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Texas Banking Commissioner Issues Consent Order for GPD Holdings LLC

The Texas Banking Commissioner has issued a consent order against GPD Holdings LLC, doing business as CoinFlip. This action indicates a regulatory enforcement measure taken by the Texas Department of Banking concerning the company's operations.

Texas Banking Department Enforcement Actions and Announcements

The Texas Department of Banking has issued multiple enforcement actions in 2024, including consent orders and cease and desist orders against various financial entities. These actions address violations related to money transmission, unauthorized banking services, and other regulatory non-compliance. The department also issued consumer alerts and announced personnel changes.

Texas Banking Commissioner Issues Consent Orders and Consumer Alerts

The Texas Department of Banking has issued multiple consent orders and consumer alerts throughout 2025. These actions address various violations, including AML/CFT and BSA/AML issues, and involve entities such as Paylocity Corporation, Expensify, Inc., and Shaka Express Corp. The department also issued alerts regarding specific financial institutions.

Texas DOB Press Releases and Consumer Alerts from 2023

The Texas Department of Banking has released its press releases and consumer alerts for 2023. These include various enforcement actions, consent orders, and consumer advisories related to state-chartered banks and financial entities operating in Texas.

Texas AG Halts Foreclosures Due to Questionable Banking Practices

The Texas Attorney General has requested state-chartered banks and mortgage servicers to halt foreclosures due to questionable practices, such as signing documents without reading them or notarizing without presence. The Texas Department of Banking urges all state-chartered banks to review their foreclosure policies and procedures.

NMLS MLO Registration Fees Proposed

The Texas Department of Banking issued a notice regarding proposed federal registration fees for Mortgage Loan Originators (MLOs) by the Nationwide Mortgage Licensing System & Registry (NMLS). Financial institutions are encouraged to review and submit comments by November 12, 2010.

NCUA Releases Q4 2025 Credit Union Data Report

The National Credit Union Administration (NCUA) released its Q4 2025 state-level credit union data report. The report indicates growth in assets and loans outstanding for federally insured credit unions, alongside trends in membership and profitability.

BCSC Revises Market Manipulation Disgorgement Order

The BC Securities Commission (BCSC) has revised a market manipulation disgorgement order against Robert Leyk, changing the original joint and several order from $7.3 million to an individual $1.9 million disgorgement. This revision reflects prior adjustments made to sanctions for other participants in the scheme.

CFTC and SEC clarify federal securities laws for crypto assets

CFTC and SEC clarify federal securities laws for crypto assets

HKMA Alerts Public to Bank Scams and Fraudulent Websites

The Hong Kong Monetary Authority (HKMA) has alerted the public to fraudulent websites and scams targeting customers of several banks. The alert provides details on specific scams and advises the public on how to protect themselves and report incidents.

Bank Holding Company Applications Filed with Federal Reserve System

The Federal Reserve System has published a notice listing companies that have applied to become bank holding companies or to acquire control of banks. The notice includes a deadline for public comments on these applications.

Federal Reserve Bank Control Notices

The Federal Reserve System has posted change in bank control notices for applications filed under the Change in Bank Control Act. These notices allow for public inspection and comment on proposed acquisitions of bank or bank holding company shares.

SEC Proposed Collection Comment Request for Rule 17a-2 Extension

The Securities and Exchange Commission (SEC) has issued a notice requesting public comment on the extension of an existing information collection requirement under Rule 17a-2. This notice pertains to OMB Control No. 3235-0201 and seeks feedback on the continued necessity and burden of the rule.

Cboe EDGX Exchange Rule Changes for Trading Halts

The SEC has published a notice regarding Cboe EDGX Exchange's proposed rule changes concerning regulatory and operational trading halts. These changes aim to integrate definitions from the amended CTA/CQ Plan and reorganize existing rules.

SEC Notice: Dawson Private Markets Evergreen Fund and Dawson Partners Filing

The Securities and Exchange Commission (SEC) has issued a notice regarding a filing by Dawson Private Markets Evergreen Fund and Dawson Partners (US) Inc. The filing relates to an application under the Investment Company Act of 1940.

Cboe EDGA Exchange Inc. Proposed Rule Change on Trading Halts

The SEC has published a notice of a proposed rule change by Cboe EDGA Exchange Inc. regarding trading halts. The proposed changes aim to adopt new rules for regulatory and operational trading halts, integrate definitions from the CTA/CQ Plan, and reorganize related rules.

ECB Annual Report on Supervisory Activities 2025

The ECB has published its Annual Report on supervisory activities for 2025, highlighting the resilience of banks under European supervision despite global challenges. The report details key capital and liquidity ratios, profitability, and ongoing supervisory priorities including climate risks and digitalization.

ECB Annual Report on Supervisory Activities 2025

The ECB presented its Annual Report on Supervisory Activities for 2025, highlighting robust capitalisation and a strengthened risk-based approach for European banks. The report details reforms aimed at enhancing efficiency and resilience amidst geopolitical uncertainty.

AICPA Tax Policy and Regulatory Change Resources

The AICPA provides a central hub for tax policy and regulatory change information, including advocacy resources, legislative updates, and learning opportunities. This page aims to keep members informed about evolving tax laws and policy developments.

Bank of England Policy on Operational Incident and Third-Party Reporting

The Bank of England (PRA) has published a policy statement finalizing rules for operational incident and third-party reporting. The policy aims to enhance operational resilience by standardizing reporting and reducing firm burden, aligning with international standards like DORA and FSB FIRE.

Updated Outsourcing and Third-Party Risk Management Guidance for Payment System Operators

The Bank of England has updated its supervisory statement on outsourcing and third-party risk management for recognised payment system operators (RPSOs) and specified service providers (SSPs). This revised guidance clarifies definitions, risk management expectations, and reporting requirements, taking effect on March 18, 2027.

Updated Outsourcing and Third-Party Risk Management for CSDs

The Bank of England has updated its supervisory statement on outsourcing and third-party risk management for Central Securities Depositories (CSDs). The revisions clarify definitions, risk management expectations, and reporting requirements under the IOREP rules, taking effect on March 18, 2027.

Bank of England Supervisory Statement on FMI Operational Incident Reporting

The Bank of England has published a supervisory statement providing guidance on operational incident reporting for Financial Market Infrastructures (FMIs). This guidance, effective March 18, 2027, clarifies definitions, thresholds, and reporting procedures through the FCA Connect platform.

Bank of England Operational Resilience Incident Reporting Guidance

The Bank of England has published Supervisory Statement SS1/26, outlining expectations for firms reporting operational incidents. This guidance, effective March 18, 2027, aims to enhance the operational resilience of the UK financial sector by ensuring consistent reporting of incidents that could impact financial stability.

Revised Supervisory Statement on Outsourcing and Third-Party Risk Management for CCPs

The Bank of England has published a revised supervisory statement on outsourcing and third-party risk management for central counterparties (CCPs). This update provides specific guidance on interpreting definitions, managing risks, and meeting reporting requirements under the IOREP rules, taking effect on March 18, 2027.

Bank of England Publishes FMI Reporting Rules and Consultation

The Bank of England has published new operational incident and outsourcing and third-party reporting (IOREP) rules for financial market infrastructures (FMIs), effective March 18, 2027. A related consultation seeks to revoke a duplicative rule for CCPs, with comments due by June 18, 2026.

FDIC Sunshine Act Meeting Notice and Proposed Rulemakings

The FDIC announced a Sunshine Act meeting for March 19, 2026, to consider proposed rulemakings on regulatory capital for banking organizations and a final rule clarifying deposit insurance coverage. The meeting will be webcast, and media inquiries are due March 18, 2026.

CFTC Withdraws Request for Information on Climate-Related Financial Risk

The Commodity Futures Trading Commission (CFTC) has withdrawn its June 8, 2022, Request for Information (RFI) concerning climate-related financial risk. This withdrawal is effective March 16, 2026, following the revocation of Executive Order 14030.

ECB Banking Statistics Q4 2025

The ECB has published its banking statistics for significant institutions for Q4 2025. Key metrics show a CET1 ratio of 16.18% and an ROE of 9.53%. The non-performing loans ratio reached its lowest point since 2020.

Federal Reserve Notice: Bank Holding Company Formations, Acquisitions, and Mergers

The Federal Reserve has published a notice regarding applications for the formation, acquisition, and merger of bank holding companies. These applications are made under the Bank Holding Company Act of 1956 and Regulation Y. Interested parties can submit comments by April 17, 2026.

Federal Reserve: Change in Bank Control Notices

The Federal Reserve System has published notices regarding changes in bank control and acquisitions of shares of banks or bank holding companies. These notices detail applications received under the Change in Bank Control Act and Regulation Y. Interested parties can submit comments by April 2, 2026.

ASIC Consults on Increasing Net Tangible Assets for Responsible Entities

ASIC is consulting on proposals to increase the Net Tangible Assets (NTA) requirement for responsible entities of registered managed investment schemes. The consultation also seeks feedback on increasing NTA requirements for other fund operators and will inform future ASIC work. Feedback is due by April 17, 2026.

FMA Fines NOTARTREUHANDBANK AG €127,500 for AML Failures

The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 127,500 against NOTARTREUHANDBANK AG for breaches of anti-money laundering due diligence obligations. The bank failed to implement appropriate strategies and controls for ongoing monitoring of customer relationships and transaction checks.

FMA Executive Director Helmut Ettl Designated IMF Executive Director

Austria's Financial Market Authority (FMA) announced that its Executive Director, Helmut Ettl, has been designated as an Executive Director of the International Monetary Fund (IMF). His two-year term begins on November 1, 2026, and he will step down from his FMA role on October 31, 2026.

FHFA Reinstates Grandfather Exceptions to Private Transfer Fee Covenants

The Federal Housing Finance Agency (FHFA) is issuing a technical amendment to its Private Transfer Fee Covenants (PTFC) Regulation. This amendment reinstates grandfather exceptions for certain PTFCs, making them applicable retroactively from July 16, 2012. The rule is effective March 17, 2026.

SEC Notice: 24X National Exchange LLC Proposed Rule Change on Fees

The SEC has published a notice regarding a proposed rule change by 24X National Exchange LLC concerning initial fees and rebates for retail orders. The proposal outlines a Maker-Taker model with specific per-share fees for removing liquidity and rebates for adding liquidity.

SEC Approves LCH SA Rule Changes on Risk and Policy

The SEC has approved rule changes filed by LCH SA, a registered clearing agency, concerning six key risk policies. These policies, including Default Management, Investment Risk, and Liquidity Risk, are designed to enhance LCH SA's operational framework and ensure compliance with relevant regulations.

Nasdaq PHLX Proposed Rule Change on Options Transaction Charges

Nasdaq PHLX LLC has filed a proposed rule change with the SEC to amend its Options 7 fee schedule. The proposal includes a surcharge on certain floor transactions for Lead Market Makers and Market Makers, and a corresponding rebate for Floor Brokers. The SEC is soliciting public comments on this proposal.

MEMX LLC proposes rule changes for equities transaction pricing

MEMX LLC has filed a proposed rule change with the SEC to amend its equities transaction pricing schedule. The changes involve additions and amendments to Step-Up tiers and modifications to the criteria for Liquidity Provision Tier 2. The SEC is seeking public comments on this proposal.

SEC: BOX Exchange LLC Proposed Rule Change for Options Regulatory Fee

The SEC is seeking comments on a proposed rule change by BOX Exchange LLC to amend its Options Regulatory Fee (ORF) methodology. The proposed change would assess ORF only for on-exchange transactions, shifting from the current broader assessment. This filing is a proposal, with potential implementation on July 1, 2026, contingent on other exchanges adopting similar changes.

BaFin Fines aap Implantate AG 158,000 Euros

Germany's BaFin has fined aap Implantate AG 158,000 euros for violating securities trading law. The company failed to properly announce the public accessibility of its 2024 interim financial report.

BaFin Fines aap Implantate AG for Reporting Violation

The German Federal Financial Supervisory Authority (BaFin) imposed an administrative fine of 158,000 euros on aap Implantate AG for violating reporting requirements under the German Securities Trading Act. The company failed to publish a required announcement regarding the availability of its half-yearly financial report for 2024.

BaFin Imposes Administrative Fine on aap Implantate AG

BaFin has imposed an administrative fine of 158,000 euros on aap Implantate AG for failing to publish a required announcement regarding the availability of its 2024 half-yearly financial report. This action highlights the importance of timely and proper disclosure of financial information under German securities law.

ISDA Digital Regulatory Reporting Solution Integrated into LSEG TradeAgent

ISDA announced that LSEG has integrated ISDA's Digital Regulatory Reporting (DRR) solution into its TradeAgent platform. This integration aims to provide a unified, machine-readable interpretation of global derivatives reporting rules, enhancing accuracy and automation.

FINRA 2026 Involvement and Election Process Overview

FINRA has published a notice outlining opportunities for member firms' associated persons and other interested parties to engage with FINRA's mission. The notice promotes various committees, working groups, and the FINRA Board of Governors, directing individuals to FINRA's Engagement Portal to submit an indication of interest.

FINRA: New Section 31 Fee Rate Effective April 4, 2026

FINRA has announced that the Section 31 fee rate for specified securities transactions will increase from $0.00 to $20.60 per million dollars, effective April 4, 2026. This change, mandated by the SEC, impacts transactions on exchanges and over-the-counter markets.

US Innovation Indicators Analysis (1950-2015)

The Bank of Italy has published a working paper analyzing US innovation indicators from 1950-2015. The study highlights the significant impact of federally funded, privately owned innovations on productivity and GDP growth, particularly those originating from universities and research centers funded by NIH and NSF.

Price Stickiness in Euro Area During Inflation Surge

The Bank of Italy has published a working paper (N. 1524) analyzing price stickiness in the euro area during the recent inflation surge. The paper uses a large dataset of consumer prices from 2021-2024 to examine price changes and their impact on inflation.

Inflation, Phillips Curve, and Monetary Policy in Euro Area

The Bank of Italy published Working Paper No. 1525, discussing inflation, the Phillips curve, and monetary policy effectiveness in the euro area. The paper analyzes how price flexibility impacts inflation sensitivity and monetary policy's ability to stabilize prices without significant economic costs.

Banca d'Italia: Monetary Policy Effects on Euro Area Housing Markets

The Bank of Italy has published a working paper analyzing the heterogeneous effects of ECB monetary policy on euro area housing markets. The paper examines factors like homeownership rates, variable-rate mortgages, and loan-to-value ratios, and assesses potential policy interventions.