate Bill 1664, aims to increase transparency and assist consumers in understanding their electricity bills and shopping for competitive plans.
John Hymes and Cuzan Services, LLC v. Frederick Evans Schmidt and Koch and Schmidt, LLC
The Louisiana Court of Appeal affirmed a trial court's decision to maintain a peremptory exception of peremption. This ruling dismissed claims brought by John Hymes and Cuzan Services, LLC against Frederick Evans Schmidt and Koch and Schmidt, LLC. The case involves allegations of legal malpractice.
Nelson-Lloyd v. Auto Club Mapfre Insurance Company - Civil Case
The U.S. District Court for the Eastern District of Washington issued an order addressing multiple motions in the civil case Wendy Nelson-Lloyd and Christopher Lloyd v. Auto Club Mapfre Insurance Company. The order covers motions to compel, a motion to extend pretrial deadlines, and a motion for reconsideration.
Progressive Insurance v. Sunde and Stein - Summary Judgment Ruling
The U.S. District Court for the Eastern District of Washington issued an order in the lawsuit Progressive Direct Insurance Company and Progressive Casualty Insurance Company v. Leif Sunde, Christopher Stein, and Malinda Stein. The court denied the defendant Leif Sunde's motions for an extension of time and granted the plaintiffs' motion for summary judgment.
OSHA Safety Champions Program Launched
The U.S. Department of Labor's OSHA has launched the new Safety Champions Program to help employers develop and implement effective workplace safety and health programs. This voluntary initiative offers a tiered structure to guide businesses in improving their safety practices.
OSHA Cites Alpha Baking Co. for Repeat, Serious Safety Violations
The U.S. Department of Labor's OSHA has cited Alpha Baking Co. Inc. for repeat and serious safety violations following an employee injury. The bakery faces proposed penalties totaling $326,276 for hazards including unguarded machines and inadequate lockout/tagout training.
S. v. United States of America - Civil Case Filing
A new civil case, S. v. United States of America, was filed in the U.S. District Court for the Northern District of California. The case was filed on March 17, 2026, with case number 4:26-cv-02299. The filing includes a complaint, proposed summons, and an application to maintain anonymity.
Colorado Bill Updates State Emergency Response Departments and Divisions
Colorado HB26-1252 restructures state emergency response departments, moving units, creating a state recovery task force, and clarifying duties. Information related to disaster survivors will be exempt from public disclosure.
Colorado Bill HB26-1297 Standardizes Misdemeanor Traffic Offense Language
Colorado bill HB26-1297, introduced for the 2026 Regular Session, aims to standardize language within state statutes. The bill will amend instances of "traffic misdemeanor" to uniformly use "misdemeanor traffic offense" when referencing these types of traffic violations.
Colorado Bill: Search Warrant Process for Covered Platforms
Colorado's SB26-011 requires operators of certain online platforms to establish a streamlined process for law enforcement to contact them regarding search warrants. The bill mandates a staffed hotline, acknowledgment of receipt within 8 hours, and compliance with warrants within 72 hours, with enforcement by the Attorney General or district attorneys.
Colorado Bill Preserves Patient Access to Compounded Medical Items
Colorado bill HB26-1262 aims to preserve patient access to compounded medical items. The bill clarifies conditions under which licensed entities can compound, supply, and obtain compounded drugs and devices, and prohibits the state board of pharmacy from adopting rules more restrictive than federal or state law.
Colorado Bill SB26-032: Updates Vaccine Coverage and Access
Colorado Bill SB26-032 updates vaccine coverage requirements, including expanding the definition of the cervical cancer vaccine to the human papillomavirus vaccine and recognizing coverage for both men and women. It also modifies provisions related to pharmacist prescriptive authority for vaccines and liability limitations for vaccine handling and administration.
Colorado Fire Suppression Programs Extended to 2037
Colorado Bill HB26-1187 proposes to extend the sunset date for fire suppression programs within the division of fire prevention and control until 2037. The bill also aims to replace gender-specific terminology with gender-neutral language in program provisions.
Colorado Bill HB26-1258 Changes Death-Care Practices and Licensure
Colorado Bill HB26-1258 proposes significant changes to death-care practices and professional licensure under the Mortuary Science Code. The bill revises regulations concerning licensed professionals, registered establishments, nontransplant tissue banks, and the process for filing death certificates. It also modifies the criminal offense of abuse of a corpse.
Colorado Bill Exempts Certain Drugs from Affordability Board Reviews
Colorado Senate Bill 26-140 proposes to exempt certain drugs from affordability reviews conducted by the Colorado Prescription Drug Affordability Review Board. The bill is currently under consideration by the state legislature.
Colorado Bill Proposes Wildlife Crossings via Optional Fees
Colorado Bill SB26-141 proposes the creation of optional fees during motor vehicle registration to fund wildlife projects. The proceeds from a newly established optional fee would be used to construct wildlife crossings and other transportation improvements.
Colorado Bill Restricts Payment Card Network Fees
Colorado's SB26-134 proposes to restrict payment card networks from establishing or increasing fees based on the gross dollar amount of a transaction that includes taxes. The bill exempts smaller issuers and allows injured parties to bring civil actions against non-compliant networks.
Colorado Bill: Teacher Licensure for Experienced Out-of-State Teachers
Colorado SB26-126 proposes to amend teacher licensure requirements by removing the 7-year limit for out-of-state teaching experience. It also mandates interstate reciprocity agreements for states participating in the Interstate Teacher Mobility Compact.
Federal Reserve Privacy Act System of Records Modification Proposed
The Federal Reserve System has proposed modifications to an existing system of records, BGFRS-14, concerning Federal Reserve Bank and Branch Directors. This notice is open for public comment until April 16, 2026, and the modifications will become effective on the same date unless public comments necessitate changes.
Federal Reserve Proposes Extending Mortgage Loan Originator Registration
The Federal Reserve System has proposed extending the information collection activities related to mortgage loan originator registration. This notice requests public comment on the proposed extension, which is currently set to expire soon.
Federal Reserve: Agency Information Collection Activities Approval
The Federal Reserve announced the approval of agency information collection activities under delegated authority. This notice, published on March 17, 2026, details the extension of an existing information collection for three years without revision.
Federal Reserve: Bank Control Notices and Share Acquisitions
The Federal Reserve System has published a notice regarding change in bank control and acquisitions of shares of a bank or bank holding company. This notice provides information on regulatory filings and approvals related to these transactions.
Federal Reserve Notice on Bank Holding Company Formations, Acquisitions, and Mergers
The Federal Reserve System has published a notice regarding the formations, acquisitions, and mergers of bank holding companies. This notice, published on March 17, 2026, provides information on these corporate activities within the banking sector.
Safety Zone Established in San Pedro Channel and Bay, CA
The Coast Guard has established a temporary safety zone in the San Pedro Channel and San Pedro Bay, California, effective March 17, 2026, through April 30, 2026. This rule aims to ensure the safety of the public and mariners during a specific event or period.
Ryan White HIV/AIDS Program Forms Submission to OMB for Review
The Health Resources and Services Administration (HRSA) has submitted revisions to the Ryan White HIV/AIDS Program: Allocations Report Forms to the Office of Management and Budget (OMB) for review and approval. A public comment period is open until April 16, 2026.
Shimano Proposed Settlement Agreement with CPSC
The Consumer Product Safety Commission (CPSC) has proposed a settlement agreement with Shimano, Inc. and Shimano North America Holding, Inc., including an $11.5 million civil penalty. The document is open for public comment for 15 days.
Notice of Public Meeting: South Carolina Advisory Committee to the U.S. Commission on Civil Rights
The Civil Rights Commission has published a notice announcing a public meeting for the South Carolina Advisory Committee. The meeting is scheduled for April 10, 2026, and will focus on civil rights matters within the state.
CFPB Draft Strategic Plan FY 2026-2030 - Public Comment Invited
The Consumer Financial Protection Bureau (CFPB) has released a draft strategic plan for fiscal years 2026-2030 and is inviting public feedback. Interested parties can submit comments via email until April 17, 2026.
DOJ Religious Liberty Commission Holds Hearing on Healthcare
The Department of Justice's Religious Liberty Commission held its sixth hearing focused on religious freedom within the healthcare sector. The hearing featured testimony from medical professionals and others impacted by mandates, aiming to identify threats and opportunities to secure religious liberties in healthcare.
Syrian Official Convicted of Torture and Immigration Fraud
A federal jury convicted Samir Ousman Alsheikh, a former Syrian prison official, of torture and immigration fraud. The conviction includes charges related to his involvement in torture at Adra Prison and lying to U.S. immigration authorities to obtain a green card and pursue citizenship.
WHS Laws Consultation Summary Published
Safe Work Australia has published a summary of feedback received during public consultation for the Best Practice Review of the model Work Health and Safety (WHS) laws. The summary outlines key themes and issues raised by over 1000 responses, which will inform the final report to WHS ministers.
OSHA Cites Bakery for Repeat, Serious Safety Violations Totaling $326,276
The U.S. Department of Labor's OSHA has cited Alpha Baking Co. Inc. for repeat and serious safety violations after an employee suffered a broken arm. Proposed penalties total $326,276.
Merger M.12158: Leonardo, Iveco, Astra Decision
The European Commission has issued a decision regarding the merger M.12158 involving Leonardo, Iveco Defence Vehicles, and Astra Veicoli Industriali. The decision, dated March 16, 2026, concerns the manufacture of weapons, ammunition, motor vehicles, and defense activities.
New York v. Trump - Court Opinion
The First Circuit Court of Appeals issued an opinion in the case of New York v. Trump, involving multiple states and federal officials. The opinion addresses appeals from the United States District Court for the District of Rhode Island.
Nasdaq MRX LLC Proposed Rule Change - Fees and Rebates
Nasdaq MRX LLC has filed a proposed rule change with the SEC to amend its fee schedule. The exchange proposes to discontinue the Tier 4 Priority Customer Maker Rebate for Non-Penny Symbols. The SEC is soliciting comments on this proposal.
SEC Proposes Rule Change for MIAX Sapphire Fee Schedule
The SEC is publishing for comment a proposed rule change filed by MIAX Sapphire, LLC. The proposal seeks to amend the exchange's Fee Schedule to update certain non-transaction fee waivers and remove expired text related to trading floor operations. This action follows the exchange's launch of its trading floor in September 2025.
SEC Proposed Rule Change: 24X National Exchange LLC Rebates
The SEC is seeking public comment on a proposed rule change by 24X National Exchange LLC. The exchange proposes to amend its transaction rebates, increasing the rebate for added displayed volume and decreasing rebates for added midpoint volume executions. These changes aim to incentivize liquidity provision.
SEC Extends Nasdaq Rule Change Review for China Listing Criteria
The SEC has extended the review period for Nasdaq's proposed rule change regarding additional initial listing criteria for companies primarily operating in China. The comment period was originally set to end on March 18, 2026, but has been extended by 60 days.
SEC Notice: JPMorgan Private Markets Fund Co-Investment Application
The SEC has issued a notice regarding an application from JPMorgan Private Markets Fund and affiliated entities. The application seeks an order to permit certain registered closed-end management investment companies and business development companies to co-invest in portfolio companies.
Paxos Securities Settlement Company LLC Application Amendment
The SEC is publishing a notice of an amendment filed by Paxos Securities Settlement Company, LLC (PSSC) to its application for registration as a clearing agency. The amendment modifies exhibits related to member director considerations, PSSC rules on credit risk and counterparty termination, and ongoing monitoring of participants. The SEC is soliciting public comments on the amendment.
SEC: Nasdaq MRX proposes new Outcome-Related Options rule
The SEC is seeking public comment on a proposed rule change by Nasdaq MRX to list and trade Outcome-Related Options (OROs). These cash-settled, European-style binary options would be based on the Nasdaq-100 Index and Nasdaq-100 Micro Index.
SEC approves Cboe BZX Exchange rule change on listing standards
The SEC has approved a rule change for the Cboe BZX Exchange, allowing its staff to grant an additional 180-day compliance period for beneficial holder listing deficiencies. This extends the total potential compliance period to 360 days for certain listed products demonstrating progress.
SEC Extends Comment Period for Nasdaq Listing Rule
The SEC has extended the comment period for a proposed rule change by Nasdaq to establish a new continued listing requirement of at least $5 million in market value of listed securities. The new deadline for the SEC to act on the proposal is April 29, 2026.
SEC Sunshine Act Meeting Notice - March 19, 2026
The Securities and Exchange Commission (SEC) has announced a closed Sunshine Act meeting scheduled for March 19, 2026. The meeting will address the institution and settlement of injunctive actions and administrative proceedings, resolution of litigation claims, and other enforcement-related matters.
Roblox Corporation sued for product liability, personal injury
Roblox Corporation has been sued in the U.S. District Court for the Northern District of California for product liability and diversity personal injury. The case, DLG-GAL-0054 et al v. Roblox Corporation et al, was filed on March 16, 2026, with case number 3:26-cv-02277. The complaint alleges product liability and personal injury claims.
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