OFSI Updates UK Sanctions Enforcement Guidance and Penalties
The UK's Office of Financial Sanctions Implementation (OFSI) has updated its civil enforcement guidance and introduced new penalties and discount mechanisms. These changes aim to accelerate investigations, reduce burdens, and improve transparency in financial sanctions enforcement.
Oklahoma Digital Asset Kiosk Operators Require Money Transmitter License
The Oklahoma Banking Department announced that effective November 1, 2025, all digital asset kiosk operators in Oklahoma will be required to obtain a Money Transmitter License under SB 1083. The department is developing a registration process for these kiosks.
Oklahoma Banking Department Newsletter: GSBC Trustees Meeting
The Oklahoma Banking Department issued a newsletter announcing that GSBC Trustees attended their spring meeting. The newsletter highlights the Graduate School of Banking at the University of Colorado Boulder and its upcoming annual school session.
Oklahoma Banking Department Personnel Certifications and Digital Asset Kiosk Rules
The Oklahoma Banking Department announced new licensing requirements for digital asset kiosk operators, effective November 1, 2025, requiring them to be licensed as money transmitters. The notice also highlighted recent examiner certifications earned by department personnel.
Oklahoma Banking Department Reduces 2025 Assessment Rates for State-Chartered Banks
The Oklahoma State Banking Board has approved significant reductions in assessment rates for state-chartered banks for 2025. Banks with assets under $1 billion will see a 70% cut, while those over $1 billion will receive a 25% reduction, totaling over $5.2 million in savings.
Oklahoma Banking Department Personnel Longevity Awards
The Oklahoma Banking Department has announced longevity awards for its personnel, recognizing employees for their years of service. The notice details recipients for fifteen and ten years of service, presented by Mick Thompson.
Federal Reserve FOMC Statement on Economic Activity
The Federal Reserve's Federal Open Market Committee (FOMC) issued a statement indicating that economic activity is expanding at a solid pace, though job gains remain low and inflation is somewhat elevated. The FOMC decided to maintain the target range for the federal funds rate at 3-1/2 to 3-3/4 percent.
Federal Reserve FOMC Economic Projections - March 2026
The Federal Reserve released economic projections from the March 17-18, 2026, Federal Open Market Committee (FOMC) meeting. These projections summarize participants' views on the likely path of the economy and monetary policy.
Thomas Amendola Arrested for Investment Fraud
Thomas Amendola was arrested on felony charges for allegedly orchestrating an investment fraud scheme, soliciting $500,000 from investors. The Florida Office of Financial Regulation (OFR) led the investigation, which revealed investor funds were used for personal expenses.
Eric Levitt Sentenced for Promissory Note Scam
The Florida Office of Financial Regulation (OFR) reports that Eric Levitt has been sentenced to five years in prison and 20 years of probation for his role in a fraudulent promissory note investment scheme. He was also ordered to pay over $570,000 in victim restitution.
Orlando Man Sentenced for $1.6M Investment Fraud
The Florida Office of Financial Regulation (OFR) announced the sentencing of Anthony Michael Hernandez to three years in prison and $1.8 million in restitution for a $1.6 million investment fraud scheme. Hernandez defrauded investors by falsely claiming his company, Oi2GO Media Technologies, Inc., was a major streaming service.
Man Sentenced for Affinity Fraud, Ordered to Pay Restitution
Bonel Pierre was sentenced to four years in prison and ordered to pay over $250,000 in restitution for an affinity fraud scheme targeting the Haitian American community. The Florida Office of Financial Regulation partnered with local law enforcement on this criminal enforcement action.
Man Arrested for $12 Million Advance Fee Loan Scam
The Florida Office of Financial Regulation (OFR) partnered with the FBI to arrest Justin Scott Godur for an alleged $12 million advance fee loan scam. Godur is charged with wire fraud and money laundering for defrauding victims seeking large credit facilities.
Investment Advisers: Continuing Education Deadline Reminder
The Florida Office of Financial Regulation (OFR) is reminding investment advisers' associated persons of the December 26, 2024, deadline to complete continuing education requirements. Credits must be reported by this date to maintain active registration status.
Florida OFR Proclamation to Securities Professionals
The Florida Office of Financial Regulation (OFR) issued a proclamation to securities professionals in response to Hurricanes Helene and Milton. This notice provides guidance and potentially temporary relief measures for industry professionals operating in affected areas.
OFR Proclamation Regarding North Florida Winter Storm
The Florida Office of Financial Regulation (OFR) has issued a proclamation to state-chartered financial institutions and securities professionals concerning the North Florida winter storm. This notice provides guidance and potential relief measures in response to the severe weather event.
Florida Financial Services License Renewal Open
The Florida Office of Financial Regulation (OFR) has opened the license renewal period for various financial services businesses. Businesses and individuals must complete renewals by specific deadlines in December 2024 and January 2025 to maintain active license status.
Florida License Renewals Due December 2025
The Florida Office of Financial Regulation (OFR) has issued an industry alert reminding businesses and individuals that license renewals are due by December 26, 2025, and December 31, 2025. Affected entities must renew through specific portals to maintain active license status.
Texas Banking Commissioner Issues Consent Order for GPD Holdings LLC
The Texas Banking Commissioner has issued a consent order against GPD Holdings LLC, doing business as CoinFlip. This action indicates a regulatory enforcement measure taken by the Texas Department of Banking concerning the company's operations.
Texas DOB Press Releases and Consumer Alerts from 2023
The Texas Department of Banking has released its press releases and consumer alerts for 2023. These include various enforcement actions, consent orders, and consumer advisories related to state-chartered banks and financial entities operating in Texas.
Texas DOB 2022 Press Releases and Announcements Archive
The Texas Department of Banking has published its archive of press releases and announcements for 2022. This archive includes various notices, consumer alerts, and enforcement orders issued by the Banking Commissioner throughout the year, affecting financial institutions and consumers in Texas.
Texas Banking Department Enforcement Actions and Announcements
The Texas Department of Banking has issued multiple enforcement actions in 2024, including consent orders and cease and desist orders against various financial entities. These actions address violations related to money transmission, unauthorized banking services, and other regulatory non-compliance. The department also issued consumer alerts and announced personnel changes.
Texas Banking Commissioner Issues Consent Orders and Consumer Alerts
The Texas Department of Banking has issued multiple consent orders and consumer alerts throughout 2025. These actions address various violations, including AML/CFT and BSA/AML issues, and involve entities such as Paylocity Corporation, Expensify, Inc., and Shaka Express Corp. The department also issued alerts regarding specific financial institutions.
Texas AG Halts Foreclosures Due to Questionable Banking Practices
The Texas Attorney General has requested state-chartered banks and mortgage servicers to halt foreclosures due to questionable practices, such as signing documents without reading them or notarizing without presence. The Texas Department of Banking urges all state-chartered banks to review their foreclosure policies and procedures.
NMLS MLO Registration Fees Proposed
The Texas Department of Banking issued a notice regarding proposed federal registration fees for Mortgage Loan Originators (MLOs) by the Nationwide Mortgage Licensing System & Registry (NMLS). Financial institutions are encouraged to review and submit comments by November 12, 2010.
NCUA Releases Q4 2025 Credit Union Data Report
The National Credit Union Administration (NCUA) released its Q4 2025 state-level credit union data report. The report indicates growth in assets and loans outstanding for federally insured credit unions, alongside trends in membership and profitability.
CFTC and SEC clarify federal securities laws for crypto assets
CFTC and SEC clarify federal securities laws for crypto assets
HKMA Alerts Public to Bank Scams and Fraudulent Websites
The Hong Kong Monetary Authority (HKMA) has alerted the public to fraudulent websites and scams targeting customers of several banks. The alert provides details on specific scams and advises the public on how to protect themselves and report incidents.
IRS Secure Messaging Taxpayer Agreement and Disclosure Authorization
The Internal Revenue Service (IRS) is requesting public comment on new information collection activities related to taxpayer agreements for secure messaging and disclosure authorizations. This includes the application for a Central Withholding Agreement and directed withholding and deposit verification processes.
OFAC Issues Venezuela General License 52 and FAQs
The Office of Foreign Assets Control (OFAC) has issued Venezuela-related General License 52, authorizing certain transactions involving Petróleos de Venezuela, S.A. OFAC also released two new Frequently Asked Questions (FAQs) related to Venezuela sanctions.
OFAC Removes 4 Individuals and 2 Entities from SDN List
The Office of Foreign Assets Control (OFAC) has removed four individuals and two entities from its Specially Designated Nationals (SDN) List. These removals are related to Russia sanctions programs. The specific details of the individuals and entities, including aliases and identifying information, are provided in the notice.
OFAC Notice of Sanctions Actions
The Office of Foreign Assets Control (OFAC) has published a notice detailing new sanctions actions. This notice, published on March 18, 2026, outlines specific designations and restrictions that may impact international trade and financial transactions.
FDIC Sunshine Act Meeting Notice and Proposed Rulemakings
The FDIC announced a Sunshine Act meeting for March 19, 2026, to consider proposed rulemakings on regulatory capital for banking organizations and a final rule clarifying deposit insurance coverage. The meeting will be webcast, and media inquiries are due March 18, 2026.
OFAC Settlement with TradeStation Securities, Inc.
The Office of Foreign Assets Control (OFAC) announced a settlement with TradeStation Securities, Inc. for $1,110,661 to resolve 481 apparent sanctions violations related to services provided to individuals in Iran, Syria, and Crimea. The settlement reflects the non-egregious nature of the violations and voluntary self-disclosure.
Federal Reserve: Change in Bank Control Notices
The Federal Reserve System has published notices regarding changes in bank control and acquisitions of shares of banks or bank holding companies. These notices detail applications received under the Change in Bank Control Act and Regulation Y. Interested parties can submit comments by April 2, 2026.
Federal Reserve Notice: Bank Holding Company Formations, Acquisitions, and Mergers
The Federal Reserve has published a notice regarding applications for the formation, acquisition, and merger of bank holding companies. These applications are made under the Bank Holding Company Act of 1956 and Regulation Y. Interested parties can submit comments by April 17, 2026.
OFAC Adds Persons to SDN List and Updates Identifying Information
The Office of Foreign Assets Control (OFAC) has added new individuals to the Specially Designated Nationals (SDN) List and updated identifying information for an existing SDN. These designations block all property and interests in property subject to U.S. jurisdiction and prohibit U.S. persons from engaging in transactions with the listed individuals.
Revised Act on Financial Fraud and Virtual Assets Passed
South Korea's Financial Services Commission announced the passage of a revised Act on Financial Fraud and Virtual Assets. The amendments require virtual asset exchange service providers to implement vishing prevention and loss relief measures similar to financial companies, and expand eligible assets for victim refunds to include virtual assets.
FSC Chairman meets Standard Chartered CEO, discusses market
The Chairman of South Korea's Financial Services Commission (FSC) met with the CEO of Standard Chartered Group on March 13, 2026. They discussed global geopolitical impacts, market stability programs, and the FSC's productive finance initiative.
FSC Korea: Household Loans Increased KRW2.9 Trillion in February 2026
The Financial Services Commission (FSC) Korea reported that outstanding household loans increased by KRW2.9 trillion in February 2026, driven by mortgage loans. The FSC noted the need for continued monitoring of household loans and the real estate market.
FSC Clarifies Shareholding Rules for Institutional Investors
The Financial Services Commission (FSC) of Korea has provided statutory interpretations to clarify shareholding rules for institutional investors, particularly concerning the '5% rule' for reporting significant shareholdings. These clarifications aim to facilitate shareholder activities and enhance corporate value ahead of the annual general meeting season.
FSC Revises Business Development Company (BDC) Rules
The Financial Services Commission (FSC) of South Korea has revised rules for Business Development Companies (BDCs) to promote venture investment. The revised rules, effective March 17, 2026, mandate specific investment ratios in unlisted startups and venture businesses, with provisions for lending and safe asset investments.
RBI Releases Data on ECB, FCCB, RDB for January 2026
The Reserve Bank of India has released data pertaining to External Commercial Borrowings (ECB), Foreign Currency Convertible Bonds (FCCB), and Rupee Denominated Bonds (RDB) for January 2026. This data covers instruments issued through both the Automatic and Approval Routes.
RBI 7-day VRR Auction Results
The Reserve Bank of India (RBI) has released the results of its 7-day Variable Rate Repo (VRR) auction held on March 17, 2026. The auction saw a notified amount of ₹1,50,000 crore, with ₹48,014 crore allotted at a cut-off rate of 5.26%.
RBI Releases State Government Securities Auction Results
The Reserve Bank of India (RBI) has released the results of the auction for State Government Securities. The notice details the amounts raised, accepted bids, cut-off prices, yields, and tenors for various state government securities.
State Government Securities Auction Results
The Reserve Bank of India has published the results of the State Government Securities auction held on March 17, 2026. This notice provides details on the successful bids and terms of the securities issued.
RBI Money Market Operations Data - March 16, 2026
The Reserve Bank of India (RBI) has published data on Money Market Operations for March 16, 2026. This notice provides key figures related to the Indian money market for the specified date.
MAS Issues 7-Year Prohibition Order Against Former Fund Manager
The Monetary Authority of Singapore (MAS) has issued a 7-year prohibition order against Mr Sun Weiyeh, a former fund manager. The order follows his conviction for defrauding investors in a fund he managed, resulting in a loss of US$342,500.
MAS issues 2-year prohibition order against Jimmy Ling
The Monetary Authority of Singapore (MAS) has issued a 2-year prohibition order against Jimmy Ling Xiao Ting, a former representative of Manulife Financial Advisers Pte. Ltd. This action follows his conviction for forgery and abetting unauthorized access to computer material.
MAS Fines Eurofin Investments $70,000 for Regulatory Breaches
The Monetary Authority of Singapore (MAS) has fined Eurofin Investments Pte Ltd (EIPL) $70,000 for breaches of the Securities and Futures Act and Regulations. MAS also issued a one-year Prohibition Order against EIPL's former CEO, Mr. Dotta, and a reprimand against the former Chief Risk Officer, Mr. Schappler.
Community Reinvestment Act Examination Procedures
The Office of the Comptroller of the Currency (OCC) has updated its Comptroller's Handbook booklet on Community Reinvestment Act (CRA) Examination Procedures. This guidance outlines how examiners evaluate a national bank's performance in meeting community credit needs, considering factors like financial condition, size, and local economic conditions.
SFC Freezes HK$4.3M Assets in Insider Dealing Case
The Securities and Futures Commission (SFC) of Hong Kong has obtained worldwide court orders to freeze assets totaling HK$4.3 million in an insider dealing case. The action targets a former HKEX staff member and his relatives, alleging access to and trading on confidential information.
Retail Trader Sentenced for False Trading in Hong Kong
The Securities and Futures Commission (SFC) Hong Kong announced that a retail trader was sentenced to 220 hours of community service and fined $117,715 for false trading in six Hong Kong-listed companies. The SFC highlighted the importance of market integrity and investor confidence.
SFC bans Andy Lau Ka Ho for life over misconduct
The Securities and Futures Commission (SFC) has permanently banned Andy Lau Ka Ho, a former licensed representative, from the industry for serious misconduct. The ban follows an investigation into unauthorized trading, fabricated instructions, and forged statements conducted between 2014 and 2019.
SFC and ICAC Joint Operation Targets Insider Dealing and Corruption
The SFC and ICAC conducted a joint operation targeting insider dealing and corruption involving senior executives of three licensed corporations. Eight individuals were arrested, and investigations revealed alleged bribes of over $4 million leading to approximately $315 million in illicit profits.
SFC obtains HK$4M compensation order against former Coolpad executive
The Securities and Futures Commission (SFC) of Hong Kong obtained a compensation order of HK$4 million against Mr Zhang Wei, a former executive director of Coolpad Group Limited. Zhang was also disqualified from holding directorships for five years for his role in transactions that caused significant losses to the company.
Central Bank Independence Speech by Governor Makhlouf
Governor Gabriel Makhlouf of the Central Bank of Ireland delivered a speech on February 18, 2026, emphasizing the importance of central bank independence for price stability and economic prosperity. He highlighted that independence acts as an anchor for stability, enabling policy decisions based on economic cycles rather than political pressures.
Central Bank Publishes 2026 Outlook on Financial Risks
The Central Bank of Ireland has published its 2026 Regulatory & Supervisory Outlook, detailing its assessment of financial sector risks and planned supervisory actions. The outlook highlights increased operational, cyber, and AI risks, while noting abated inflation and interest rate risks.
Central Bank of Ireland Publishes First Access to Cash Report
The Central Bank of Ireland has published its first quarterly Access to Cash report, detailing ATM and cash service point availability as of December 2025. The report, mandated by the Finance (Provision of Access to Cash Infrastructure) Act 2025, monitors compliance with criteria set by the Minister for Finance.
Central Bank Welcomes OECD Consumer Finance Risk Monitor Report
The Central Bank of Ireland welcomed the publication of the OECD's Consumer Finance Risk Monitor 2026 report. The report highlights financial scams as the top threat to consumers globally, a concern echoed by the Central Bank's own outlook.
Central Bank of Ireland Discussion Paper on Tokenisation and DLT
The Central Bank of Ireland has launched a discussion paper to examine the potential role of Distributed Ledger Technology (DLT) and tokenisation in the financial system. Stakeholders are invited to provide insights on opportunities, challenges, and risks associated with these innovations.
EU and Montenegro Provisionally Close Accession Chapter 21
The Council of the EU announced the provisional closure of accession negotiations with Montenegro on Chapter 21, Trans-European networks. This marks a step in Montenegro's EU accession process, bringing the total number of provisionally closed chapters to fourteen.
EU Electoral Act: Proxy Voting for MEPs During Pregnancy and Early Motherhood
The Council of the EU has agreed to amend the European electoral law to allow Members of the European Parliament (MEPs) to use proxy voting during late pregnancy and early motherhood. This change permits delegation of votes for up to three months before the estimated birth date and six months after childbirth.
EU Statement on Druzhba Pipeline Oil Supply Interruption
The EU Council issued a joint statement addressing the interruption of crude oil supplies to Hungary and Slovakia following Russian strikes on the Druzhba pipeline. The EU has offered technical support and funding to Ukraine to restore oil flow and is working on alternative routes for non-Russian crude oil.
Media Advisory: Tripartite Social Summit
The EU Council has issued a media advisory for the Tripartite Social Summit scheduled for March 18, 2026. The advisory provides an indicative program for the event, including the arrival of participants, the start of the summit, and a press conference.
EU Council Adopts Conclusions on Bioeconomy Strategy
The Council of the EU has approved conclusions on the new EU bioeconomy strategy, aiming for a competitive and sustainable bioeconomy by 2040. The conclusions promote bio-based and circular solutions, support innovation and investment, and emphasize sustainable biomass supply.
SAM.gov Entity Exclusions Page Maintenance
The General Services Administration (GSA) has updated the Entity Exclusions page on SAM.gov. The page was not found, and users are directed to search, the homepage, or the help desk for assistance. This notice indicates maintenance or a change to the page's location.
SAM.gov Entity Exclusions Unavailable Notice
The General Services Administration (GSA) issued a notice that the SAM.gov Entity Exclusions (Debarments & Suspensions) page was unavailable on March 24, 2026. This notice indicates a temporary system issue rather than a regulatory change.
SAM.gov Entity Exclusions Page Unavailable
The System for Award Management (SAM.gov) has announced that the Entity Exclusions (Debarments & Suspensions) page is temporarily unavailable due to maintenance. Users are directed to search SAM.gov or contact the Federal Help Desk if they encounter persistent issues.
SAM.gov Maintenance Impacts Entity Registrations and Exclusions
The General Services Administration (GSA) issued a notice regarding SAM.gov maintenance that impacted entity registrations and exclusions. The page providing this information was not found, suggesting a potential issue with accessing critical exclusion data.
SAM.gov Entity Exclusions and Registration Maintenance
The General Services Administration (GSA) is providing a notice regarding SAM.gov entity exclusions and registration maintenance. The content indicates that the specific page for exclusions could not be found, suggesting a potential removal or change in URL.
SAM.gov Entity Exclusions Unavailable During Maintenance
The General Services Administration (GSA) is notifying users that entity registrations and exclusions are unavailable on SAM.gov due to system maintenance. This notice indicates a temporary disruption in accessing critical exclusion data.
SAM.gov Entity Exclusions Unavailable Notice
The General Services Administration (GSA) issued a notice that entity registrations and exclusions were unavailable on SAM.gov on March 21. The page providing this information is no longer accessible.
SAM.gov Entity Exclusions Page Maintenance Notice
The General Services Administration (GSA) issued a notice regarding scheduled maintenance for the SAM.gov Entity Exclusions page. The maintenance was planned for March 24-25, during which the page may have been temporarily unavailable.
SAM.gov Entity Exclusions Maintenance Notice
The General Services Administration (GSA) issued a notice regarding temporary maintenance impacting the SAM.gov Entity Exclusions (Debarments & Suspensions) registration system. The page containing this information was not found, suggesting a potential issue with the SAM.gov website.
SAM.gov Entity Exclusions Unavailable During Maintenance
The SAM.gov website experienced an outage where entity exclusions (debarments and suspensions) were temporarily unavailable. The page providing this information is no longer found, likely due to system maintenance or a change in URL structure. Users are directed to search or contact the Federal Help Desk.
SAM.gov Entity Exclusions Unavailable During Maintenance
The System for Award Management (SAM.gov) announced that the Entity Exclusions (Debarments & Suspensions) search function was unavailable due to scheduled maintenance. This notice indicates a temporary disruption in accessing critical exclusion data.
SAM.gov Entity Exclusions Unavailable Due to Maintenance
The SAM.gov Entity Exclusions (Debarments & Suspensions) page is temporarily unavailable due to website maintenance. The General Services Administration (GSA) has not provided a specific timeline for when the page will be back online.
SAM.gov Entity Exclusions Unavailable Due to Maintenance
The SAM.gov website is currently experiencing an outage, making the Entity Exclusions (Debarments & Suspensions) database unavailable. Users are directed to search, the homepage, or the Help page for assistance.
SAM.gov Entity Exclusions Maintenance Notice
The General Services Administration (GSA) issued a notice regarding scheduled maintenance for SAM.gov, specifically impacting the Entity Exclusions (Debarments & Suspensions) page. The notice indicates potential unavailability during specific maintenance windows.
SAM.gov Entity Exclusions (Debarments & Suspensions) Information
The General Services Administration (GSA) is providing a notice regarding entity exclusions and debarments information on SAM.gov. The specific page for this information was not found, and users are directed to search, the homepage, or contact the Federal Help Desk.
SAM.gov Entity Exclusions (Debarments & Suspensions) Page Not Found
The SAM.gov page for Entity Exclusions (Debarments & Suspensions) returned a 404 error, indicating the content is currently unavailable. Users are directed to search, the homepage, or the help desk for assistance.
SAM.gov Entity Exclusions Service Maintenance Notice
The General Services Administration (GSA) issued a notice regarding the unavailability of the SAM.gov Entity Exclusions service due to scheduled maintenance. This notice informs users that the debarment and suspension information may not be accessible during the maintenance period.
SAM.gov Entity Exclusions Unavailable
The System for Award Management (SAM.gov) announced that the Entity Exclusions (Debarments & Suspensions) feature will be unavailable on March 24th due to scheduled maintenance. This temporary unavailability may impact users needing to access debarment and suspension information.
SAM.gov Entity Exclusions Maintenance Notice
The General Services Administration (GSA) issued a notice regarding scheduled maintenance for SAM.gov's Entity Exclusions (Debarments & Suspensions) service. The service was unavailable on March 17, 21, and 24. This notice is informational and does not impose new requirements.
SAM.gov Entity Exclusions Maintenance Notice
The General Services Administration (GSA) issued a notice regarding scheduled maintenance for SAM.gov. During the maintenance window, the Entity Exclusions (Debarments & Suspensions) search functionality was unavailable. The notice provided links for alternative assistance.
SAM.gov Entity Exclusions Unavailable Due to Maintenance
The System for Award Management (SAM.gov) announced that entity registrations and exclusions are temporarily unavailable due to scheduled maintenance. Users are directed to search, the home page, or the help page if they encounter issues.
SAM.gov Entity Exclusions Unavailable Due to Maintenance
The System for Award Management (SAM.gov) announced that the Entity Exclusions (Debarments & Suspensions) database was temporarily unavailable due to system maintenance. The notice provides links for users to try searching again, return to the home page, or contact the Federal Help Desk if issues persist.
SAM.gov Entity Exclusions (Debarments & Suspensions) Page Not Found
The General Services Administration (GSA) has reported that the specific page for Entity registrations and exclusions on SAM.gov is not found. Users are directed to search, the homepage, or the Help page for assistance.