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Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
DEA Notice Comment Submission
The Drug Enforcement Administration (DEA) is providing a portal for public comment on a notice. The comment period deadline is May 18, 2026. Interested parties can submit comments and attach files through the Regulations.gov website.
DEA Notice: Pisgah Labs Importer Application for Controlled Substances
The DEA has published a notice regarding an application from Pisgah Laboratories Inc. to be registered as an importer of Schedule II controlled substances, including Phenylacetone and Thebaine. Comments and requests for a hearing are due by April 20, 2026.
Maine DHHS Receives Grant for Reproductive Health Awareness
The Maine Department of Health and Human Services (DHHS) has received a nearly $600,000 federal grant from CMS to expand awareness of reproductive health coverage options available through CoverME.gov and MaineCare. The two-year grant will fund outreach and education efforts to inform consumers about available benefits.
Change Healthcare Data Breach Consumer Notice
The Maine Bureau of Insurance issued a consumer notice regarding the Change Healthcare data breach in February 2024. The breach compromised patient information, including names, addresses, and Social Security numbers, and caused widespread disruptions in healthcare payment processing. Change Healthcare is offering two years of free credit monitoring and identity theft protection.
Maine Seeks Comments on Medical Payments Coverage Rules
The Maine Bureau of Insurance is seeking comments on a draft form and proposed rule changes related to medical payments coverage assignments under LD 899. The changes aim to strengthen requirements for written agreements and provide clarity for consumers regarding payment assignments to providers. The law becomes effective September 24, 2025, with enforcement delayed until December 1, 2025.
Maine Finalizes 2026 Health Insurance Premiums
The Maine Bureau of Insurance has announced finalized 2026 health insurance premiums for the individual and small group markets. Average rate increases of 23.9% for individuals and 17.5% for small groups will take effect January 1, 2026, driven by rising medical and drug costs.
Anthem/Northern Light Health Contract Dispute FAQs
The Maine Bureau of Insurance issued FAQs addressing consumer protections related to the potential network termination of Northern Light Health providers from Anthem's network. The FAQs outline patient rights regarding continuity of care and access to services if an agreement is not reached by the stated deadlines.
Maine Insurance Bulletin on Agency Termination and Policy Cancellation
The Maine Bureau of Insurance issued Bulletin 489 to clarify that terminating an agency relationship is not a lawful basis for nonrenewal of homeowners, renters, or personal auto policies. Insurers must adhere to Maine's Cancellation Control Acts and provide explicit reasons for nonrenewal.
Maine Insurance Bulletin: Out-of-Network Provider Referrals
The Maine Bureau of Insurance issued Bulletin 490, updating Bulletin 434 regarding out-of-network provider referrals. The bulletin reflects legislative changes expanding direct health care service arrangements to all licensed physicians and advanced practitioners, changing the term 'direct primary care provider' to 'direct health care provider'. Health carriers must now honor referrals from these providers on the same terms as in-network providers.
Maine DOI: Excluded Driver Law Compliance for Auto Insurance
The Maine Bureau of Insurance issued Bulletin 491 to clarify compliance requirements for the Excluded Driver Law (24-A M.R.S. § 2916-B) for personal automobile insurance policies. Insurers must ensure specific criteria are met for driver exclusions, including policyholder agreement, underwriting justification, and proper policy endorsement.
Maine Network Adequacy Guidance for Plan Year 2027
The Maine Bureau of Insurance has issued updated Network Adequacy Guidance for plan year 2027, superseding Bulletin 487. Insurers offering Qualified Health Plans must continue to meet CMS network adequacy standards, including specific provider-to-enrollee ratios and accessibility standards, with modifications for Maine's specific conditions.
FMA Fines APEX Ventures GmbH for AIFMG Breach
The Austrian Financial Market Authority (FMA) has imposed fines of EUR 2,000 each against the persons responsible of APEX Ventures GmbH for failing to promptly notify required information under the Alternative Investment Fund Managers Act (AIFMG). The penal orders are final.
Allianz Risk Transfer AG Portfolio Transfer to Allianz Global Corporate SE
The Austrian Financial Market Authority (FMA) announced that Allianz Risk Transfer AG has transferred its entire insurance portfolio to Allianz Global Corporate & Specialty SE. This portfolio transfer became effective on February 28, 2026. Policyholders have a termination right under the Insurance Supervision Act 2016.
Kansas DOI: Consumer Protection Against Fraud
The Kansas Department of Insurance is reminding Kansans to protect themselves from fraud during National Consumer Protection Week. The notice provides resources and tips for identifying and reporting scams, particularly those involving digital assets and investments.
Kansas Insurance Commissioner Offers Wildfire Support
The Kansas Insurance Commissioner has issued a notice offering support to communities impacted by recent wildfires. The Department of Insurance is available to assist residents with insurance claims and navigate the recovery process, providing contact information for their Consumer Assistance Division.
Kansas Storm Claims Paid by Insurers Reach $879 Million in 2025
The Kansas Department of Insurance released 2025 data showing that insurance companies paid out $879 million for storm damage claims, a nearly 99% increase from 2023. The notice highlights the cost of severe storms and advises policyholders to review their coverage.
Kansas Insurance Commissioner Offers Severe Weather Insurance Aid
The Kansas Department of Insurance is reminding residents and businesses affected by recent severe weather in Wyandotte, Johnson, and Leavenworth Counties to contact the Department if they encounter issues with insurance claims. Commissioner Vicki Schmidt encourages those with questions or claim disputes to reach out for assistance.
DEA Notice: SpecGx LLC Importer Application for Controlled Substances
The DEA has issued a notice regarding an application from SpecGx LLC to be registered as an importer of Schedule II controlled substances, including Phenylacetone, Coca Leaves, Thebaine, Opium, Poppy Straw Concentrate, and Tapentadol. Interested parties can submit comments or objections by April 20, 2026.
DEA Notice: Patheon API Services Importer Registration Application
The DEA has published a notice regarding an application from Patheon API Services, Inc. for registration as an importer of specific controlled substances, including Dimethyltryptamine, Psilocybin, Psilocyn, Amphetamine, and Methadone. Interested parties can submit comments or hearing requests by April 20, 2026.
DEA Notice of Application for Bulk Controlled Substance Manufacturer Registration
The DEA has published a notice regarding an application from Siegfried Grafton, Inc. to be registered as a bulk manufacturer of various controlled substances, including Schedule I and II drugs. Interested parties can submit comments or requests for a hearing by May 18, 2026.
DEA Bulk Manufacturer Application for Controlled Substances
The DEA has published a notice regarding an application from Sterling Wisconsin, LLC to be registered as a bulk manufacturer of Schedule I and II controlled substances, including Lysergic Acid Diethylamide, Marihuana Extract, and Oliceridine. Registered manufacturers and applicants can submit comments or hearing requests by May 18, 2026.
Indiana Withdraws Association Health Plans Bulletin 245
The Indiana Department of Insurance has withdrawn Association Health Plans Bulletin 245. This action follows the U.S. Department of Labor's rescission of its 2018 rule defining 'employer' for Association Health Plans, returning to pre-2018 guidance.
Indiana AG 54 for Index-Linked Variable Annuities
The Indiana Department of Insurance issued Bulletin 275 to clarify that Actuarial Guideline 54 (AG 54) is effective for all index-linked variable annuity contracts issued on or after July 1, 2024. Insurers must demonstrate compliance with AG 54 for approved products to continue selling them in Indiana.
Indiana Credit Life and Accident/Health Insurance Rate Adjustment
The Indiana Department of Insurance issued Bulletin 277 to update prima facie rates for credit life and accident/health insurance. The bulletin adjusts rates based on triennial experience data, increasing credit life rates by 32.5% and decreasing accident/health rates by 6.1%.
Indiana Insurers Reporting Ownership Information Requirements
The Indiana Department of Insurance issued Bulletin 278 to notify insurers, third-party administrators, and pharmacy benefit managers of new ownership information reporting requirements effective July 1, 2025. Entities must report individuals or entities with at least a 5% ownership interest, controlling interest, or private equity partner interest.
Indiana bulletin on ownership reporting for insurers, TPAs, PBMs
Indiana bulletin on ownership reporting for insurers, TPAs, PBMs
Idaho State Fire Marshal Announces Chief Deputy Promotion
The Idaho Department of Insurance announced the promotion of Josh Masterson to Chief Deputy State Fire Marshal. This promotion recognizes his experience and dedication to fire prevention, investigation, and public safety within the state.
Idaho Department of Insurance Earns NAIC Accreditation
The Idaho Department of Insurance has earned reaccreditation from the National Association of Insurance Commissioners (NAIC). This accreditation signifies the department's adherence to high standards in financial solvency regulation and consumer protection within the state's insurance market.
Idaho Woman Sentenced for Insurance Fraud
The Idaho Department of Insurance announced the sentencing of Michelle Stone for insurance fraud. Stone was found guilty of two felony counts and sentenced to probation, community service, and restitution. This case highlights the department's efforts to combat insurance fraud.
Idaho Department of Insurance v. Spencer W. Jones - Insurance Fraud Sentencing
The Idaho Department of Insurance announced the sentencing of Spencer W. Jones for insurance fraud. Jones was sentenced to three years in prison and ordered to pay court costs, fines, and restitution for filing a fraudulent insurance claim.
Idaho Insurance Fraud Scheme: Two Men Sentenced
The Idaho Department of Insurance announced the sentencing of two men for their involvement in a $200,000 insurance fraud scheme. Tanner Evans, a licensed insurance agent, and David Lenon were found guilty of insurance fraud related to a scheme involving classic vehicles destroyed by fire. Both received suspended sentences, probation, and restitution.
Nasdaq ISE LLC Proposed Rule Change for Co-Location Services
The SEC has published a notice regarding a proposed rule change by Nasdaq ISE LLC to expand its co-location services. This expansion includes offering new cabinet and power options, specifically a liquid-cooled cabinet, in the Exchange's expanded data center. The SEC is soliciting public comments on this proposal.
Nasdaq MRX LLC Proposed Rule Change to Expand Co-Location Services
The SEC has published a notice regarding a proposed rule change by Nasdaq MRX LLC to expand its co-location services. The expansion includes offering new cabinet and liquid cooling options in the Exchange's expanded data center. The public is invited to comment on this proposal.
Nasdaq Rule Change: Expansion of Co-Location Services
The SEC has published a notice regarding a proposed rule change by The Nasdaq Stock Market LLC to expand its co-location services. The proposal includes offering new cabinet and liquid cooling options in Nasdaq's expanded data center.
Nasdaq GEMX LLC Proposes Rule Change for Co-Location Services
Nasdaq GEMX LLC has filed a proposed rule change with the SEC to expand its co-location services by offering new cabinet and power options, including liquid-cooled cabinets, in its expanded data center. This filing initiates a comment period for interested parties.
Nasdaq Texas LLC Co-Location Services Expansion
Nasdaq Texas LLC has filed a proposed rule change with the SEC to expand its co-location services by offering new cabinet and power options, including liquid-cooled cabinets, in its expanded data center. This notice is to solicit public comments on the proposed expansion.
SEC Notice: Nasdaq PHLX LLC Co-Location Services Expansion
The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to expand its co-location services. The expansion includes offering new cabinet and power options, specifically a liquid-cooled cabinet, in the exchange's expanded data center.
SEC Notice: Nasdaq ISE LLC Rule Change for TNO Cross Connect Service
The SEC has published a notice regarding a proposed rule change by Nasdaq ISE LLC to introduce the TNO Cross Connect service. This service will provide telecommunications carrier connectivity within the exchange's data center campus. A separate filing will establish fees for this new service.
SEC Notice: Nasdaq GEMX LLC Rule Change for TNO Cross Connect Service
The SEC has published a notice regarding a proposed rule change by Nasdaq GEMX, LLC to introduce a new colocation telecommunications carrier connectivity service called TNO Cross Connect. This service will be offered throughout GEMX's data center campus.
SEC Notice: Nasdaq MRX Proposes Colocation Connectivity Service
The SEC has published a notice regarding a proposed rule change by Nasdaq MRX, LLC. The exchange plans to introduce a new colocation telecommunications carrier connectivity service called 'TNO Cross Connect' within its data center campus. A separate filing will establish fees for this service.
SEC Notice: Nasdaq Proposed TNO Cross Connect Colocation Service
The SEC has published a notice regarding a proposed rule change by The Nasdaq Stock Market LLC to introduce a new colocation telecommunications carrier connectivity service called TNO Cross Connect. The filing is open for public comment.
Cboe EDGA Exchange Rule Change for Fee Waiver
Cboe EDGA Exchange has filed a proposed rule change with the SEC to amend its fee schedule. The change introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions. This filing is effective immediately.
Cboe EDGX Exchange Fee Waiver for Internal Distributors
Cboe EDGX Exchange has filed a proposed rule change with the SEC to adopt a new fee waiver for eligible Internal Distributors. This waiver applies to the Internal Distribution Fee and Non-Display Usage Fee under specific conditions, aiming to encourage new market participants.
SEC Notice of Nasdaq PHLX LLC Proposed Rule Change for TNO Cross Connect Service
The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to introduce a new colocation telecommunications carrier connectivity service called TNO Cross Connect. This service will be offered throughout its data center campus.
Cboe BZX Exchange Fee Schedule Amendment for Internal Distributors
The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange, Inc. The exchange seeks to amend its fee schedule to introduce a new fee waiver for eligible internal distributors. This waiver applies to specific fees under certain conditions.
Cboe BYX Exchange Proposes Fee Waiver for Internal Distributors
The SEC has published a notice regarding a proposed rule change by Cboe BYX Exchange, Inc. to amend its Fee Schedule. The proposal introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions.
SEC Approves Amendment to Consolidated Audit Trail Funding Model
The SEC has approved an amendment to the National Market System Plan for the Consolidated Audit Trail (CAT) to implement a revised funding model. This amendment, known as the Executed Share Model, will establish a new fee schedule for participants contributing to the CAT.
SEC Notice: First Trust Portfolios L.P. and FTP Series Application
The SEC has published a notice regarding an application from First Trust Portfolios L.P. and FTP Series seeking exemptions under the Investment Company Act of 1940. The application requests approval for certain exchange and rollover privileges and modifications to sales charge structures for unit investment trusts.
SEC Notice: Megacorn Fund and Forge Global Advisors LLC Application
The SEC has published a notice regarding an application from Megacorn Fund and Forge Global Advisors LLC. The applicants seek an exemption to allow certain registered closed-end investment companies to issue multiple classes of shares and impose asset-based fees and early withdrawal charges.
SEC Notice: The RBB Fund Trust and M.D. Sass, LLC Application
The SEC has issued a notice regarding an application from The RBB Fund Trust and M.D. Sass, LLC. The application seeks an exemption from certain disclosure requirements and shareholder approval for subadvisory agreements. Interested parties can request a hearing by April 13, 2026.
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