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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Foreign Vessel Use Application for MOKUME CANE
The Maritime Administration has posted an application for the foreign vessel MOKUME CANE to operate in U.S. coastwise trade. This notice serves to inform the public and potentially interested parties about the application.
Foreign Vessel Use Request for TOP CAT Vessel
The Maritime Administration (MARAD) has received a request for the use of the foreign vessel TOP CAT in U.S. coastwise trade. This notice serves to inform the public and solicit comments regarding this request.
Foreign Vessel Use Request CAT 5
The Maritime Administration (MARAD) has received a request for the use of a foreign vessel, identified as CAT 5, in coastwise trade. The request has been filed and is available for review.
Foreign Vessel Use Request for BROADWAY GIRL
The Maritime Administration (MARAD) has received a request for the use of the foreign vessel BROADWAY GIRL in U.S. coastwise trade. This notice serves to inform the public of the request, as no documents are available for direct viewing or download through the provided link.
Foreign Vessel Coastwise Trade Request - AISLING Vessel
The Maritime Administration (MARAD) has received a request for the use of the foreign vessel AISLING in U.S. coastwise trade. This notice serves to inform the public of the request, as no documents are available for public viewing or download at this time.
SEC Proposes Form N-3 Extension for Information Collection
The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget for an extension of the information collection requirements associated with Form N-3. This form is used for the registration of separate accounts offering variable annuity contracts. The SEC estimates an annual hour burden of 1,727 hours and a cost burden of $125,376.
SEC Extends Deadline for Cboe Extended Equity Options Trading Rule
The SEC has extended the deadline for its decision on a proposed rule change by Cboe Exchange to allow extended trading hours for multi-listed equity options. The new deadline for the SEC to approve or disapprove the rule change is May 31, 2026. This extension provides the Commission additional time to consider the proposal and related issues.
Fixed Income Clearing Corp. Proposed Rule Changes
The Securities and Exchange Commission (SEC) is soliciting comments on a proposed rule change by the Fixed Income Clearing Corporation (FICC). FICC proposes to correct and clarify its Government Securities Division (GSD), Mortgage-Backed Securities Division (MBSD), and MBSD EPN Rules, and to harmonize these rules with each other and with the rules of its affiliates, DTC and NSCC.
SEC Proposes Cboe Rule Changes for Complex Orders and Auctions
The SEC is soliciting comments on a proposed rule change by Cboe Exchange, Inc. to amend rules regarding complex orders and auctions. The proposal aims to establish stop-limit complex orders and a new auction mechanism called Stop Complex Order Auctions (SCOA) to accommodate these order types.
SEC - Proposed Collection of Information for Rule 17a-7
The Securities and Exchange Commission is seeking public comment on a proposed collection of information related to Rule 17a-7, which provides an exemption for affiliated fund transactions. The SEC estimates the annual burden for approximately 446 funds to be 2,230 hours, with external costs of $1,659,120.
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