SEC Sunshine Act Meeting Notice - March 19, 2026
Summary
The Securities and Exchange Commission (SEC) has announced a closed Sunshine Act meeting scheduled for March 19, 2026. The meeting will address the institution and settlement of injunctive actions and administrative proceedings, resolution of litigation claims, and other enforcement-related matters.
What changed
The Securities and Exchange Commission (SEC) has issued a notice for a closed Sunshine Act meeting to be held on March 19, 2026. The agenda includes discussions on the institution and settlement of injunctive actions and administrative proceedings, resolution of litigation claims, and other matters related to examinations and enforcement proceedings. The meeting is closed to the public under specific exemptions outlined in the Sunshine Act and relevant CFR sections.
This notice serves as an informational update for regulated entities and legal professionals involved in SEC enforcement and litigation. No specific actions are required from external parties based on this notice, as it pertains to internal commission deliberations. Compliance officers should note the types of matters being discussed, which indicate ongoing enforcement priorities within the SEC.
Source document (simplified)
Content
TIME AND DATE:
2:00 p.m. on Thursday, March 19, 2026.
PLACE:
The meeting will be held via remote means and at the Commission's
headquarters, 100 F Street NE, Washington, DC 20549.
STATUS:
This meeting will be closed to the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed
meeting. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time,
date, and/or place of the meeting will be posted on the Commission's website at https://www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions
set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8),
(a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist
of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551-5400.
(Authority: 5 U.S.C. 552b)
Dated: March 12, 2026. Vanessa A. Countryman, Secretary. [FR Doc. 2026-05116 Filed 3-12-26; 4:15 pm] BILLING CODE 8011-01-P
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