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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
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Immigration Law
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Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
C.B. v. J.P. - Domestic Violence Restraining Order Appeal
The New Jersey Superior Court Appellate Division reversed the denial of a final restraining order in C.B. v. J.P. The court found the lower court erred and remanded the case for a new hearing. This decision impacts how domestic violence cases are handled and reviewed.
Cappello v. Cicchetti, LLC - Appeal of Summary Judgment
The New Jersey Superior Court Appellate Division affirmed a lower court's decision granting summary judgment to Cicchetti, LLC. The case involved a plaintiff's claim of E. coli contamination in a takeout salad. The appellate court's decision is non-precedential.
State of New Jersey v. Bernardo Rivera - Criminal Appeal
The New Jersey Superior Court Appellate Division affirmed a trial court's denial of a defendant's motion to suppress physical evidence. The defendant argued that police officers failed to wear body-worn cameras during the stop where evidence was discovered, violating state statute.
Albert Dill v. Claude v. Offray, III - Court Opinion
The New Jersey Superior Court Appellate Division issued a non-precedential opinion in Albert Dill v. Claude v. Offray, III. The case involves an appeal from an order granting motions to dismiss counterclaims related to trusts.
Ben Gully Appointed Basel Committee Secretary General
The Basel Committee on Banking Supervision announced that Ben Gully, Deputy Superintendent at OSFI, will become its Secretary General in August 2026 for an initial three-year term. This appointment highlights OSFI's role in international financial regulation.
SEC No-Action Relief for Multi-Class ETFs on Disclosure Rules
The SEC's Division of Trading and Markets has granted no-action relief to broker-dealers regarding disclosure requirements under Rules 15c1-5 and 15c1-6 for multi-class ETFs. This relief allows broker-dealers to effect in-kind creation or redemption transactions without specific disclosures under certain conditions related to multi-class ETF orders and compliance with existing terms.
Union Pacific Railroad Construction Exemption Granted
The Surface Transportation Board (STB) has granted Union Pacific Railroad Company's petition for an exemption to construct and operate approximately six miles of rail line in Maricopa County, Arizona. The decision is subject to environmental and historic preservation mitigation measures outlined in the Final Environmental Assessment.
EBA Consultation on Initial Margin Model Guidelines
The European Banking Authority (EBA) has opened a consultation on draft guidelines for the authorisation of initial margin models. The consultation period runs from March 17 to June 17, 2026, and is aimed at financial institutions that use or plan to use internal models for calculating initial margin for derivative transactions.
EBA Consultation on Initial Margin Models Standards
The European Banking Authority (EBA) has opened a consultation on draft Regulatory Technical Standards (RTS) concerning the authorisation of initial margin models. The consultation period runs from March 17 to June 17, 2026.
W International Companies Pay $10.5M to Settle False Claims Act Allegations
The Department of Justice announced that W International LLC and related companies will pay $10.5 million to resolve allegations under the False Claims Act for overcharging the U.S. Air Force and Navy for weld tables. The settlement includes a whistleblower award of over $1.8 million.
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