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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
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Data Privacy
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IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
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Immigration Law
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Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
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Cybersecurity
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Healthcare Compliance
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Trade & Procurement
Recent changes
Epic Capital Wealth Advisors, LLC - Investment Adviser Registration Denied
The SEC issued Release No. 105135 declaring final the initial decision on remand denying Epic Capital Wealth Advisors, LLC's application to register as an investment adviser under Section 203(c)(2)(B) of the Investment Advisers Act of 1940. The company did not file a petition for review, and the Commission did not initiate its own review, making the chief administrative law judge's decision the final agency order.
CYTTA Corp 10-Q Late Filing Notification
CYTTA Corp filed Form 12b-25 with the SEC notifying inability to timely file its Q1 2026 Form 10-Q. The company cites need for additional time to prepare accounting records for independent auditor review. The 10-Q is anticipated to be filed within the five-day extension period.
NT 10-K Late Filing Notice - IP Strategy Holdings, Inc.
SEC received Form 12b-25 Notification of Late Filing from IP Strategy Holdings, Inc. for its Annual Report on Form 10-K covering the fiscal year ended December 31, 2025. The registrant cites time constraints related to compilation and review of required information as the reason for the late filing and anticipates submitting the Form 10-K within 15 calendar days of the prescribed due date.
Late Filing Notice on Form 12b-25 for Adaptin Bio
SEC received Form 12b-25 notification from Adaptin Bio, Inc. (CIK: 1938571), a public company headquartered in Charlotte, NC, seeking an extension to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cited last-minute processing delays and text adjustments as reasons preventing timely filing. Under Rule 12b-25, the company is granted a 15-calendar day extension period to submit the late report.
Harbor Diversified Form 12b-25 Extension Request for 10-K Filing
Harbor Diversified, Inc. (SEC File No. 001-34584, CUSIP 41150R102) filed Form 12b-25 seeking a 15-day extension for its Annual Report on Form 10-K for the year ended December 31, 2025. The company cited the need for additional time to finalize financial statements and complete the audit as the reason for the late filing notification pursuant to SEC Rule 12b-25 under the Securities Exchange Act of 1934.
NT 10-K Late Filing Notice for Constellation Acquisition Corp I
Constellation Acquisition Corp I filed Form 12b-25 (Notification of Late Filing) with the SEC requesting an extension for its Annual Report on Form 10-K for the period ended December 31, 2025. The company cited the need to complete review and finalization of financial information and required disclosures. Under Rule 12b-25, the company has until the 15th calendar day following the prescribed due date to file.
Word Timing in End-to-End Speech Recognition Models
The European Patent Office published Patent EP4307299A2, granted to Google LLC on March 25, 2026. The patent covers methods for emitting word timing information using end-to-end neural network speech recognition models. The designation applies across 27 European member states.
Population Pharmacokinetics Tools and Uses Thereof
The European Patent Office published patent EP4332839A2 for Bioverativ Therapeutics Inc., covering computational population pharmacokinetics modeling tools and their uses. Invented by Haiyan JIANG, the patent includes classifications in G06N 7/01, G16C, and G16H, spanning computational methods for drug dosing optimization. The patent is designated across 32 European states.
Error Corrected Variational Algorithms
The European Patent Office published patent EP4235521A2 titled 'Error Corrected Variational Algorithms' to Google LLC. The patent covers quantum computing error correction methods and is classified under G06N 10/20 and G06N 10/70. This grant provides Google exclusive rights to the claimed inventions in designated European contracting states.
Gesture Recognition System and Method for Gesture Recognition
The European Patent Office published BMW AG's patent application EP4478157A1 for a gesture recognition system using neural networks (G06N 3/02). The system is designed for vehicle applications, classified under driver monitoring (B60W40/08). The patent was published March 25, 2026, and designates all EU member states plus other European countries.
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