SEC: Commission Orders & Notices

SEC Commission Orders and Notices

The SEC has published various commission orders and notices for March 2026, including applications for registration as a clearing agency, adjustments to transaction fee rates, and whistleblower award claims. These notices provide information on ongoing regulatory processes and decisions.

SEC Investment Company Act Deregistration Notices and Orders

The SEC has published notices and orders related to the deregistration of several investment companies under the Investment Company Act of 1940. These notices, dated February 27, 2026, provide details on applications for deregistration filed by various funds.

SEC Investment Company Act Notices and Orders

The SEC has published a list of recent notices and orders related to the Investment Company Act of 1940. These documents provide specific approvals and information for various investment companies and their transactions.

SEC Investment Advisers Act Exemptions, Notices, and Orders

The SEC has issued notices and orders granting exemptions under the Investment Advisers Act of 1940. These notices pertain to specific applications filed by investment advisers, such as Parametric Portfolio Associates LLC and True Venture Management, L.L.C., for exemptions from certain rules.

SEC Exchange Act Exemptive Orders and Notices

The SEC has issued several exemptive orders and notices related to the Securities Exchange Act of 1934. These documents provide exemptions from specific rules for various entities, including foreign private issuers and exchanges, and some are accompanied by requests for public comment.