SEC No-Action Relief for Cboe BYX Exchange Rule Modification

The SEC's Division of Trading and Markets has issued no-action relief to Cboe BYX Exchange regarding modifications to its Retail Price Improvement Program. This relief extends to the program's expansion to include securities priced below $1.00, ensuring continued no-action stance on Rule 602 of Regulation NMS.

SEC No-Action Letter for Raymond James Capital Balance Funds

The SEC's Division of Trading and Markets issued a no-action letter to Raymond James & Associates, Inc. (RJA) regarding Rule 17a-13. The letter states the staff will not recommend enforcement action if RJA reconciles capital balance funds according to specified conditions, addressing unique reporting for these alternative investments.

SEC Grants Vestwell Securities Relief from Annual Audit Filing

The SEC's Division of Trading and Markets will not recommend enforcement action against Vestwell Securities, LLC if it does not file its 2025 audited annual financial statements. This relief is granted based on specific representations made by the firm regarding its operational status and plans.

SEC No-Action Letter: DTC Tokenization Services Pilot

The SEC's Division of Trading and Markets issued a no-action letter to The Depository Trust Company (DTC) regarding its pilot program for tokenization services. This guidance allows DTC to proceed with developing and testing its DTCC Tokenization Services using distributed ledger technology for security entitlements.

SEC Grants Capitolis Relief from Audited Financial Filing

The SEC's Division of Trading and Markets will not recommend enforcement action if Capitolis Global Broker Dealer LLC does not file its audited annual financial statements for the fiscal year ending January 31, 2026. This relief is contingent on the firm's audited financial reports for the subsequent fiscal year covering the entire period since its registration.

SEC grants Pacific Life permission to file SAP financial statements

The SEC's Chief Accountant's Office granted Pacific Life Insurance Company and Pacific Life & Annuity Company permission to file audited financial statements prepared in accordance with statutory accounting principles (SAP) instead of GAAP. This applies to specific annuity contracts filed on Form S-1.

SEC Grants SAP Financial Statement Filing for Life Insurers

The SEC's Chief Accountant's Office granted a request from American General Life Insurance Company and two affiliates to file financial statements prepared under statutory accounting principles (SAP) instead of GAAP for certain annuity contracts on Form S-1 registration statements. This permission is specific to the described non-variable annuity contracts and requires notification for future filings.

SEC Guidance: Insurance Companies May File SAP Financial Statements for Index-Linked Policies

The SEC's Division of Investment Management issued guidance allowing insurance companies to file financial statements prepared under statutory accounting principles (SAP) instead of GAAP for certain index-linked policies and contingent deferred annuities. This permission is subject to specific representations and acknowledgments filed with the SEC.

SEC Grants Eagle Life Insurance SAP Filing Permission

The SEC's Division of Investment Management granted Eagle Life Insurance Company permission to file audited financial statements prepared under statutory accounting principles (SAP) instead of GAAP in its Form S-1 registration statements. This guidance applies to specific index-linked annuity contracts.

SEC No-Action Letter: Jackson National Life Insurance SAP Financial Statements

The SEC's Division of Investment Management granted Jackson National Life Insurance Company and Jackson National Life Insurance Company of New York permission to file financial statements prepared under statutory accounting principles (SAP) instead of GAAP. This applies to specific annuity contracts filed on Form S-1.

FMC Notice of Agreement Filing - North Europe-USEC Vessel Sharing Agreement

The Federal Maritime Commission (FMC) has issued a notice regarding the filing of Amendment No. 1 to Agreement No. 201440-001, the North Europe-USEC Vessel Sharing Agreement. The amendment modifies services and the number of vessels operated under the agreement, with parties requesting expedited review.

Federal Maritime Commission Agreement Filing Notice

The Federal Maritime Commission has issued a notice regarding an agreement filing. This notice pertains to standard administrative procedures for agreements within the maritime industry.

Federal Maritime Commission Investigation of Hapag-Lloyd AG Compliance

The Federal Maritime Commission has issued an Order Directing Hapag-Lloyd AG to Show Cause in Docket No. CC-002. This investigation will determine if Hapag-Lloyd AG should be ordered to refund or waive charges for failing to comply with specific U.S. maritime regulations.

Federal Maritime Commission Notice of Agreement Filing

The Federal Maritime Commission (FMC) has issued a notice regarding the filing of an amended space charter agreement between Sallaum Lines Ltd. and Hyundai Glovis Co. Ltd. The amendment updates party information, revises chartered space amounts, and restates the agreement.

Federal Maritime Commission Complaint Filed

The Federal Maritime Commission has received a complaint filed by Gator Fabrication Technology, LLC against Flador Global Logistics and NTG Air & Ocean, LLC. The complaint alleges violations of the Shipping Act related to withholding cargo, imposing detention charges, and asserting maritime liens.

Public Buildings Reform Board Document PBRB-2023-0001-0001

The Public Buildings Reform Board has issued document PBRB-2023-0001-0001. This notice serves as an internal administrative record and does not impose new obligations on regulated entities.

Regulations.gov Document PBRB-2024-0001-0001

This document is a placeholder page on Regulations.gov for a specific regulatory item identified by PBRB-2024-0001-0001. It provides a reference point for tracking regulatory actions and does not contain substantive regulatory text or requirements.

Public Buildings Reform Board Document PBRB-2024-0002-0001

The Public Buildings Reform Board has issued document PBRB-2024-0002-0001. This document likely pertains to internal operations or administrative matters of the board, with no immediate compliance obligations for external entities.

Government Regulations Portal

The US government has launched a new portal for accessing regulations. This notice serves as an announcement for the availability of the "Government regulations portal," providing a centralized resource for regulatory information.

Public Buildings Reform Board Regulation PBRB-2025-0034-0001

The Public Buildings Reform Board has issued a new regulation, document PBRB-2025-0034-0001. This document outlines new procedural requirements for the management and oversight of public buildings. Further details on specific changes are available within the regulation.

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Labor Organization Annual Financial Reports Rule

The Department of Labor has posted a final rule concerning annual financial reports for labor organizations. This rule amends existing requirements for these filings.

BEA Final Rule on Quarterly Foreign Direct Investment Surveys

The Bureau of Economic Analysis (BEA) has issued a final rule amending reporting requirements for the BE-605 quarterly survey of foreign direct investment in the United States. Key changes include discontinuing separate forms for banks and consolidating all filers onto Form BE-605 starting in Q1 2010, along with adding and deleting survey items and updating instructions.

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ED Supporting Statement Part A Revised

The Department of Education (ED) has revised Supporting Statement Part A for information collection request 1880-0542. This revision is related to data collection and reporting requirements. The document was updated in March 2026.

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SEC Commission Orders and Notices

The SEC has published various commission orders and notices for March 2026, including applications for registration as a clearing agency, adjustments to transaction fee rates, and whistleblower award claims. These notices provide information on ongoing regulatory processes and decisions.

SEC Investment Company Act Deregistration Notices and Orders

The SEC has published notices and orders related to the deregistration of several investment companies under the Investment Company Act of 1940. These notices, dated February 27, 2026, provide details on applications for deregistration filed by various funds.

SEC Investment Company Act Notices and Orders

The SEC has published a list of recent notices and orders related to the Investment Company Act of 1940. These documents provide specific approvals and information for various investment companies and their transactions.

SEC Investment Advisers Act Exemptions, Notices, and Orders

The SEC has issued notices and orders granting exemptions under the Investment Advisers Act of 1940. These notices pertain to specific applications filed by investment advisers, such as Parametric Portfolio Associates LLC and True Venture Management, L.L.C., for exemptions from certain rules.

SEC Exchange Act Exemptive Orders and Notices

The SEC has issued several exemptive orders and notices related to the Securities Exchange Act of 1934. These documents provide exemptions from specific rules for various entities, including foreign private issuers and exchanges, and some are accompanied by requests for public comment.

Deadline extension for nominations to Commerce Data Advisory Council

Deadline extension for nominations to Commerce Data Advisory Council

Deadline extended for Commerce Data Advisory Council nominations

Deadline extended for Commerce Data Advisory Council nominations

Notice of Charter Renewal for Commerce Data Advisory Council

Notice of Charter Renewal for Commerce Data Advisory Council

Establishment of American Workforce Policy Advisory Board, nominations sought

Establishment of American Workforce Policy Advisory Board, nominations sought

Performance Review Board Membership details published

Performance Review Board Membership details published

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