Changeflow GovPing Banking & Finance SEC Notice: FP Strategies LLC Filing
Routine Notice Added Final

SEC Notice: FP Strategies LLC Filing

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Published March 24th, 2026
Detected March 24th, 2026
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Summary

The Securities and Exchange Commission has published a notice regarding a filing by FP Strategies LLC and other entities. This notice pertains to an application filed on February 6, 2026, under the Investment Company Act.

What changed

The Securities and Exchange Commission (SEC) has published a notice concerning a filing by FP Strategies LLC and associated entities. The document, identified by Investment Company Act Release No. 36026 and File No. 812-15985, was published in the Federal Register on March 24, 2026. The application itself was filed on February 6, 2026.

This is a routine informational notice. Compliance officers should note the publication and the filing details for their records. No immediate action is required as this is an informational publication of a filing, not a new rule or enforcement action. The notice is published in the Federal Register, indicating it is a public record.

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Legal Status

Notice

FP Strategies LLC, et al.

A Notice by the Securities and Exchange Commission on 03/24/2026

  • 1.

1.

  • Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Numbers Investment Company Act Release No. 36026 File No. 812-15985 Document Citation 91 FR 14065 Document Number 2026-05666 Document Type Notice Page 14065
    (1 page) Publication Date 03/24/2026 Published Content - Document Details

  • PDF Official Content

  • Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Numbers Investment Company Act Release No. 36026 File No. 812-15985 Document Citation 91 FR 14065 Document Number 2026-05666 Document Type Notice Page 14065
    (1 page) Publication Date 03/24/2026 Published Content - Document Details

  • Document Dates Published Content - Document Dates Dates Text The application was filed on February 6, 2026. Published Content - Document Dates

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- Public Inspection Public Inspection This PDF is FR Doc. 2026-05666 as it appeared on Public Inspection on
03/23/2026 at 8:45 am.

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Published Document: 2026-05666 (91 FR 14065) This document has been published in the Federal Register. Use the PDF linked in the document sidebar for the official electronic format.

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Securities and Exchange Commission
  1. [Investment Company Act Release No. 36026; File No. 812-15985] March 19, 2026. # AGENCY:

Securities and Exchange Commission (“Commission” or “SEC”).

ACTION:

Notice.

Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.

Summary of Application: Applicants request an order to permit certain business development companies (“BDCs”) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities.

Applicants: FP Strategies LLC, RoboStrategy, Inc., and Satya Robo Holdings LLC.

Filing Dates: The application was filed on February 6, 2026.

Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. The email should include the file number referenced above. Hearing requests should be received by the Commission by 5:30 p.m., Eastern time, on April 13, 2026, and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov.

ADDRESSES:

The Commission: Secretarys-Office@sec.gov. Applicants: Marc Weinstein, FP Strategies LLC, marc@fpstrategies.io, 151 Calle de San Francisco, Suite 200, San Juan, Puerto Rico 00901, with copies to Owen J. Pinkerton, Esq., Anne G. Oberndorf, Esq., Krisztina Nadasdy, Esq., Eversheds Sutherland (US) LLP, anneoberndorf@eversheds-sutherland.com, 700 Sixth Street NW, Suite 700, Washington, DC 20001.

FOR FURTHER INFORMATION CONTACT:

Trace W. Rakestraw, Senior Special Counsel, or Adam Large, Senior Special Counsel at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION:

For Applicants' representations, legal analysis, and conditions, please refer to Applicants' application, filed February 6, 2026, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/​search-filings. You may also call the SEC's Office of Investor Education and Advocacy at (202) 551-8090.

For the Commission, by the Division of Investment Management, under delegated authority.

Vanessa A. Countryman,

Secretary.

[FR Doc. 2026-05666 Filed 3-23-26; 8:45 am]

BILLING CODE 8011-01-P

Published Document: 2026-05666 (91 FR 14065)

Classification

Agency
Securities and Exchange Commission
Published
March 24th, 2026
Instrument
Notice
Legal weight
Non-binding
Stage
Final
Change scope
Minor
Document ID
91 FR 14065 / Investment Company Act Release No. 36026
Docket
Investment Company Act Release No. 36026 File No. 812-15985

Who this affects

Applies to
Fund managers Financial advisers
Industry sector
5239 Asset Management
Activity scope
Investment Company Filings
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Compliance
Topics
Investment Companies

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