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Hawaii DCCA Consumer Protection Week Fair March 5

The Hawaii Department of Commerce and Consumer Affairs (DCCA) will host a free Consumer Protection Fair on March 5, 2026, to commemorate National Consumer Protection Week. The event aims to educate the public on consumer rights and fraud prevention, featuring participation from various government agencies and organizations.

Huw Pill Speech: Scenario Analysis for Monetary Policy

Huw Pill, Chief Economist at the Bank of England, delivered a speech on March 24, 2026, discussing the use of scenario analysis to enhance the robustness of monetary policy. The speech emphasized the goal of achieving the 2% inflation target amidst global uncertainty and potential inflationary pressures.

J. Davenport Advisors, LLC Administrative Order

The Connecticut Department of Banking has issued a new administrative order against J. Davenport Advisors, LLC, concerning John F. Davenport. The order is dated March 18, 2026.

BaFin Warns About Unauthorized Renvio Websites

Germany's financial regulator, BaFin, has issued a warning regarding the websites renvio(.)icu and renvio(.)pro, which are offering financial, securities, and crypto-asset services without the required authorization. The notice alerts consumers to potential fraud and advises them to verify company authorizations.

BaFin: ZAVAROVALNICA TRIGLAV Expands German Cross-Border Services

The German Federal Financial Supervisory Authority (BaFin) announced that ZAVAROVALNICA TRIGLAV, d.d., a Slovenian insurance company, is authorized to expand its direct insurance business in Germany. This expansion includes the additional insurance branches of Accident and Assistance Services.

APRA Stress Test: Home Insurance Gap Impact on Financial Resilience

APRA's Insurance Climate Vulnerability Assessment (Insurance CVA) stress test indicates that a widening home insurance protection gap in Australia could significantly impact financial system resilience. The assessment projects that the proportion of uninsured homes could rise from one in seven to one in four by 2050 under severe climate scenarios.

BaFin Warns Consumers About panda-financial.com

BaFin has issued a warning to consumers regarding the website panda-financial.com, stating that its operators are offering banking, financial, and cryptoasset services without the required authorization. The warning emphasizes that these services require BaFin authorization to be offered legally in Germany.

BaFin Warns Festgeldplan.com About Website and Identity Fraud

BaFin, the German financial supervisory authority, has issued a warning regarding the website festgeldplan.com for offering financial services without authorization and engaging in identity fraud. The operators falsely claim affiliation with the BaFin-supervised WPV Advisory & Asset Management GmbH & Co. KG. Consumers are advised to exercise extreme caution with online investment offers.

BaFin Warns Consumers About Wertede.com and Wertede.cc Services

BaFin has issued a warning to consumers regarding the websites wertede(.)com and wertede(.)cc. The operator is suspected of providing financial and investment services without the necessary authorization from BaFin, which is a violation of German law.

Digital Euro Preparation Focuses on Inclusion, Accessibility, Innovation

The European Central Bank (ECB) provided an update on the digital euro initiative, emphasizing preparations for inclusion, accessibility, and innovation. The speech highlighted ongoing technical work, collaboration with disability foundations, and plans for piloting the digital euro to ensure it serves all euro area citizens.

ECB Opens Doors for Night of the Museums

The European Central Bank (ECB) announced it will participate in Frankfurt's Night of the Museums on April 25, 2026. The public will have access to certain areas of the Grossmarkthalle for guided tours focusing on art and architecture, as well as a complementary program of music, talks, and interactive games.

CSSF Newsletter No 302 - March 2026

The CSSF has published its Newsletter No 302 for March 2026, providing updates on the latest CSSF publications and financial sector statistics. The newsletter aims to inform stakeholders about recent developments and data within Luxembourg's financial industry.

NCUA Eighth Round of Deregulation Proposals

The NCUA has announced its eighth round of proposed regulatory changes, focusing on deregulation. This proposal aims to remove limits on federally insured credit unions' ability to purchase or participate in third-party serviced indirect auto loans, reducing regulatory burden and increasing flexibility for credit unions.

BNPL Market Growth, Risks, and Regulatory Developments

The Bank of Italy has published a note on the Buy Now Pay Later (BNPL) market, highlighting its rapid growth and associated risks. The note indicates that the upcoming EU Consumer Credit Directive (CCD2) will bring most BNPL operations under regulatory scrutiny, requiring enhanced transparency and creditworthiness assessments.

Banca d'Italia 2026 Seminars Schedule

The Banca d'Italia has published its schedule for seminars in 2026, covering topics such as European Industrial and Competition Policy, Expert Predictions and Errors in Research Funding Decisions, and the Financial Market Effect of FOMC Communication. The schedule lists event dates, speakers, and locations.

Silver Bond Series 2028 First Interest Rate Announced

The Hong Kong Monetary Authority announced the interest rate for the first payment of the Silver Bond Series due 2028. The rate was set at 3.85% per annum, determined as the higher of the prevailing Floating Rate (+1.28%) and Fixed Rate (+3.85%).

Hong Kong Academy of Finance Admits Participants to Financial Leaders Programme 2026

The Hong Kong Academy of Finance (AoF) has admitted 22 senior executives to its Financial Leaders Programme (FLP) for 2026. The programme aims to nurture future financial leaders for Hong Kong by enhancing their leadership skills and expanding their professional networks.

HKMA Announces Interest Rate for Retail Green Bonds Due 2026

The Hong Kong Monetary Authority (HKMA) announced the interest rate for the fifth payment of retail green bonds due 2026. The rate was determined to be 4.75% per annum, based on the higher of the prevailing Floating Rate and Fixed Rate.

HKMA Alerts Public to Bank Scams and Fraudulent Websites

The Hong Kong Monetary Authority (HKMA) has alerted the public to fraudulent websites and scams targeting customers of several banks. The alert lists specific banks that have reported such incidents and reminds the public of common scam tactics and how to protect themselves.

Exchange Fund Bills Tender Results

The Hong Kong Monetary Authority (HKMA) announced the tender results for Exchange Fund Bills on March 24, 2026. The results detail the amounts allotted, average yields accepted, and tender yields for two separate bill issuances maturing in June and September 2026. The notice also outlines upcoming tenders scheduled for March 31, 2026.

FSB Annual Report 2025

The Financial Stability Board (FSB) has published its 2025 Annual Report, detailing efforts to strengthen global financial systems and markets. The report highlights key focus areas including NBFI leverage, crypto-asset regulation, operational resilience, and cross-border payments, alongside a strategic review to address implementation slowdowns.

Basel III Monitoring: Liquidity Ratios Increase, Capital Stable

The Bank for International Settlements (BIS) released its latest Basel III monitoring exercise results for the first half of 2025. The report indicates a slight increase in Basel III Liquidity Coverage Ratios (LCRs) and Net Stable Funding Ratios (NSFRs) for large internationally active banks, while risk-based capital and leverage ratios remained stable. The exercise also noted a decrease in the average impact of the Basel III framework on Tier 1 minimum required capital for Group 1 banks.

SEC Obtains Final Judgments Against Former Ozy Media Executives

The SEC has obtained final consent judgments against former Ozy Media executives Samir Rao and Suzee Han, resolving litigation over alleged misrepresentations to investors. The judgments permanently enjoin them from violating antifraud provisions and include officer/director bars for Rao.

SEC Obtains Final Consent Judgment Against Investment Adviser Stuart Frost

The SEC has obtained a final consent judgment against Stuart Frost, an investment adviser to five private venture capital funds. Frost was charged with defrauding investors of over $14 million by charging undisclosed incubator fees. He has been permanently enjoined from violating antifraud provisions and ordered to pay a $150,000 civil penalty.

SEC v. Kevan Sadigh - Final Judgment

The SEC has filed a Final Judgment against Defendant Kevan Sadigh in the U.S. District Court for the Central District of California. The judgment permanently enjoins Sadigh from violating securities laws related to insider trading and market manipulation, specifically Section 10(b) and Rule 10b-5, and Section 14(e) and Rule 14e-3 of the Exchange Act.

JD Advisors and John Davenport Consent Order

The Connecticut Department of Banking has issued a consent order against JD Advisors, LLC and its control person John F. Davenport. The order resolves allegations stemming from an examination and investigation into potential violations of the Connecticut Uniform Securities Act and its regulations. The respondents' registrations expired on December 31, 2025.

North Carolina CPA Exam Passers - January 2026

The North Carolina State Board of Certified Public Accountant Examiners announced that 50 candidates successfully passed the Uniform CPA Examination in January 2026. The announcement also briefly outlines the Core + Discipline format of the updated examination, which was implemented in January 2024.

PHH Mortgage Consent Order - Servicing Deficiencies

The Massachusetts Division of Banks issued a consent order with PHH Mortgage Corporation regarding significant deficiencies in mortgage loan servicing, foreclosure, and loss mitigation processes. The order addresses issues including document execution integrity, internal controls, and third-party oversight.

Sage Bank Consent Order

The Massachusetts Division of Banks and the FDIC have issued a Consent Order against Sage Bank due to weaknesses in management, earnings, capital, liquidity, and interest rate risk. The order requires the bank to hire qualified management, ensure an effective Board of Directors, and implement a written Management Plan within 60 days.

License Revoked for Fraud and Misrepresentation

The Michigan Department of Insurance and Financial Services (DIFS) has revoked the insurance license of Tarik Cogo (Enforcement Case No. 26-18972) effective immediately due to fraud and misrepresentation. The respondent admitted to obtaining a license through misrepresentation and using fraudulent practices.

Austin George License Revoked for Fraud and Misrepresentation

The Michigan Department of Insurance and Financial Services (DIFS) has revoked the insurance license of Austin George. The revocation is based on findings of fraud and misrepresentation in obtaining the license and untrustworthy business practices, as admitted by the respondent in a stipulation.

Consumer Protection Code Modernised

The Central Bank of Ireland has implemented a modernised Consumer Protection Code, effective March 24, 2026. This updated code enhances consumer protections for financial services, including stronger safeguards against fraud and scams, clearer information disclosure, and specific provisions for mortgage switching and insurance renewals.

ECB Discusses Physical Climate Risks and Insurance Role for Banks

The ECB highlights that climate-related physical risks remain material for banks, despite waning political attention in some areas. While insurance can mitigate losses, banks need to improve their understanding and management of these risks, particularly in granular exposure identification and integration into credit decisions.

ECB Discusses Banks' Digital Risks and Operational Resilience Threats

The ECB discusses the impact of the Digital Operational Resilience Act (DORA) on banks' digital risks and operational resilience. The contribution highlights improvements in reporting, oversight of third-party dependencies, and the ongoing focus on change management risks.

Pedro Machado discusses synthetic risk transfers in Europe

Pedro Machado, Member of the Supervisory Board of the ECB, delivered a speech on synthetic risk transfers in Europe at the LBBW Fixed Income Forum. The speech discussed the growing role of synthetic risk transfers, their prudential implications, and the need for a clear regulatory framework, referencing recent opinions and reports.

ECB Interview: Making Supervision More Effective

The ECB has published a reform agenda to make banking supervision more efficient, effective, and risk-based. This initiative focuses on simplification, harmonisation, and leveraging technology to reduce complexity without compromising prudential standards or resilience. The changes aim to improve the competitiveness of the European banking sector.

ECB on Harmonisation and Diversity in Banking Regulation

The ECB published an interview with Patrick Montagner discussing the balance between harmonising banking regulation across the EU and respecting the diversity of institutions. He highlighted the benefits of a Single Rulebook for market integration and stability, while also noting the need for proportionate supervision, particularly for smaller institutions.

ECB Discusses Banking Supervision in Fragmented Credit Markets

The ECB, through Patrick Montagner, discusses the challenges of supervising banks' exposures to non-bank financial institutions (NBFIs) in fragmented credit markets. The contribution highlights how increased interconnections and data gaps complicate risk assessment and the need for vigilance on conduct standards when distributing private market products.

ECB Supervisory Board Chair Interview on Geopolitical Risks and Banking Stability

In an interview, ECB Supervisory Board Chair Claudia Buch discussed the impact of heightened geopolitical risks on European banks and the importance of resilience. She emphasized the need for full implementation of Basel III and greater market integration to strengthen the banking sector.

EBA Policy Research Workshop Call for Papers

The European Banking Authority (EBA) has issued a call for papers for its 2026 Policy Research Workshop, focusing on efficient and proportionate regulation for a competitive financial sector. Researchers are invited to submit papers by June 19, 2026.

EBA MREL Impact Assessment Report

The European Banking Authority (EBA) has published its second report assessing the Minimum Requirement for Own Funds and Eligible Liabilities (MREL) framework. The report indicates that EU banks have successfully built MREL resources and met final targets, though smaller banks continue to face structural challenges.

DC DISB Receives CSBS Mortgage Accreditation

The DC Department of Insurance, Securities and Banking (DISB) has achieved accreditation status for mortgage supervision from the Conference of State Bank Supervisors (CSBS). This accreditation signifies that the Department meets national standards for state supervision of mortgage lenders, promoting consumer protection and a sound financial regulatory system.

PRA Fines Bank of London £2m for Integrity Failures

The Prudential Regulation Authority (PRA) has fined The Bank of London Group Limited and its parent company Oplyse Holdings Limited £2 million for misleading the PRA about their capital positions and failing to act with integrity. This is the PRA's first finding against a firm for acting without integrity and its first enforcement action against a parent financial holding company.

OCC Meeting Summary with BlackRock

The Office of the Comptroller of the Currency (OCC) has published a summary of a meeting held on March 18, 2026, with BlackRock. This notice provides a record of the discussion topics between the OCC and representatives from the asset management firm.

OCC Meeting Summary with Stripe

The Office of the Comptroller of the Currency (OCC) has published a summary of a meeting held with Stripe on March 23, 2026. The document details discussions held between OCC officials and Stripe representatives regarding various topics relevant to the financial services industry.

ASIC Extends Super Trustee Transfer Relief to 2031

ASIC has extended the intra-fund transfer relief for superannuation trustees by five years, until 1 April 2031. This extension provides clarity on application form and cooling-off period requirements, continuing relief previously set to expire in April 2026. The decision follows a consultation period where all submissions supported the proposed extension.

MIAX PEARL LLC Rule Change Approval for Sub-Dollar Securities

The SEC has approved a rule change for MIAX PEARL LLC, allowing for 'post only' orders in sub-dollar securities. This notice details the approval of the proposed rule change filed by MIAX PEARL.

SEC - Agency Information Collection Activities; Form N-14 Extension

The SEC has published a notice requesting public comment on an extension for Form N-14, an information collection activity. This notice is part of the agency's standard review process for information collections under the Paperwork Reduction Act.

SEC Notice: FP Strategies LLC Filing

The Securities and Exchange Commission has published a notice regarding a filing by FP Strategies LLC and other entities. This notice pertains to an application filed on February 6, 2026, under the Investment Company Act.

Advisors Series Trust and Scharf Investments, LLC Notice

The Securities and Exchange Commission has issued a notice regarding Advisors Series Trust and Scharf Investments, LLC. This notice pertains to an application filed on October 3, 2025, and amended on February 27, 2026, under the Investment Company Act.