SEC Seeks OMB Review for Rule 15c2-5 Extension

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for review and extension of the information collection requirements under Rule 15c2-5. This notice seeks public comment on the proposed extension.

SEC Agency Information Collection Activities; Proposed Collection; Comment Request

The SEC has issued a notice regarding proposed collection of agency information under Rule 17a-22. This notice requests public comment on the extension of an existing information collection requirement. The document cites OMB Control No. 3235-0196 and is published in the Federal Register.

NYSE American LLC Proposes Rule Changes for Crypto Options Trading

The SEC has published a notice regarding a proposed rule change by NYSE American LLC concerning options on certain crypto assets. This filing pertains to amendments to Exchange Rules 904, 903G, and 906G, and is effective immediately upon filing.

Cboe BZX Exchange - Proposed Rule Change on Trading Halts

The SEC has published a notice of filing and immediate effectiveness for a proposed rule change by Cboe BZX Exchange, Inc. The change aims to adopt new rules (11.29 and 11.30) regarding regulatory and operations trading halts, integrate definitions from the CTA/CQ Plan, and reorganize existing Rule 11.18. This action affects how trading halts are managed on the exchange.

Cboe BYX Exchange - Proposed Rule Change on Trading Halts

The SEC has published a notice regarding a proposed rule change by Cboe BYX Exchange, Inc. This change aims to adopt new rules (11.28 and 11.29) concerning regulatory and operations trading halts, integrate definitions from the CTA/CQ Plan, and reorganize existing Rule 11.18. The filing is effective immediately.

NYSE Arca Crypto Options Trading Rule Change

The SEC has published a notice regarding a proposed rule change by NYSE Arca, Inc. to amend its rules concerning options on certain crypto assets. This filing is effective immediately upon publication.

SEC Order on FICC/CME Cross-Margining Agreement Rule Change

The SEC has issued an order instituting proceedings to determine whether to approve or disapprove a proposed rule change by the Fixed Income Clearing Corporation (FICC). The proposed change involves amending and restating the cross-margining agreement between FICC and CME, and also amending related GSD rules.

NYSE Arca Rule Change to Eliminate Outdated Publication Obligations

The SEC has published a notice regarding a rule change by NYSE Arca, Inc. The proposed change aims to eliminate certain outdated publication obligations within NYSE Arca's rules, specifically amending Rules 2.4, 2.6, and 6.44-O. This action is effective immediately upon filing.

Nasdaq Rule Change for Liquidity Provider Programs

The SEC has published a notice regarding a proposed rule change by The Nasdaq Stock Market LLC. This change aims to amend the Designated Liquidity Provider and Market Quality Supporter Programs within Equity 7, Section 114. The filing was effective immediately upon notice.

Cboe Exchange Inc. Rule Change for Options on Magnificent 10 Index

The SEC has published a notice regarding a proposed rule change by Cboe Exchange Inc. to amend its rules concerning the minimum increment for options on the Cboe Magnificent 10 Index. The notice includes an order granting accelerated approval of the proposed rule change, as modified by amendments.

SEC Order Approving Fixed Income Clearing Corporation Rule Change

The Securities and Exchange Commission (SEC) has issued a notice approving a proposed rule change by the Fixed Income Clearing Corporation (FICC). This change removes an activity limit from the GSD Rules, impacting how FICC operates its services.

Nasdaq Rule Change Approved for Tokenized Securities Trading

The SEC has approved a Nasdaq rule change allowing the trading of tokenized securities on the exchange. This order, published on March 23, 2026, marks a significant step in integrating digital assets into traditional market infrastructure.

WHB 2317 v. Uber Technologies, Inc. - Personal Injury Product Liability

A new civil case, WHB 2317 v. Uber Technologies, Inc. et al., was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case is classified as Personal Injury and Product Liability, based on diversity jurisdiction.

WHB 2318 v. Uber Technologies, Inc. - Personal Injury Product Liability

A new civil case, WHB 2318 v. Uber Technologies, Inc., was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case involves claims of personal injury and product liability, with a demand for a jury trial.

WHB 2319 v. Uber Technologies, Inc. - Personal Injury Product Liability

A new civil case, WHB 2319 v. Uber Technologies, Inc. et al., was filed in the U.S. District Court for the Northern District of California. The case involves personal injury and product liability claims. The filing date was March 20, 2026.

WHB 2320 v. Uber Technologies, Inc. - Civil Case Filing

A civil case was filed against Uber Technologies, Inc. on March 20, 2026, in the U.S. District Court for the Northern District of California. The case, identified as WHB 2320 v. Uber Technologies, Inc. et al., is a diversity action with a nature of suit for personal injury and product liability.

Sorzano v. Meta Platforms - Product Liability Case

A product liability case, Sorzano v. Meta Platforms, Inc., was filed in the U.S. District Court for the Northern District of California. The complaint alleges personal injury related to product liability. The case was filed on March 20, 2026.

Rukstalis et al v. American Zurich Insurance Company et al - Insurance Diversity Case

A new civil case, Rukstalis et al v. American Zurich Insurance Company et al, was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case involves diversity jurisdiction and insurance, with American Zurich Insurance Company filing a Notice of Removal from a state court case.

WHB 2321 v. Uber Technologies - Personal Injury Product Liability

A new civil case, WHB 2321 v. Uber Technologies, Inc. et al., has been filed in the U.S. District Court for the Northern District of California. The case, filed on March 20, 2026, is categorized under Personal Injury and Product Liability, with Diversity as the basis.

WHB 2322 v. Uber Technologies - Product Liability Case

A new civil product liability case, WHB 2322 v. Uber Technologies, Inc. et al., has been filed in the U.S. District Court for the Northern District of California. The case, identified by docket number 3:26-cv-02461, was filed on March 20, 2026, and involves a demand for a jury trial.

WHB 2323 v. Uber Technologies, Inc. - Personal Injury Product Liability

A new civil case, WHB 2323 v. Uber Technologies, Inc. et al., was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case involves claims of personal injury and product liability, with a demand for a jury trial.

Hunter v. Hercules Capital, Inc. et al - Securities/Commodities Case Filing

A new civil case, Hunter v. Hercules Capital, Inc. et al, was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case involves securities and commodities and is filed under the Class Action Private Securities Litigation Reform Act.

WHB 2375 v. Uber Technologies - Personal Injury Product Liability

A new civil case, WHB 2375 v. Uber Technologies, Inc. et al., has been filed in the U.S. District Court for the Northern District of California. The case involves personal injury and product liability claims and was filed on March 20, 2026.

WHB 2324 v. Uber Technologies - Personal Injury Product Liability

A new civil case, WHB 2324 v. Uber Technologies, Inc. et al., was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case is classified as Personal Injury Product Liability and was filed on a diversity basis.

LA Unified School District v. Meta Platforms, ByteDance, Discord

The Los Angeles Unified School District has filed a lawsuit against Meta Platforms, ByteDance, Discord, Google, and Roblox. The suit alleges that these technology companies created and maintained addictive products that harmed students. The case was filed in the U.S. District Court for the Northern District of California.

Robinhood Markets Inc. v. Zhu - Trademark Complaint

Robinhood Markets Inc. has filed a trademark complaint against Libin Zhu and others in the U.S. District Court for the Northern District of California. The filing includes a complaint, proposed summons, corporate disclosure statement, and a motion for a temporary restraining order. The case was filed on March 20, 2026.

Onn v. King.com Limited et al - Contract Dispute

A new civil case, Onn v. King.com Limited et al, has been filed in the U.S. District Court for the Northern District of California. The case is a contract dispute based on diversity jurisdiction and was filed on March 20, 2026.

Scott v. Horn - Habeas Corpus Case Filing

A habeas corpus case, Scott v. Horn, was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The filing includes a petition and exhibits, with a notice regarding the payment of filing fees or completion of an In Forma Pauperis affidavit.

Proctor v. Maximus Education - Consumer Credit Case Filing

A new civil case, Proctor v. Maximus Education, was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case is categorized under Federal Question and concerns Consumer Credit.

G. v. US Attorneys Office - Civil Case Filing

A new civil case, G. v. United States Attorneys Office of the Northern District of California, was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case is based on Federal Question jurisdiction and involves a 'P.I.: Other' nature of suit. The initial filings include a proposed summons and the complaint.

R. v. United States Attorneys Office - Civil Case

A new civil case, R. v. United States Attorneys Office of the Northern District of California, was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case is identified by Case Number 3:26-cv-02477 and involves a Federal Question basis.

WHB 2376 v. Uber Technologies, Inc. - Personal Injury Product Liability

A new civil case, WHB 2376 v. Uber Technologies, Inc. et al., was filed in the U.S. District Court for the Northern District of California on March 20, 2026. The case is classified as Personal Injury and Product Liability under Diversity jurisdiction.

v. United States Attorneys Office Northern District of California - Civil Case

A new civil case was filed on March 20, 2026, in the U.S. District Court for the Northern District of California. The case, identified by case number 3:26-cv-02476, involves a complaint filed by Plaintiff M.M. against the Federal Bureau of Prisons, Ray J. Garcia, Andrew Jones, Nakie Nunley, and the United States Attorneys Office of the Northern District of California.

FERC Jurisdictional Inquiry Notice for Potter Brook Hydroelectric Project

The Federal Energy Regulatory Commission (FERC) has received a request from the Vermont Department of Environmental Conservation to determine jurisdiction over the Potter Brook Hydroelectric Project. FERC is investigating the project's status and is soliciting comments from the public.

FERC Combined Filings Notice

The Federal Energy Regulatory Commission (FERC) has received multiple electric rate filings, including tariff amendments and rate filings from various energy companies. These filings are related to market-based rates, interconnection agreements, and formula rate revisions. The comment deadline for most of these filings is March 23, 2026.

NorthWestern Corp. License Amendment Application for Thompson Falls Hydroelectric Project

The Federal Energy Regulatory Commission (FERC) is soliciting comments on NorthWestern Corporation's application to amend the license for the Thompson Falls Hydroelectric Project. The proposed amendment involves replacing a turbine to increase the project's installed capacity by 1.91 MW.

FERC Natural Gas Pipeline Rate Filings and Refund Reports

The Federal Energy Regulatory Commission (FERC) has received several natural gas pipeline rate filings, including tariff amendments and negotiated rate filings. These filings are from Targa SouthTex Mustang Transmission Ltd., Northern Natural Gas Company, and Gulf Run Transmission, LLC, with various effective dates and comment deadlines.

Northern Natural Gas Company Application for Pipeline Projects

Northern Natural Gas Company filed an application with FERC for two pipeline projects: the Ventura to Farmington A-Line Abandonment and Capacity Replacement Project (V2F) and the Northern Lights 2027 Expansion Project (NL27). The V2F Project involves abandoning existing pipelines and constructing new extensions in Iowa and Minnesota, while the NL27 Project includes constructing new pipeline extensions and replacing a compressor unit in Minnesota to add incremental capacity.

Great Lakes Gas Transmission LP Request for MAOP Uprate

Great Lakes Gas Transmission LP has filed a request with FERC for authorization to restore the maximum allowable operating pressure of its natural gas pipelines in Minnesota. The filing is a prior notice request under the Natural Gas Act and seeks to return the system to its intended design operating conditions while ensuring compliance with federal pipeline safety standards.

FERC Environmental Assessment for New York Power Authority Hydroelectric Project

The Federal Energy Regulatory Commission (FERC) has prepared an Environmental Assessment (EA) for the New York Power Authority's Crescent Hydroelectric Project No. 4678. The EA concludes that licensing the project with protective measures would not significantly affect the human environment. Comments on the EA are due by April 15, 2026.

FERC Electric Corporate and Rate Filings Notice

The Federal Energy Regulatory Commission (FERC) posted a notice of various electric corporate and rate filings received between March 13 and March 17, 2026. These filings include applications for authorization, self-certifications of exempt wholesale generator status, and tariff amendments. The notice provides docket numbers and comment deadlines for each filing.

FERC Notice of Electric Corporate and EWG Filings

The Federal Energy Regulatory Commission (FERC) has issued a notice regarding multiple filings, including electric corporate applications, exempt wholesale generator self-certifications, complaints, compliance filings, and electric rate filings. These filings involve various applicants and have comment deadlines ranging from March 24, 2026, to April 9, 2026.

FERC - Revised Schedule for Environmental Assessment of Rapidan Hydroelectric Project

The Federal Energy Regulatory Commission (FERC) has revised the schedule for its environmental assessment (EA) of Blue Earth County's application to surrender the Rapidan Hydroelectric Project. The EA issuance date has been extended to August 10, 2026, to allow for further review of updated information.

Oswego Hydro Partners, LP Project Operation Authorization

The Federal Energy Regulatory Commission (FERC) has issued an annual license for the Phoenix Hydroelectric Project No. 4113 to Oswego Hydro Partners, LP. This authorization is effective from March 1, 2026, through February 28, 2027, or until a new license is issued or the project is otherwise disposed of.

FERC: Annual License for Derby Hydroelectric Project No. 6066

The Federal Energy Regulatory Commission (FERC) has issued an annual license for the Derby Hydroelectric Project No. 6066 to McCallum Enterprises I Limited Partnership and Shelton Canal Company. This license is effective from March 1, 2026, through February 28, 2027, or until a new license is issued.

FERC Accepts Hawks Nest Hydro Non-Capacity License Amendment

The Federal Energy Regulatory Commission (FERC) has accepted a non-capacity license amendment application from Hawks Nest Hydro, LLC for its hydroelectric project in Fayette County, West Virginia. The amendment proposes converting energy generation and transmission from 25 Hz to 60 Hz to allow direct sale to the regional electric grid.

FERC: Continued Project Operation Authorization for Hydroelectric Project No. 2614

The Federal Energy Regulatory Commission (FERC) has issued an annual license for the Greenup Hydroelectric Project No. 2614 to the City of Hamilton, Ohio and American Municipal Power, Inc. This authorization is effective from March 1, 2026, through February 28, 2027, or until a new license is issued or the project is otherwise disposed of.

SEC Seeks OMB Review for Rule 17d-1 Collection

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for an extension of the previously approved collection of information under Rule 17d-1. This rule governs joint transactions and arrangements involving investment companies and their affiliates.

SEC Registration Statement Comment Request

The SEC has submitted a request to the Office of Management and Budget for the extension of the information collection requirements associated with Form F-1, used by foreign private issuers to register securities. The notice provides details on the estimated annual burden and cost associated with this form.

SEC Proposes NYSE American LLC Rule Changes for Continued Listing Standards

The SEC is seeking public comment on proposed rule changes filed by NYSE American LLC to amend its Company Guide regarding continued listing standards. The proposed changes would increase the minimum closing price per share for immediate delisting from $0.10 to $0.25.