FL OFR Industry Alerts

Florida OFR Proclamation to Securities Professionals

The Florida Office of Financial Regulation (OFR) issued a proclamation to securities professionals in response to Hurricanes Helene and Milton. This notice provides guidance and potentially temporary relief measures for industry professionals operating in affected areas.

Florida Financial Services License Renewal Open

The Florida Office of Financial Regulation (OFR) has opened the license renewal period for various financial services businesses. Businesses and individuals must complete renewals by specific deadlines in December 2024 and January 2025 to maintain active license status.

Investment Advisers: Continuing Education Deadline Reminder

The Florida Office of Financial Regulation (OFR) is reminding investment advisers' associated persons of the December 26, 2024, deadline to complete continuing education requirements. Credits must be reported by this date to maintain active registration status.

OFR Proclamation Regarding North Florida Winter Storm

The Florida Office of Financial Regulation (OFR) has issued a proclamation to state-chartered financial institutions and securities professionals concerning the North Florida winter storm. This notice provides guidance and potential relief measures in response to the severe weather event.

Florida License Renewals Due December 2025

The Florida Office of Financial Regulation (OFR) has issued an industry alert reminding businesses and individuals that license renewals are due by December 26, 2025, and December 31, 2025. Affected entities must renew through specific portals to maintain active license status.