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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
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Trade & Procurement
Recent changes
Warning: investing-in.pro Fraudulent Website
BaFin issued a consumer warning on April 7, 2026, alerting the public that the website investing-in.pro is offering financial and investment services without the required authorization. The unknown operators are suspected of operating illegally under Section 37(4) of the German Banking Act (KWG). BaFin advises consumers to verify company authorization status in its database before engaging with any financial services provider.
Peterborough Compressor Emissions Re-opener Application Consultation
Ofgem published a consultation on National Gas Transmission's application to modify outputs, delivery dates, and allowances for Peterborough compressor station under Special Condition 3.11, Compressor Emissions Re-opener and Price Control Deliverable. The consultation sets out Ofgem's minded-to position based on evidence presented in June 2025 application. Comments are invited from network companies, gas shippers, consumer groups, and environmental groups until 5 May 2026.
HSE consults on updating workplace injury reporting
The Health and Safety Executive (HSE) launched a public consultation on The Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (RIDDOR). The consultation proposes both legislative changes (revised definitions, updated dangerous occurrences list, expanded reportable diseases, extended diagnostician scope) and non-legislative changes (simplified online reporting form). The consultation closes on 30 June 2026 and affects all sectors and industries in Great Britain.
Ministry of Defence Digital Print Hire RFI
The Ministry of Defence Navy Graphics unit published a Request for Information (RFI) for digital print and finishing equipment hire services. The procurement (Reference: tender_526280/1565921) addresses end-of-life equipment issues at the Whale Island facility in Portsmouth. Responses are sought by 21 April 2026.
Williams v. Mid-Ohio Coal Co. - Mineral Rights Dispute
The Ohio Fifth Appellate District reversed and remanded the trial court in Williams v. Mid-Ohio Coal Co., ruling in favor of Mid-Ohio Coal Company's claim to underground mineral rights beneath a 35-acre tract. The appellate court applied the claim-preclusion doctrine, finding that a 1954 quiet-title action and an indexing error affected the chain of title.
Swiecicki v. Swiecicki - Appeal Dismissal
Ohio Court of Appeals, Eleventh District dismissed Appellant Jeffrey Swiecicki's appeal for lack of jurisdiction. The court held that a magistrate's decision alone, without a separate and distinct final judgment entry from a judge, does not constitute a final appealable order under R.C. 2505.02(B). The case (Docket No. 2026-P-0012) affirms that only judges may terminate actions through judgment entries, and interlocutory appeals from magistrate decisions are not permissible until a final order is entered.
In re R.C. and R.G. - Juvenile Traffic Offender Suppression
Ohio Court of Appeals, Third District affirmed the denial of suppression motions for juvenile traffic offenders R.C. and R.G., finding Miranda warnings were unnecessary and their statements to law enforcement were voluntary. The juveniles were charged with reckless operation and related traffic offenses after Corporal Morgan investigated a reported street racing incident.
State v. Howard - Criminal Appeal Dismissed as Frivolous
The Twelfth District Ohio Court of Appeals dismissed a frivolous criminal appeal filed by Shiviez Montrel Howard. Under Anders v. California procedures, appellate counsel filed a brief indicating no arguable errors and requesting permission to withdraw. The court independently reviewed the record, found no prejudicial error, and dismissed the appeal.
Saunders v. Moreira - Appeal Dismissed
The Georgia Court of Appeals dismissed appeal A26A1231 filed by Steven T. Saunders on April 6, 2026. The appellant failed to file required enumeration of errors and brief within the mandated 20-day period following docketing, as required under Court of Appeals Rule 23(a). The appeal was deemed abandoned.
Tony L. Ware v. Fidelity Acceptance Corporation - Dismissal for Lack of Jurisdiction
The Georgia Court of Appeals dismissed Tony L. Ware's appeal against Fidelity Acceptance Corporation for lack of jurisdiction. The trial court had corrected a clerical error under OCGA § 9-11-60(g) but left issues pending, making the order non-final and the direct appeal premature. The court cited precedent requiring interlocutory application procedures for such orders.
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