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SEC Order Approving Fixed Income Clearing Corporation Rule Change

The Securities and Exchange Commission (SEC) has issued a notice approving a proposed rule change by the Fixed Income Clearing Corporation (FICC). This change removes an activity limit from the GSD Rules, impacting how FICC operates its services.

Cboe Exchange Inc. Rule Change for Options on Magnificent 10 Index

The SEC has published a notice regarding a proposed rule change by Cboe Exchange Inc. to amend its rules concerning the minimum increment for options on the Cboe Magnificent 10 Index. The notice includes an order granting accelerated approval of the proposed rule change, as modified by amendments.

Nasdaq Rule Change for Liquidity Provider Programs

The SEC has published a notice regarding a proposed rule change by The Nasdaq Stock Market LLC. This change aims to amend the Designated Liquidity Provider and Market Quality Supporter Programs within Equity 7, Section 114. The filing was effective immediately upon notice.

NYSE Arca Rule Change to Eliminate Outdated Publication Obligations

The SEC has published a notice regarding a rule change by NYSE Arca, Inc. The proposed change aims to eliminate certain outdated publication obligations within NYSE Arca's rules, specifically amending Rules 2.4, 2.6, and 6.44-O. This action is effective immediately upon filing.

SEC Order on FICC/CME Cross-Margining Agreement Rule Change

The SEC has issued an order instituting proceedings to determine whether to approve or disapprove a proposed rule change by the Fixed Income Clearing Corporation (FICC). The proposed change involves amending and restating the cross-margining agreement between FICC and CME, and also amending related GSD rules.

NYSE Arca Crypto Options Trading Rule Change

The SEC has published a notice regarding a proposed rule change by NYSE Arca, Inc. to amend its rules concerning options on certain crypto assets. This filing is effective immediately upon publication.

Cboe BZX Exchange - Proposed Rule Change on Trading Halts

The SEC has published a notice of filing and immediate effectiveness for a proposed rule change by Cboe BZX Exchange, Inc. The change aims to adopt new rules (11.29 and 11.30) regarding regulatory and operations trading halts, integrate definitions from the CTA/CQ Plan, and reorganize existing Rule 11.18. This action affects how trading halts are managed on the exchange.

NYSE American LLC Proposes Rule Changes for Crypto Options Trading

The SEC has published a notice regarding a proposed rule change by NYSE American LLC concerning options on certain crypto assets. This filing pertains to amendments to Exchange Rules 904, 903G, and 906G, and is effective immediately upon filing.

SEC Agency Information Collection Activities; Proposed Collection; Comment Request

The SEC has issued a notice regarding proposed collection of agency information under Rule 17a-22. This notice requests public comment on the extension of an existing information collection requirement. The document cites OMB Control No. 3235-0196 and is published in the Federal Register.

SEC Seeks OMB Review for Rule 15c2-5 Extension

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for review and extension of the information collection requirements under Rule 15c2-5. This notice seeks public comment on the proposed extension.

SEC Proposes Extension for Form F-10 Collection of Information

The SEC has submitted a request to the Office of Management and Budget for the extension of the information collection for Form F-10, used by certain Canadian foreign private issuers for securities offerings. The notice details the estimated burden hours and costs associated with the form.

SEC Seeks OMB Review for Rule 17d-1 Collection

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for an extension of the previously approved collection of information under Rule 17d-1. This rule governs joint transactions and arrangements involving investment companies and their affiliates.

SEC Registration Statement Comment Request

The SEC has submitted a request to the Office of Management and Budget for the extension of the information collection requirements associated with Form F-1, used by foreign private issuers to register securities. The notice provides details on the estimated annual burden and cost associated with this form.

SEC Proposes NYSE American LLC Rule Changes for Continued Listing Standards

The SEC is seeking public comment on proposed rule changes filed by NYSE American LLC to amend its Company Guide regarding continued listing standards. The proposed changes would increase the minimum closing price per share for immediate delisting from $0.10 to $0.25.

Nasdaq Texas Co-location Services Rule Change Proposal

Nasdaq Texas has proposed a rule change to expand its co-location services by introducing new cabinet offerings and power options in its future expansion area (NY11-5). The proposal aims to align the services available in the new area with those in existing expansion areas.

SEC Grants Conditional Exemptive Relief for Multi-Class ETFs

The SEC has granted conditional exemptive relief for multi-class ETFs, allowing them to offer both ETF shares and mutual fund shares within the same fund. This relief is based on previously granted orders and aims to address specific Exchange Act provisions for transactions involving ETF shares.

SEC Registration Statement Form F-4 Information Collection Request

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget to extend the approval for the information collection requirements associated with Form F-4. This form is used by foreign issuers to register securities in business combinations, reorganizations, and exchange offers.

SEC Seeks Comments on Exempt Preliminary Roll-Up Communication Collection

The SEC has submitted a request to the Office of Management and Budget for an extension of a previously approved collection of information regarding exempt preliminary roll-up communications. This notice seeks public comment on the information collection request, which is associated with Rule 14a-6(n).

Nasdaq GEMX Proposes Rule Change for Co-location Services

Nasdaq GEMX has filed a proposed rule change with the SEC to expand its co-location services by introducing new cabinet offerings and power options in its future expansion area (NY11-5). The proposal aims to provide customers with the same cabinet and power services currently available in other data center areas.

NYSE Arca Rule Change for Equities Fees and Charges

NYSE Arca has filed a proposed rule change with the SEC to introduce the NYSE Arca Equity Membership On-Ramp Program. This program offers discounted fees for new Equity Permit Holders (ETPs) for up to 18 months, aiming to encourage smaller, retail-oriented market participants to join the exchange. The SEC is soliciting public comments on this proposal.

SEC Seeks Comments on Schedule 14D-1F Tender Offer Statement

The SEC has submitted a request to the Office of Management and Budget for an extension of the approval for Schedule 14D-1F. This form facilitates cross-border tender offers for Canadian issuers where U.S. holders own less than 40% of the target's securities. The notice seeks public comment on the information collection request.

CFPB Seeks Comments on Interstate Land Sales Act Regulations

The Consumer Financial Protection Bureau (CFPB) is requesting comments on the reinstatement of an information collection related to the Interstate Land Sales Full Disclosure Act (ILSA). This includes Regulations J, K, and L, which require land developers to register subdivisions and provide property reports to purchasers.

CFPB - Mortgage Advertising Regulation N Comment Request

The Consumer Financial Protection Bureau (CFPB) is requesting the Office of Management and Budget's (OMB) reinstatement of an information collection titled 'Mortgage Acts and Practices—Advertising (Regulation N)'. This notice seeks public comment on the necessity, utility, accuracy, and burden of the collection, which requires mortgage lenders to retain advertising records for 24 months.

FDIC Rescinds Policy on Failed Bank Acquisition Qualifications

The Federal Deposit Insurance Corporation (FDIC) has rescinded its Statement of Policy on Qualifications for Failed Bank Acquisitions. This action removes the previous policy guidance that outlined criteria for entities seeking to acquire banks in resolution.

FDIC Clarifies Deposit Insurance for U.S. Banks in Micronesia, Marshall Islands, Palau

The FDIC has issued a final rule clarifying deposit insurance coverage for branches of U.S. banks operating in the Federated States of Micronesia, the Marshall Islands, and Palau. This rule aims to provide clarity on how deposit insurance applies to these specific international branches.

FDIC Sunshine Act Meetings Scheduled

The Federal Deposit Insurance Corporation (FDIC) has published a notice regarding scheduled Sunshine Act meetings. The notice provides details on the time, date, place, and matters to be considered for upcoming meetings.

FDIC Sunshine Act Meeting Notice

The Federal Deposit Insurance Corporation (FDIC) issued a notice regarding a meeting held on March 19, 2026, with less than seven days' advance notice. The meeting was held in the FDIC Board Room and was webcast to the public.

ISDA Responds to FCA Consultation on Derivatives Transparency

ISDA has responded to the UK Financial Conduct Authority's (FCA) consultation CP26/8 regarding transparency requirements for financial instruments. The response supports a proposed change to MAR 11 to resolve a discrepancy between OTC derivatives in scope for public transparency and the permissible CFI codes.

NFA Clarifies Affiliate Lending Rules for Commodity Pool Operators

The National Futures Association (NFA) has adopted amendments to Rule 2-45, effective March 16, 2026, to clarify affiliate lending arrangements for commodity pool operators (CPOs). These changes expand circumstances under which CPOs may lend pool assets to affiliates, introducing new compliance and recordkeeping obligations, particularly for large, regulated investment managers.

Digital Euro Benefits and Pilot Plans

The European Central Bank (ECB) outlined the benefits and pilot plans for a digital euro, emphasizing its role in enhancing European payment autonomy and resilience. A 12-month pilot program is scheduled to begin in the second half of 2027, involving selected payment service providers, merchants, and Eurosystem staff.

FCA Opens Enforcement Investigation into Market Financial Solutions

The FCA has opened an enforcement investigation into Market Financial Solutions Limited (MFS), an Annex 1 business registered solely for AML compliance. MFS entered administration on February 25, 2026. This investigation pertains to MFS's compliance with the Money Laundering Regulations 2017.

FCA Reminds Firms About Unregulated Lenders and Annex 1 Firms

The FCA is reminding regulated firms to conduct thorough due diligence when dealing with unregulated lenders, safe custody providers, money brokers, and financial leasing companies, known as 'Annex 1' firms. These firms are registered solely for anti-money laundering purposes, and regulated firms must manage associated risks, including those detailed in the National Risk Assessment.

FCA orders Beauforce Corporation to stop operating and return client money

The Financial Conduct Authority (FCA) has ordered Beauforce Corporation Limited to cease all regulated debt advice and debt management services. The firm is also required to return client money due to concerns about senior management suitability and conduct.

FCA Speech: Technology's Impact on Pensions

FCA Chief Executive Nikhil Rathi delivered a speech on how technology is transforming the pensions landscape. The speech highlights the potential for increased consumer engagement through transparency and discusses the need for the pensions system to adapt to evolving consumer behaviours and financial decision-making processes.

RBI Variable Rate Repo Auction Results

The Reserve Bank of India (RBI) announced the results of its 3-day Variable Rate Repo (VRR) auction held on March 20, 2026. The auction had a notified amount of ₹75,000 crore, with ₹25,101 crore ultimately allotted.

Auction of Treasury Bills Announced

The Reserve Bank of India has announced an auction for 91-day, 182-day, and 364-day Treasury Bills totaling ₹35,000 crore. The auction is scheduled for March 25, 2026, with settlement on March 27, 2026. Eligible participants include various institutions and retail investors.

Money Market Operations Data

The Reserve Bank of India has published data on money market operations for March 18, 2026. The press release provides details on various money market instruments and rates.

RBI: Interest Rate for Floating Rate Bond 2033

The Reserve Bank of India (RBI) has announced that the interest rate for the Government of India Floating Rate Bond 2033 (FRB 2033) for the period March 22, 2026, to September 21, 2026, will be 6.75 percent per annum. This rate is determined by a base rate equivalent to the average yield of 182-day T-Bills plus a fixed spread of 1.22 percent.

RBI Auction of State Government Securities

The Reserve Bank of India (RBI) has announced an auction for State Government Securities totaling ₹55,688 Crore. The auction includes various tenors and amounts offered by multiple states, with specific re-issue details for Assam and Jharkhand.

RBI Overnight Variable Rate Repo Auction

The Reserve Bank of India (RBI) announced it will conduct an overnight Variable Rate Repo (VRR) auction on March 23, 2026, to manage liquidity conditions. The auction will be for ₹1,00,000 crore with a tenor of one day.

RBI Bulletin Weekly Statistical Supplement Extract

The Reserve Bank of India has published an extract from its Bulletin Weekly Statistical Supplement for March 2026. This document provides statistical data related to the Indian economy and financial markets.

Money Market Operations Data for March 19, 2026

The Reserve Bank of India (RBI) has published data on money market operations for March 19, 2026. This notice provides specific figures related to market liquidity and interest rates for the specified date.

RBI Fines HSBC ₹31.80 Lakh for Inoperative Account Non-Compliance

The Reserve Bank of India (RBI) has imposed a monetary penalty of ₹31.80 lakh on The Hongkong and Shanghai Banking Corporation Limited for non-compliance with directions on inoperative accounts. The bank failed to host a searchable database of unclaimed deposits and assign Unclaimed Deposits Reference Numbers (UDRN) to certain deposits transferred to the DEA Fund.

RBI Approves Lalbaug Bank Amalgamation with Akhand Anand Bank

The Reserve Bank of India has sanctioned the voluntary amalgamation of Lalbaug Co-operative Bank Ltd. with Akhand Anand Co-operative Bank Ltd. The scheme of amalgamation will come into effect on March 23, 2026, with all branches of Lalbaug Bank becoming branches of Akhand Anand Bank.

RBI Central Board Meeting Approves Budget and Strategy

The Reserve Bank of India's Central Board held its 622nd meeting, approving the bank's budget for the 2026-27 fiscal year and its Medium Term Strategy Framework (Utkarsh 3.0) for 2026-29. The meeting also involved an assessment of the global and domestic economic scenarios.

Bank of England: Consolidated Worldwide Claims Data for 2025 Q4

The Bank of England has published its consolidated worldwide claims data for UK-owned monetary financial institutions for Q4 2025. This release incorporates updated country grouping conventions aligned with the Bank for International Settlements (BIS). Total consolidated external claims increased by $50.2 billion to $5,181.7 billion in the quarter.

Inflation Expectations and Monetary Policy Regime Changes

The Bank of England has published Staff Working Paper No. SWP 1,175, which examines how inflation expectations respond to changes in monetary policy regimes, specifically inflation targeting. The paper uses a New Keynesian model and survey data from 32 countries to analyze the relationship between policy announcements, realized inflation, and expectations.

Staff Paper on Interest-Rate Fee Substitution and Credit Facilitation

The Bank of England has published a staff working paper exploring how specialist lenders adjusted loan fees to facilitate credit in segmented mortgage markets following an interest rate increase. The paper uses administrative data from the UK to analyze financing outcomes and product design adjustments.

BaFin Warns Consumers About Identity Fraud on panthera-gmbh.com

BaFin has issued a warning to consumers regarding the website panthera-gmbh.com, suspecting its operators of offering financial and investment services without authorization. The notice clarifies that this website is a case of identity fraud and has no connection to the legitimate company Panthera AM GmbH.

BaFin Warns Consumers About Unauthorized Tradealles(.)com Services

BaFin, the German financial regulator, has issued a warning to consumers regarding the website tradealles(.)com. The site is suspected of offering financial, investment, and cryptoasset services without the necessary authorization, and may be engaging in identity fraud by misrepresenting its registration with the UK's FCA.