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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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Industry
Pharma & Life Sciences
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Energy & Utilities
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Cybersecurity
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Healthcare Compliance
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Trade & Procurement
Recent changes
Builders Merchant Fined £2.2M After Worker Killed in Conveyor Crush
Huws Gray Limited, a major builders merchant, has been fined £2.2 million after a worker, Paul Coulson, was fatally crushed by a pallet of timber in May 2024. The Health and Safety Executive investigation found the company had identified dangerous working practices but failed to implement adequate preventative measures until after the incident.
Ofgem Consultation on Gas Transporters Price Control Reform
Ofgem has launched a consultation on reforming the Independent Gas Transporters' (IGTs) Relative Price Control (RPC). The consultation proposes changes to the RPC floor and ceiling, and improvements to reporting and transparency within the IGT sector. Responses are due by 22 May 2026.
ESAs Spring Risk Update: Geopolitical and Private Finance Risks Highlighted
The European Supervisory Authorities (ESAs) have released their Spring 2026 Joint Committee update, highlighting significant risks from ongoing geopolitical tensions and developments in private finance. The update calls for increased vigilance from supervisors and market participants regarding these evolving threats to the EU financial system.
Repela v. ICE Field Office Director – Denver Field Office - Habeas Corpus
The District Court of Colorado is reviewing Sebastian Repela's Petition for Writ of Habeas Corpus and Emergency Motion for Immediate Release from Detention. The court has received responses from both the petitioner and the respondent (ICE Field Office Director – Denver Field Office) and is issuing an order regarding the petition and motion.
State v. Krause Supreme Court Opinion
The Washington Supreme Court has issued its opinion in State v. Krause, filed on March 26, 2026. This decision addresses an appeal from the Snohomish County Superior Court concerning a criminal matter. The opinion details the majority and dissenting opinions from the justices.
State v. Stearns - Criminal Appeal
The Washington Supreme Court has issued its opinion in State v. Stearns, filed on March 26, 2026. This case involves an appeal from the King County Superior Court, with the final judgment under review having been filed on November 20, 2020.
MHRA Guidance on Clinical Trials Quality and Risk Proportionality
The MHRA has issued new draft guidance on applying quality by design, risk-based quality management, and proportionate oversight in UK clinical trials. This guidance accompanies amendments to the Medicines for Human Use (Clinical Trials) Regulations 2004, which come into force on April 28, 2026. The agency is seeking feedback on the draft guidance.
Class I Drug Recall D-0396-2026 - Mojo Max Fusion XXX
The FDA has initiated a Class I drug recall (D-0396-2026) for Mojo Max Fusion XXX capsules due to undeclared sildenafil and tadalafil. The recall, initiated voluntarily by Mohamed Hagar, affects all lots distributed nationwide.
Class I Recall: MR. 7 SUPER 700000 capsules
The FDA has initiated a Class I recall for MR. 7 SUPER 700000 capsules, voluntarily recalled by StuffbyNainax due to the undeclared presence of sildenafil and tadalafil. The recall affects approximately 700,000 capsules distributed within the US.
Class I Drug Recall D-0388-2026 by ANTHONY TRINH
The FDA has initiated a Class I drug recall (D-0388-2026) for SILINTAN 25 pills, voluntarily initiated by ANTHONY TRINH, 123Herbals LLC. The recall is due to the presence of undeclared meloxicam, a potentially dangerous ingredient.
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