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SEC Notice: Pacer Funds Trust Application for Exemption

The SEC has issued a notice regarding an application from Pacer Funds Trust and Pacer Advisors, Inc. for an exemption from certain provisions of the Investment Company Act of 1940 and related disclosure rules. The exemption would allow applicants to enter into and amend subadvisory agreements without shareholder approval and waive disclosure requirements related to subadviser fees.

Priority review Notice Securities
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MEMX LLC seeks SEC exemptive relief for Regulation NMS amendments

The SEC has received an application from MEMX LLC requesting temporary exemptive relief from certain amendments to Regulation NMS concerning minimum pricing increments and access fees. This relief would delay the implementation of these amendments, which were adopted in September 2024, to allow market participants to consider potential impacts from other ongoing market structure rule changes.

Priority review Consultation Securities
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SEC Proposes Rule Change for Fixed Income Clearing Corp

The SEC is soliciting comments on a proposed rule change by the Fixed Income Clearing Corporation (FICC). The proposal seeks to amend the QRM Methodology Document to provide for the delayed implementation of previously approved rule changes related to bond haircut models, setting an implementation date of April 30, 2026.

Priority review Consultation Securities
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SEC Notice of Application for Savvly Fund and Advisor LLC

The SEC has issued a notice regarding an application from Savvly Fund #3 and Savvly Advisor, LLC. The applicants seek exemptions to allow a closed-end investment company to issue multiple series of preferred shares with different distribution amounts and repurchase terms, potentially offering augmented returns.

Priority review Notice Securities
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SEC Notice: ETF Series Trust Application for Exemption

The SEC has issued a notice regarding an application from ETF Series Trust and Pictet Asset Management SA/Ltd. for an exemption from certain disclosure requirements related to subadvisory agreements and fees. The exemption would allow applicants to enter into and amend subadvisory agreements without shareholder approval and waive specific disclosure rules.

Priority review Notice Securities
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SEC Proposes Rule Change for Cboe Exchange, Inc. Order Entry

The SEC has temporarily suspended a proposed rule change by Cboe Exchange, Inc. that would codify prohibitions on disruptive order and quote entry. The Commission has instituted proceedings to determine whether to approve or disapprove the rule, which aims to prevent manipulative trading practices and protect investors.

Priority review Consultation Securities
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SEC Proposes Extension for Rule 17a-7 Exemption Comment

The Securities and Exchange Commission (SEC) has issued a notice proposing to extend the comment period for a proposed collection of information related to Rule 17a-7, which governs certain purchase or sale transactions between investment companies and affiliated persons. The notice seeks public input on the proposed extension.

Priority review Notice Securities
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SEC - Proposed Rule Change for CDS Clearing Rules by LCH SA

The SEC has published a notice of a proposed rule change filed by LCH SA concerning its Credit Default Swap (CDS) clearing rules. This filing initiates a public comment period for the proposed changes.

Priority review Notice Securities
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SEC Approves FICC Rule Changes for GSD, MBSD, EPN Rules

The SEC has published a notice regarding proposed rule changes by the Fixed Income Clearing Corporation (FICC) for its Government Securities Division (GSD), Mortgage-Backed Securities Division (MBSD), and Equity Trade Capture (EPN) rules. These changes are effective immediately upon filing.

Routine Notice Securities
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Cboe Exchange Inc. Rule Change for Complex Orders and Stop-Limit Orders

The SEC has published a notice of a proposed rule change by Cboe Exchange Inc. to amend its rules regarding complex orders and complex order auctions. The proposed changes aim to accommodate stop-limit complex orders and establish stop complex order auctions as a new auction mechanism.

Priority review Notice Securities
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SEC Delays Decision on Cboe Exchange Multi-Listed Equity Options Trading

The SEC has extended the period for reviewing a proposed rule change by Cboe Exchange, Inc. that would allow for extended trading of multi-listed equity options. This notice designates a longer period for the Commission to take action on the proposed rule change.

Priority review Notice Securities
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SEC - Agency Information Collection, OMB Review, Comment Request, Form N-3

The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget (OMB) for review and extension of the information collection requirements associated with Form N-3. This notice seeks public comment on the proposed extension.

Routine Notice Securities
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Central Coffee Region Economy Grows 1.5% in Q4 2025

The Banco de la República has published its Regional Economic Bulletin for the Central Coffee Region, detailing economic performance in the fourth quarter of 2025. The report indicates a 1.5% annual economic growth, driven by increases in agricultural production and construction, despite a moderation in vehicle registrations and imports.

Routine Notice Financial Services
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Northwest Q4 2025 Economic Bulletin

The Banco de la República has published its Regional Economic Bulletin for the Northwest region, covering the fourth quarter of 2025. The report indicates 2.5% economic growth, driven by domestic demand and consumer confidence, impacting commerce and manufacturing, while noting a slight increase in unemployment and inflation above target.

Routine Notice Financial Services
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Bogotá Economic Bulletin: Retail Sales, Manufacturing, and Inflation Data

The Banco de la República has published its Bogotá economic bulletin for the fourth quarter of 2025. The report indicates positive year-over-year performance in key economic activities, with retail sales growth exceeding the national average and manufacturing showing slight growth. Inflation declined but remained above the national average, while unemployment and informality decreased.

Routine Notice Financial Services
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Chile Central Bank Research Publications and Events

The Central Bank of Chile has updated its research section, providing links to various publications, including research documents, financial series, discussion notes, and macroeconomic models. It also lists upcoming events such as conferences, seminars, courses, and workshops related to economics and finance.

Routine Notice Financial Services
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Chile Central Bank Operations Program

The Central Bank of Chile has announced its operations program for the week of March 23-27, 2026. This notice provides a schedule of planned financial operations for the specified period.

Routine Notice Financial Services
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Central Bank of Chile Monetary Policy for Inflation Control

The Central Bank of Chile outlines its monetary policy framework, which aims to maintain low and stable inflation around a 3% target for the Chilean Peso. The policy utilizes inflation targeting complemented by a flexible exchange rate regime to anchor economic expectations.

Routine Guidance Financial Services
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Chile Central Bank Financial Stability Mandate and Publications

The Central Bank of Chile outlines its financial stability mandate, which involves reducing systemic risk in the financial sector through prudential and foreign exchange regulation. It also details its regular publications, such as the Financial Stability Report, and coordination mechanisms with other regulators.

Routine Guidance Banking
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CFTC Notice: Extension of Swap Dealer Registration Collection

The CFTC is seeking public comment on the proposed renewal of its information collection requirements for swap dealer and major swap participant registration. This notice is part of the agency's process under the Paperwork Reduction Act to obtain OMB approval for existing information collection forms.

Priority review Notice Financial Services
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FDIC Notice of Proposed Renewal for Information Collection Activities

The FDIC has published a notice requesting public comment on the proposed renewal of an existing information collection activity, OMB Control No. 3064-0139, titled 'CRA Sunshine'. This collection applies to insured state nonmember banks, state savings associations, their affiliates, and certain nongovernmental entities. The FDIC previously published a similar notice on February 2, 2026, but received no comments.

Priority review Notice Financial Services
BaFin News
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BaFin Fines Schaeffler AG for Market Abuse Regulation Violation

BaFin has imposed an administrative fine of 180,000 euros on Schaeffler AG for violating the Market Abuse Regulation (MAR) by failing to disclose inside information. The company has the right to appeal this decision.

Priority review Enforcement Securities
BaFin News
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BaFin Fines Schaeffler AG for MAR Violation

Germany's BaFin has fined Schaeffler AG €180,000 for violating Article 17(1) of the Market Abuse Regulation (MAR) by failing to disclose inside information. The company has the right to appeal the decision.

Urgent Enforcement Securities
ECB Press Releases
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ECB Speech: Europe Faces Turbulence, War Risks, Inflation, and Fragmentation

In a speech on March 26, 2026, ECB Vice-President Luis de Guindos discussed the significant economic turbulence facing Europe, including war risks, inflation, and fragmentation. He highlighted the resilience shown by the euro area economy despite these challenges, but warned of potential systemic stress from the war in the Middle East and geoeconomic fragmentation.

Priority review Notice Financial Services
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FCA Proposes Simplified Financial Advice Framework

The FCA is consulting on proposals to make it easier for firms to provide simplified financial advice to consumers. The changes aim to revitalize the advice sector by simplifying the suitability framework, clarifying existing flexibilities, and rebalancing suitability communications, while maintaining consumer protections.

Priority review Consultation Financial Services
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EnerSys 8-K Filing - Material Impairments

EnerSys has filed an 8-K form with the SEC to report material impairments. This filing indicates significant financial events that may impact the company's reported assets and earnings. The filing is made in accordance with SEC disclosure requirements for publicly traded companies.

Priority review Enforcement Corporate Governance
FSC Korea News
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Virtual Asset Survey: User Base Up, Trading Volume Down

The Korea Financial Intelligence Unit (KoFIU) and Financial Supervisory Service (FSS) released survey results for the second half of 2025 on virtual asset service providers. The survey found an increase in users and KRW deposits but a decrease in trading volume, profits, and market capitalization.

Routine Notice Financial Services
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NCUA Proposed Rule on Records Preservation and Retention

The National Credit Union Administration (NCUA) has issued a proposed rule to update its vital records preservation program regulation (part 749). The proposed changes aim to simplify and streamline the regulation by clarifying its purpose, updating definitions, and removing appendices, based on public comments received after an advance notice of proposed rulemaking.

Priority review Rule Banking
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NCUA Proposes Rule on Indirect Vehicle Loan Servicing

The NCUA is proposing to remove prescriptive regulations regarding third-party servicing of indirect vehicle loans. This action aims to reduce regulatory burden and increase operational flexibility for credit unions, aligning with a principles-based supervisory approach. Comments on the proposal are due by May 26, 2026.

Priority review Consultation Banking
RBI Press Releases
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RBI Data on Reserve Money and Money Supply

The Reserve Bank of India (RBI) has released data on Reserve Money and Money Supply for the fortnight ending March 15, 2026. This release provides key economic indicators related to the country's monetary conditions.

Routine Notice Banking
RBI Press Releases
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Money Market Operations Data

The Reserve Bank of India (RBI) has published data on money market operations as of March 24, 2026. This release provides key figures and rates related to the Indian money market for the specified date.

Routine Notice Banking
RBI Press Releases
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RBI T-Bill Auction Results Announced

The Reserve Bank of India announced the results of the 91-day, 182-day, and 364-day Treasury Bill auctions held on March 25, 2026. The total face value notified for these auctions were ₹15,000 Crore, ₹12,000 Crore, and ₹8,000 Crore respectively. However, no cut-off price or implicit yield was determined, and the total face value accepted was NIL for all tenors.

Routine Notice Financial Services
RBI Press Releases
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RBI extends directive period for Shree Mahalaxmi Urban Credit Bank

The Reserve Bank of India (RBI) has extended the period of operational directives for Shree Mahalaxmi Urban Co-operative Credit Bank Ltd. The extension is for three months, from March 27, 2026, to June 27, 2026. This action is taken in the public interest under the Banking Regulation Act, 1949.

Priority review Enforcement Banking
RBI Press Releases
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RBI Approves Amalgamation of Bapunagar Mahila Bank with Shri Vinayak Sahakari Bank

The Reserve Bank of India has approved the voluntary amalgamation of The Bapunagar Mahila Co-operative Bank Ltd. with Shri Vinayak Sahakari Bank Ltd. The amalgamation scheme will come into effect on March 27, 2026, with all branches of Bapunagar Mahila Bank becoming branches of Shri Vinayak Sahakari Bank.

Routine Notice Banking
RBI Press Releases
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RBI Auction of State Government Securities

The Reserve Bank of India (RBI) announced an auction for State Government Securities totaling ₹42,941 Crore. The auction includes various tenors and states, with some securities being re-issues of previously offered bonds.

Routine Notice Banking
RBI Press Releases
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Treasury Bills Auction Results

The Reserve Bank of India (RBI) has published the auction results for 91, 182, and 364-day Treasury Bills. The results detail the notified amounts, competitive and non-competitive bids received, and other auction parameters for the specified maturities.

Routine Notice Banking
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Familiam Asset Management Fined EUR 70,000 for Reporting Omissions

The Finnish Financial Supervisory Authority (FIN-FSA) has imposed a combined penalty of EUR 70,000 on Familiam Asset Management Oy for significant omissions in transaction and regular reporting. The company failed to report 2,867 transactions and missed quarterly supervisory reporting deadlines.

Priority review Enforcement Securities
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Hawaii DCCA Warns Medical Professionals About Scam Calls

The Hawaii Department of Commerce and Consumer Affairs (DCCA) issued a warning to medical professionals regarding scam calls. Scammers are impersonating state and federal officials to obtain sensitive personal information and threaten investigations. The notice advises vigilance and provides tips to identify and report fraudulent activity.

Priority review Notice Healthcare
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Hawaii DCCA Flood Insurance Guidance

The Hawaii Department of Commerce and Consumer Affairs (DCCA) Insurance Division has issued guidance to residents regarding flood insurance coverage as severe weather continues. The guidance clarifies that flood insurance is separate from homeowners insurance and encourages consideration of flood coverage for all residents, regardless of flood zone designation.

Routine Guidance Insurance
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APRA and ATO Letter on Payday Super Readiness

APRA and the ATO have issued a joint letter to RSE licensees regarding the commencement of Payday Super on July 1, 2026. The letter outlines the regulatory roles, relevant standards, and next steps to ensure RSE licensee readiness for the new superannuation contribution system.

Priority review Guidance Pensions & Retirement
CSSF News
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CSSF Circular 26/908 Amends Real Estate Indicator Reporting

CSSF Circular 26/908 amends Circular CSSF 18/703 to introduce semi-annual reporting of borrower-related residential real estate indicators for credit institutions. The amendment was published on March 25, 2026.

Priority review Guidance Banking
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Governor Barr Speech on Community Development Partnerships

Federal Reserve Governor Michael S. Barr delivered a speech on March 24, 2026, discussing the importance of public-private partnerships in community development. The speech highlighted the role of initiatives like the Community Reinvestment Act (CRA) in fostering economic growth and opportunity in underserved neighborhoods.

Routine Notice Financial Services
HKMA Press Releases
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RMB Bills Tender Result

The Hong Kong Monetary Authority (HKMA) announced the results of the People's Bank of China RMB Bills tender held on March 25, 2026. RMB 60 billion in six-month RMB Bills were issued at an average coupon rate of 1.40%.

Routine Notice Banking
HKMA Press Releases
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HKMA Alerts Public to Bank Scams and Fraudulent Websites

The Hong Kong Monetary Authority (HKMA) has issued a scam alert regarding fraudulent websites and other scams targeting customers of several banks. The alert provides a list of affected banks and advises the public on how to protect themselves and report suspicious activity.

Priority review Notice Consumer Protection
HKMA Press Releases
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HKMA 2026 Pay Review Results

The Hong Kong Monetary Authority (HKMA) announced the results of its 2026 annual pay review, approving a 2.65% general increase in fixed pay for staff. An additional allocation of 1.35% of fixed pay is set aside for performance awards, and variable pay equivalent to 20.04% of total pay will be distributed based on 2025 performance.

Routine Notice Employment & Labor
HKMA Press Releases
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Guangdong-Hong Kong-Macao-Shenzhen Joint Financial Regulatory Meeting Held

The Hong Kong Monetary Authority announced the inaugural Guangdong-Hong Kong-Macao-Shenzhen Joint Financial Regulatory Meeting. The meeting focused on industry developments, supervisory work, and market trends, including AI in banking and cross-boundary insurance services.

Routine Notice Financial Services
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Financial Ombudsman Service Warns of Romance Scams

The UK Financial Ombudsman Service has reported receiving over 500 complaints related to romance scams between January 2025 and March 2026. The service is issuing warnings and providing tips to consumers to help them avoid becoming victims of these emotionally and financially damaging scams.

Priority review Notice Consumer Protection
CFTC Press Releases
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CFTC Announces Formation of New Innovation Task Force

The Commodity Futures Trading Commission (CFTC) has announced the formation of a new Innovation Task Force. This task force will focus on developing clear rules for innovators in areas such as crypto assets, blockchain, artificial intelligence, and prediction markets within U.S. derivatives markets.

Routine Notice Financial Services
CFTC Press Releases
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CFTC Amends Brexit No-Action Positions for UK Trading Facilities

The CFTC's Division of Market Oversight is amending no-action positions related to Brexit. This amendment adds OptAxe Limited and Capitolis UK Limited to the list of eligible UK trading facilities covered by CFTC Staff Letter 24-11.

Routine Guidance Financial Services
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Federal Reserve Board Releases 2025 Annual Audited Financial Statements

The Federal Reserve Board has released the annual audited financial statements for the Federal Reserve System for the year 2025. Independent auditors issued unqualified opinions, confirming no material misstatements in accordance with applicable auditing standards.

Routine Notice Banking

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