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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
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Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
NY Contractor Settles $600k Penalty for Safety Violations
A New York roofing contractor, DME Construction Associates Inc., has settled with the U.S. Department of Labor for $600,000 following a fatal fall in 2021. The settlement resolves willful safety violations, including failure to provide fall protection, and requires enhanced safety measures.
Labor Department Launches Compliance Assistance Tools
The U.S. Department of Labor's Wage and Hour Division has launched new compliance assistance tools, including a webpage, video series, and industry toolkits. These resources aim to help employers understand federal labor laws and promote proactive compliance.
OSHA Cites Construction Firm for Trench Safety Violations
The Occupational Safety and Health Administration (OSHA) has cited CB&A Construction LLC for willful trench safety violations following an investigation into a trench collapse. The agency proposed $170,145 in penalties.
DOL Guidance on Longshore and Harbor Workers' Compensation Act Security Deposits
The U.S. Department of Labor has published new guidance to provide enhanced and transparent criteria for calculating securitization requirements for insurers writing policies under the Longshore and Harbor Workers' Compensation Act. This guidance aims to lower costs for vital industries while ensuring worker safety.
DOJ Audit Report: OCEDTF Drug Control Funding FY 2025
The Department of Justice's Office of the Inspector General has released an audit report reviewing the Organized Crime Drug Enforcement Task Forces' accounting of drug control funding for Fiscal Year 2025. The report, number 26-018, was posted on February 5, 2026.
Department of Labor Rescinds ERISA Advisory Opinion 2023-01A on Citigroup Program
The Department of Labor has rescinded Advisory Opinion 2023-01A concerning Citigroup's Action for Racial Equity Asset Manager Program. The Department now states the program is unlawful under civil rights laws, not ERISA, and requires Citigroup to immediately cease all illegal activity.
DOJ OIG Audits Office of Justice Programs Drug Funding
The DOJ Office of the Inspector General has released an audit report reviewing the Office of Justice Programs' accounting of drug control funding for Fiscal Year 2025. The report, number 26-019, was posted on February 5, 2026.
ERISA Advisory Opinion on California Firefighters Disability Plan
The Department of Labor's Employee Benefits Security Administration (EBSA) issued Advisory Opinion 2025-02A regarding the California Association of Professional Firefighters (CAPF) Long Term Disability Plan and the National Peace Officers and Fire Fighters Benefit Association (NPFBA) Long Term Care Plan. The opinion addresses whether these plans qualify as employee welfare benefit plans under ERISA.
DOJ Audit Report: DEA Drug Control Funding FY2025
The Department of Justice's Office of the Inspector General has released an audit report reviewing the Drug Enforcement Administration's accounting of drug control funding for Fiscal Year 2025. The report, number 26-017, was posted on February 5, 2026.
Morgan Stanley Compensation Plan Not Subject to ERISA
The Department of Labor issued Advisory Opinion 2025-03A, determining that Morgan Stanley's deferred incentive compensation programs are not considered employee pension benefit plans under ERISA. This guidance clarifies the applicability of ERISA to specific compensation structures for financial advisors.
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