FERC Combined Notice of Natural Gas Pipeline Rate Filings

The Federal Energy Regulatory Commission (FERC) has issued a combined notice of filings for natural gas pipeline rate and refund reports. This notice includes a compliance filing from Iroquois Gas Transmission System, L.P., with a comment deadline of March 24, 2026.

RJJ Pasadena Securities, Inc. - Consent Order and Penalty

The Nevada Securities Division has issued a consent order against RJJ Pasadena Securities, Inc. and Nusheen Rena Javadizadeh. The order includes a $21,000 penalty for violations including failure to properly disclose fees and obtain annual client fund verification.

Nevada Final Order to Cease and Desist against Ching Yit Lim, Susan Su, B9 Crypto

The Nevada Securities Division issued a Final Order to Cease and Desist against Ching Yit Lim, Susan Su, and B9 Crypto for alleged violations of the Nevada Uniform Securities Act. The order makes final a prior summary order after the respondents failed to request a hearing.

Final Cease and Desist Order against Multigreen Properties, LLC and Randy C. Norton

The Nevada Secretary of State Securities Division issued a final cease and desist order against Multigreen Properties, LLC and Randy C. Norton. The order became final as the respondents failed to request a hearing within the statutory timeframe following a prior summary order.

Global Macro Asset Management LLC and Donald Cody Fined for Fee Disclosure Violations

The Nevada Securities Division has fined Global Macro Asset Management LLC and Donald Cody $2,950.23 for failing to properly disclose fees, resulting in client overcharges. The order resolves the administrative investigation into these activities.

Fund II Consent Order and $2,500 Penalty

The New Hampshire Bureau of Securities Regulation has issued a consent order against Fund II, a series of Cambrian VC, LP, for late notice filing of securities sales. Fund II has agreed to pay a $2,500 penalty and cease and desist from further violations.

Austen Access Fund Ordered to Cease and Pay $2,500 Penalty

The New Hampshire Bureau of Securities Regulation has issued a consent order against Austen Access Fund, LP. The fund is ordered to cease and desist from further violations and pay a $2,500 penalty for filing a notice of exemption more than one year after its first sale of securities in the state.

NH Consent Order: Redwood Private Wealth, LLC and Thomas Space - Unsuitable Options Trades

The New Hampshire Bureau of Securities Regulation has issued a consent order against Redwood Private Wealth, LLC and Thomas Space for unsuitable options trades that resulted in an $81,426 loss for a client. The order settles the matter without admission of guilt and includes sanctions.

Moloney Securities Co. Consent Order for GWG L Bond Sales

The New Hampshire Bureau of Securities Regulation has issued a consent order against Moloney Securities Co., Inc., Glenn Cray, and Robert Gustafson regarding the sale of GWG L Bonds. The respondents have agreed to pay $100,000 in restitution to affected investors.

TX PUC Appoints Temporary Manager for Blue Cereus Water Utility

The Public Utility Commission of Texas (PUCT) appointed a temporary manager for Blue Cereus LLC, a water utility in Val Verde County, to ensure continuous service. This action was taken due to Blue Cereus' failure to secure water purchase contracts and resolve disputes with its wholesale providers, who threatened to shut off service.