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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
FFIEC Business Continuity Management Guidance for Financial Institutions
The FFIEC has released a new booklet providing guidance to examiners on evaluating business continuity management processes for financial institutions and service providers. The booklet aims to ensure the availability of critical financial services during disruptions.
NHTSA Automated Vehicle Safety Public Meeting
The National Highway Traffic Safety Administration (NHTSA) announced a public meeting on March 10, 2026, regarding vehicle automation activities. The meeting aims to gather stakeholder input on potential future guidance for the development, testing, and deployment of Automated Driving Systems (ADS) equipped vehicles.
Library of Congress Final Rule on Photography Premises
The Library of Congress is issuing a final rule to amend its regulations on photography on Library premises. The rule updates terminology, establishes a permit process for formal photography for personal use, and clarifies photography requiring permission from the Director of Communications.
USAID Proposed Rule on Assistance Regulation Revisions
The U.S. Agency for International Development (USAID) is proposing revisions to its Assistance Regulation to align with federal guidance and clarify existing rules. This proposed rule is being issued concurrently with a direct final rule, and public comments are being sought on both.
FNS Seeks Comments on Information Collection Revision
The Food and Nutrition Service (FNS) is seeking public comments on a proposed revision to an information collection for its Food Distribution Programs. This revision aims to prevent a lapse in OMB approval and ensure the effective administration of programs like the National School Lunch Program and The Emergency Food Assistance Program.
SNAP Civil Rights Data Collection Methods - Proposed Rescission
The Food and Nutrition Service (FNS) is proposing to rescind its December 14, 2023, final rule that revised SNAP Civil Rights Data Collection Methods. This proposed rescission seeks public comment on reverting to previous methods for collecting race and ethnicity data, specifically regarding the prohibition of visual observation.
MIAX PEARL Proposes Temporary Options Regulatory Fee Decrease
MIAX PEARL, LLC has filed a proposed rule change with the SEC to temporarily decrease the Options Regulatory Fee (ORF) from $0.0016 to $0.0013 per contract. This reduction is planned to be effective from March 1, 2026, through June 30, 2026, to recover regulatory costs.
SEC Notice: RBB Fund Trust and M.D. Sass, LLC Application for Exemption
The SEC has issued a notice regarding an application from The RBB Fund Trust and M.D. Sass, LLC. The applicants seek an exemption from certain provisions of the Investment Company Act of 1940 and related disclosure rules to allow for subadvisory agreements without shareholder approval and to modify fee disclosure requirements.
Cboe EDGX Exchange Proposed Rule Change: Fee Waiver for Internal Distributors
The Cboe EDGX Exchange has filed a proposed rule change with the SEC to amend its Fee Schedule. The proposal introduces a new fee waiver for eligible Internal Distributors of the EDGX Depth Data Feed, aiming to facilitate system setup for new distributors. The SEC is soliciting comments on this proposal.
SEC Notice: Nasdaq PHLX LLC Proposed Rule Change for TNO Cross Connect
The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to introduce a new telecommunications network operator (TNO) connectivity service called 'TNO Cross Connect' within its data center campus. The Exchange will submit a separate filing for associated fees.
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