Amended and Restated Credit Agreement $600M Revolving Credit $450M Term Loan $400M Delayed Draw
ICF International, Inc. and ICF Consulting Group, Inc. filed an amended and restated credit agreement with PNC Bank, National Association as Administrative Agent. The agreement establishes a $600,000,000 revolving credit facility, a $450,000,000 term loan, and a $400,000,000 delayed draw term loan for a total facility of $1,450,000,000.
NT 10-Q Late Filing Notification Under Rule 12b-25
Technology & Telecommunication Acquisition Corporation, a Cayman Islands-registered public company, filed Form 12b-25 with the SEC notifying that its Quarterly Report on Form 10-Q for the period ended February 28, 2026 will be filed late. The company cited inability to complete final review of financial statements and disclosures without unreasonable effort or expense as the reason. Under Rule 12b-25, the company has until the fifth calendar day following the prescribed due date to file the 10-Q.
Spartan Capital Securities LLC v. FINRA - Time to Issue Decision Extended 90 Days
The SEC issued Order Release No. 34-105253 extending by 90 days the period within which the Commission must issue its decision in the matter of Spartan Capital Securities LLC, John D. Lowry, and Kim M. Monchik seeking review of FINRA disciplinary action. The decision deadline is now July 15, 2026. This is a procedural extension of an administrative proceeding timeline.
Subscription Agreement - Private Placement of 10M-13.3M Shares at $3.00/Share
JDEV Acquisition Corp (to be renamed Ionetix Corp.) executed a subscription agreement for a private placement offering of 10,000,000 to 13,333,333 shares of common stock at $3.00 per share, raising $30,000,000 to $40,000,000, with an over-subscription option for an additional $15,000,000. The offering is contingent upon closing of a reverse triangular merger with Ionetix Corp., a medical technology company.
MeiraGTx Holdings plc Asset Purchase Agreement with Janssen Pharmaceuticals
MeiraGTx Holdings plc filed a material Asset Purchase Agreement with the SEC as Exhibit 10.1, dated April 15, 2026, between Janssen Pharmaceuticals, Inc., MeiraGTx Ocular UK Limited, and solely for purposes of Section 5.15, MeiraGTx Holdings plc. The agreement covers purchase and sale of specified assets, assumption of certain liabilities, purchase price and contingent consideration terms, representations and warranties, indemnification provisions, and other customary M&A provisions. Certain information is marked as redacted based on the registrant's confidentiality designation.
Purchase Agreement With Eurobio Scientific S.A.
CareDx, Inc. entered into a purchase agreement with Eurobio Scientific S.A. dated April 15, 2026, for the purchase and sale of specified assets. The agreement includes standard M&A provisions covering representations and warranties, conditions to closing, covenants, tax matters, indemnification, and termination rights. The transaction is subject to customary closing conditions including governmental entity filings and regulatory approvals.
PepsiCo Q1 2026 EPS Up 27%
PepsiCo, Inc. reported first-quarter 2026 financial results. Net revenue increased 8.5% to $19.4 billion compared to $17.9 billion in Q1 2025. Earnings per share increased 27% to $1.70 from $1.33. Core EPS increased 9% to $1.61. The company affirmed its fiscal 2026 financial guidance and announced a 4% increase in annualized dividend per share beginning with the June 2026 payment, representing its 54th consecutive annual dividend increase.
Miami Exchange Rule Change Crypto Trust Options Listing
SEC published notice of Miami International Securities Exchange's proposed rule change to amend Exchange Rules 402 and 403 to establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The proposal, designated SR-MIAX-2026-13, seeks public comment on standards for approving and maintaining these novel derivative products on a national securities exchange. Affected parties including broker-dealers and investors should monitor this proceeding as the standards established may set precedent for future crypto-related securities products.
MIAX PEARL Proposes Rule Change for Options on Commodity-Based Crypto Trusts
The SEC published a notice of a proposed rule change by MIAX PEARL, LLC (File No. SR-PEARL-2026-15) to amend Exchange Rule 402 and Rule 403. The proposal would establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The exchange seeks public comment on the proposed framework.
MIAX Sapphire Proposes Crypto Trust Options Listing Criteria
The SEC published notice that MIAX Sapphire, LLC filed a proposed rule change to amend Exchange Rule 402 (Criteria for Underlying Securities) and Exchange Rule 403 (Withdrawal of Approval of Underlying Securities). The proposal would establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The SEC is seeking public comment on the proposed rule change.
SEC Proposes Extension of OMB Approval for Form 5 Annual Statement of Beneficial Ownership
The SEC has published a notice in the Federal Register (91 FR 20527, Document No. 2026-07432) seeking public comment on extending the Office of Management and Budget's approval of the information collection requirements for Form 5, the Annual Statement of Beneficial Ownership. Form 5 is used by officers, directors, and 10% beneficial owners to report securities transactions and holdings under Section 16 of the Securities Exchange Act of 1934. The notice announces the third-year extension of the existing OMB control number 3235-0362.
Agency Information Collection Activities Proposed Collection Comment Request Extension Schedule TO
The SEC has published a notice in the Federal Register (91 FR 20542, Document No. 2026-07433) seeking public comments on extending OMB Control No. 3235-0515, the information collection requirements for Schedule TO tender offer filings under the Securities Exchange Act of 1934. Schedule TO is used by offerors to report tender offer transactions. The notice is part of the agency's routine paperwork extension process.
Nasdaq ISE Professional Order Review Rule Effective
The SEC granted Nasdaq ISE, LLC immediate effectiveness for a proposed rule change (SR-ISE-2026-16) amending the review of professional orders. The filing, designated Release No. 34-105218, was published in the Federal Register at 91 FR 20542. Nasdaq ISE, as a registered options exchange, filed the rule change to modify its procedures for reviewing professional orders.
NSCC Filing to Extend U.S. Equity Trading Hours
The SEC published notice of SR-NSCC-2026-006, filed by the National Securities Clearing Corporation, seeking approval to modify NSCC's rules to support industry efforts to extend trading hours for U.S. equity markets. The proposed rule change would enable NSCC to clear and settle trades executed during extended trading sessions. The SEC is accepting public comments on the proposal.
CME Securities Clearing Governance and By-Laws Amendment Approved
The SEC issued Order No. 34-105214 approving CME Securities Clearing Inc.'s proposed rule change to modify its Amended and Restated By-Laws and several committee charters including the Board of Directors Charter, Risk Management Committee Charter, Nominating Committee Charter, and Audit Committee Charter. The approval applies to CME Securities Clearing Inc., a registered clearing agency and self-regulatory organization. The rule change was filed under File No. SR-CMESC-2026-002.
Nasdaq GEMX Rule Change on Review of Professional Orders
The SEC filed notice of Nasdaq GEMX's immediately effective rule change amending procedures for review of professional orders. The change was filed under SR-GEMX-2026-14 and became effective upon filing. Broker-dealers executing professional orders on the exchange may be affected by modified review procedures.
Adopts Updated EDGAR Filer Manual for Securities Filings
The SEC adopted amendments to Volumes I and II of the EDGAR Filer Manual effective April 16, 2026. The updated manual incorporates changes from EDGAR Release 26.1, which was deployed on March 16, 2026. Key changes include updates to the Fee Exhibit Preparation Tool, modifications to Form X-17A-5 Part III removing notarization requirements, changes to Schedule 13D and 13G filings supporting multiple CUSIPs, and updates related to the EDGAR Next rulemaking.
Owens Corning 8-K Filed April 14 - Material Impairments and Other Events
Owens Corning filed Form 8-K disclosing an additional loss on sale of approximately $140 million related to the sale of its global glass reinforcements business to Triumph Non-Ionics Pvt Ltd. The revised terms reflect a decrease in the agreed purchase price and changes in net assets.
Spartan Trading Company et al. - Multi-Million Dollar Securities Fraud Final Judgments
The SEC obtained final judgments exceeding $2 million against Spartan Trading Company and the estates of its founders for an alleged offering fraud. From 2019 to 2023, defendants raised over $3.7 million from Twin Cities investors under false pretenses of pooled investing while providing fictitious positive return statements and diverting over $1.9 million for personal withdrawals.
Final Judgment Against Peter Quartararo for $249,000 Offering Fraud
On March 31, 2026, the U.S. District Court for the Eastern District of New York entered a final judgment by default against defendant Peter Quartararo for an offering fraud scheme. Quartararo was permanently enjoined from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. In a parallel criminal action, Quartararo pleaded guilty and was sentenced to two and a half to seven and a half years in prison with $249,000 in restitution ordered.
Approves Exemptive Order and Rule Change for Customer Cross-Margining in U.S. Treasury Market
The SEC issued a conditional exemptive order permitting broker-dealers dually registered as futures commission merchants (FCMs) with CFTC to extend cross-margining to customers for U.S. Treasury securities. The order exempts these dually-registered entities from the broker-dealer customer protection rule when making cross-margining available in futures accounts. The SEC also approved FICC's proposed rule change to incorporate a Third Amended and Restated Cross-Margining Agreement with CME into FICC Government Securities Division rules. Prior to this action, only clearing members could cross-margin futures positions in U.S. Treasury securities cleared at CME with cash market positions cleared at FICC.