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3,981 changes Banking & Finance

17d ago HKMA Press Releases
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Bank Fraud Alerts - Chong Hing Bank and Chiyu Banking

The HKMA issued a fraud alert on 30 March 2026 alerting the public to fraudulent websites and internet banking login screens impersonating Chong Hing Bank Limited and Chiyu Banking Corporation Limited. The alert reminds consumers that banks will not send SMS or emails with embedded hyperlinks to conduct transactions, nor request sensitive information such as login passwords or One-Time Passwords by phone, email, or SMS.

Routine Notice Consumer Protection
17d ago HKMA Press Releases
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Half-Yearly Monetary and Financial Stability Report Publication

The Hong Kong Monetary Authority published its March 2026 Half-Yearly Monetary and Financial Stability Report, providing detailed analyses of global and local economic conditions, monetary and financial stability in Hong Kong, and assessment of risks in the local banking sector. This is a routine publication for informational purposes.

Routine Notice Banking
17d ago HKMA Press Releases
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Fraudulent social media posts impersonating HKMA Chief Executive

The Hong Kong Monetary Authority (HKMA) issued a fraud alert warning the public about fabricated social media posts and news footage impersonating Chief Executive Eddie Yue, promoting fraudulent investment schemes and soliciting personal information. The HKMA has reported the cases to the Hong Kong Police Force and clarified it will not contact members of the public regarding personal financial matters. The public is advised to disregard suspicious content and report any suspected fraud to police.

Routine Notice Consumer Protection
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Payment Stablecoins and Cross Border Payments Benefits and Implications for Monetary Policy

The Federal Reserve published a FEDS Notes analysis examining the Genius Act stablecoin regulatory framework passed by Congress in July 2025. The document analyzes how payment stablecoins backed by safe assets (deposits, Treasury securities, central bank reserves) may affect central bank balance sheets and monetary policy implementation. It provides regulatory context without imposing new compliance obligations.

Routine Notice Payments
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Post-pandemic Inflation Differences Across Advanced Economies

Federal Reserve economists published research examining whether post-pandemic inflation dynamics differ from historical patterns in the US, euro area, Canada, and UK. The analysis finds that inflation remains unusually widespread across categories, the historical relationship between aggregate CPI inflation and diffusion indexes has weakened, and persistent wage growth in services may be contributing to these shifts. No regulatory actions or compliance requirements result from this research publication.

Routine Notice Financial Services
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Aliquippa Teachers FCU Merger into Friendly FCU

NCUA filed a notice regarding the proposed merger of Aliquippa Teachers Federal Credit Union into Friendly Federal Credit Union. The filing initiates regulatory review of the consolidation between the two credit unions. This is a standard merger approval proceeding subject to NCUA oversight.

Routine Notice Banking
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NCUA Merger Notice for Aliquippa Teachers FCU

NCUA posted a merger notice for Aliquippa Teachers Federal Credit Union (Aliquippa, PA). This is a routine regulatory filing as part of the credit union merger approval process. No new obligations, penalties, or policy changes are associated with this notice.

Routine Notice Banking
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Credit Union Merger: MAC Federal CU into Credit Union 1

NCUA provides notice of a credit union merger whereby MAC Federal CU in Fairbanks, Alaska will merge into Credit Union 1. The merger is processed through NCUA's standard regulatory review. This is an administrative notice documenting the merger approval process.

Routine Notice Banking
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MAC Federal Credit Union Member Notice

The National Credit Union Administration filed a member notice from MAC Federal Credit Union on March 30, 2026. This routine regulatory filing provides required notification to members of the federally chartered credit union. No new obligations, deadlines, or penalties are associated with this filing.

Routine Notice Banking
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SEC and CFTC Joint Crypto Asset Taxonomy Guidance

The SEC and CFTC jointly issued interpretive guidance establishing a five-category taxonomy for crypto assets: digital commodities, digital collectibles, digital tools, stablecoins, and digital securities. This marks the SEC's first formal Commission-level guidance defining which crypto assets are securities and which are not. The guidance provides a framework for evaluating crypto asset activities under federal securities and commodities laws.

Priority review Guidance Securities
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SEC raises performance fee thresholds, impacts investment advisers

SEC raises performance fee thresholds, impacts investment advisers

Routine Notice
17d ago RBI Press Releases
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RBI penalty, ₹3 lakh, Nagar Sahakari Bank, Etawah

RBI penalty, ₹3 lakh, Nagar Sahakari Bank, Etawah

Routine Notice
17d ago RBI Press Releases
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India's Invisibles Data for Q3 October-December 2025-26

The Reserve Bank of India released Q3 2025-26 Invisibles data covering October-December 2025, formatted according to the IMF's Balance of Payments and International Investment Position Manual (BPM6). This statistical release provides India's data on invisibles (services, income, and current transfers) for the quarter. Press Release: 2025-2026/2355.

Routine Notice International Trade
17d ago RBI Press Releases
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India's International Investment Position (IIP) - December 2025

The Reserve Bank of India released India's International Investment Position data for end-December 2025. Net claims of non-residents on India declined by $10.9 billion from end-September 2025, standing at $260.5 billion. The decline was driven by a $12.8 billion increase in Indian residents' overseas financial assets, exceeding the $1.9 billion rise in foreign-owned assets in India.

Routine Notice International Trade
17d ago RBI Press Releases
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India International Trade in Services Statistics February 2026

The Reserve Bank of India released February 2026 monthly data on international trade in services. Services exports (receipts) totaled US$34.7 billion, representing 9.7% year-over-year growth, while services imports (payments) were US$16.9 billion, up 16.2% from the prior year period.

Routine Notice Banking
17d ago RBI Press Releases
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Scheduled Commercial Bank Lending and Deposit Rates

The Reserve Bank of India released March 2026 data on scheduled commercial bank lending and deposit rates. WALR on fresh rupee loans declined to 8.44% in February 2026 from 8.49% in January 2026. WALR on outstanding rupee loans decreased to 9.00% from 9.04%, while the 1-Year median MCLR fell to 8.40% in March 2026 from 8.45% in February 2026. Deposit rates also moderated marginally.

Routine Notice Banking
17d ago RBI Press Releases
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RBI imposes monetary penalty on Davanagere co-operative bank

The Reserve Bank of India imposed a monetary penalty of ₹1.50 lakh on The Davanagere District Central Co-operative Bank Limited, Karnataka for violations of the Banking Regulation Act, 1949 and non-compliance with KYC directions. The penalty addresses three specific violations identified during a statutory inspection conducted by NABARD.

Priority review Enforcement Banking
17d ago RBI Press Releases
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RBI imposes monetary penalty on Airtel Payments Bank for disclosure non-compliance

The Reserve Bank of India imposed a monetary penalty of ₹31.80 lakh (approximately USD 38,000) on Airtel Payments Bank Limited for non-compliance with RBI directions on 'Disclosure in Financial Statements'. The penalty stems from the bank's failure to disclose certain complaints in its annual financial statements for FY 2024-25, as identified during the Statutory Inspection for Supervisory Evaluation (ISE 2025).

Urgent Enforcement Banking
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Texas Court Vacates FinCEN Real Estate Reporting Rule

A federal district court in Texas vacated FinCEN's Residential Real Estate Rule, which had taken effect on March 1, 2026. The court held that FinCEN exceeded its statutory authority under the Bank Secrecy Act when enacting the rule requiring federal reporting of certain non-financed residential real estate transactions involving legal entities or trusts. FinCEN has updated its website to confirm that filing real estate reports is no longer required at this time.

Priority review Enforcement Anti-Money Laundering
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Federal Reserve, OCC, FDIC release revised Basel III Endgame reproposal

Federal Reserve, OCC, FDIC release revised Basel III Endgame reproposal

Routine Notice
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EuGH rejects shareholder defense using Art. 13 EuInsVO

The Court of Justice of the European Union (CJEU) issued ruling C-43/25 (SML Maschinen) on March 19, 2026, clarifying that Article 13 of the EU Insolvency Regulation (2000/n.F.) cannot be invoked by recipients of shareholder loan repayments to defend against an insolvency administrator's recovery claim when the claim serves enforcement of statutory subordination under insolvency law. The ruling confirms that German insolvency law provisions apply regardless of contractual choice-of-law provisions favoring foreign law.

Priority review Enforcement Bankruptcy
17d ago RBI Press Releases
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Capital Market Exposure Amendment Directions Deferred to July 2026

The Reserve Bank of India has deferred the implementation of Amendment Directions on Capital Market Exposures by three months from April 1, 2026 to July 1, 2026. The deferral follows stakeholder representations citing operational and interpretational issues. The RBI has also issued clarifications on acquisition finance, loan caps against securities, and credit facilities to capital market intermediaries.

Priority review Rule Banking
17d ago RBI Press Releases
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RBI releases NGNF public limited companies financial data

RBI releases NGNF public limited companies financial data

Routine Notice
17d ago NCUA Press Releases
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NCUA Launches Streamlined Charter System Phase 1

The NCUA announced the launch of Phase 1 of a streamlined online charter application system, focusing on preliminary approval of a proposed credit union's field of membership. The system is part of a multi-phase effort to modernize credit union chartering, with a fully automated system expected in 2027. The December 2024 NCUA Board approved $2 million for system development.

Routine Notice Banking
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Machine-Readable Securities Regulatory Framework Consultation

The Ontario Securities Commission (OSC) is seeking stakeholder feedback on developing a machine-readable dataset of Ontario's securities rules and regulatory documents. The initiative aims to transform access to securities regulation by using machine-assisted annotation to label and categorize regulatory content, enhancing searchability and reducing compliance burden. Comments are requested by June 30, 2026.

Routine Consultation Securities
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Governor of Israel discusses war economic impact

The Bank of Israel Governor held a monetary policy press briefing announcing that the Monetary Committee decided to keep the interest rate unchanged amid Operation Roaring Lion. The economy shows resilience with February inflation at 2 percent, though GDP shortfall reached 3.4 percent at end of 2025 with cumulative wartime shortfall of 8.5 percent since October 2023.

Routine Notice Banking
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Research Department Staff Forecast - GDP Inflation Interest Rate

The Bank of Israel Research Department published its March 2026 macroeconomic staff forecast projecting GDP growth of 3.8% in 2026 and 5.5% in 2027. Inflation is expected to reach 2.2% in 2026 and 1.8% in 2027, with the average interest rate in Q1 2027 forecast at 3.5-3.75%. The forecast assumes Operation 'Roaring Lion' ends by late April 2026.

Routine Notice Banking
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Israel keeps interest rate at 4.00 percent

Israel keeps interest rate at 4.00 percent

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APRA Appoints Two New Executive Directors

APRA announced the promotion of Peter Diamond to Executive Director of General Insurance and Banking and Peter Kohlhagen to Executive Director of Policy and Advice. Diamond replaces Jane Magill who moved to Life and Private Health Insurance and Superannuation; Kohlhagen replaces Sean Carmody who resigned. Recruitment for the vacated General Manager positions will be conducted internally and externally.

Routine Notice Banking
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Intermediated General Insurance Statistics Release

APRA released its bi-annual intermediated general insurance statistics for December 2025. The statistics provide an overview of intermediated general insurance placed with APRA-authorised general insurers, Lloyd's underwriters, and unauthorised foreign insurers. The publication is available on the APRA website.

Routine Notice Insurance
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Capital Treatment of Longevity Products for Retirement Income

APRA has finalized amendments to prudential standards introducing an advanced illiquidity premium option for insurers calculating capital requirements for longevity products, including annuities. The reforms include additional risk controls on governance, reporting, and asset composition to support the AILP approach. These changes take effect on 1 July 2026.

Priority review Rule Insurance
17d ago BaFin News
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BaFin warns crss.finance offers unauthorized crypto services

BaFin warns crss.finance offers unauthorized crypto services

17d ago BaFin News
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BaFin Warns Walnut Planet GmbH Offering Unregistered Capital Investments

BaFin issued a consumer warning on March 30, 2026, alerting the public that Walnut Planet GmbH is offering capital investments in Serbian walnut cultivation without the legally required prospectus. The company offers combined lease and service agreements through walnutplanet(.)com, violating Section 6 of the German Capital Investment Act (VermAnlG). BaFin does not verify prospectus accuracy, only checks for minimum required information.

Priority review Notice Consumer Protection
17d ago DNB Netherlands
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Marike Knoef Appointed to DNB Supervisory Board

De Nederlandsche Bank (DNB) announces the appointment of Professor Marike Knoef to its Supervisory Board effective 1 April 2026. Knoef, Dean of the Tilburg School of Economics and Management, replaces Mirjam van Praag who stepped down on 1 March 2026. The appointment was made by Finance Minister Eelco Heenen for an initial four-year term.

Routine Notice Banking
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V trademark for streaming services published for opposition

The USPTO published trademark application TM79444173 for the 'V' mark in Class 36, covering streaming services, software, and digital content distribution. The application includes services such as streaming audio/visual content, downloadable applications, home automation software, and electronic data storage. This publication initiates the opposition period during which third parties may challenge the registration.

Routine Notice Intellectual Property
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Trademark Application Published for Opposition

The USPTO published trademark application TM79444148 for opposition. The application covers services in education, entertainment, sports, advertising, and related fields. Third parties have an opportunity to file opposition during the statutory period.

Routine Notice Intellectual Property
17d ago OSFI Guidance Library
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Minimum Base Assessment Adjustments for Federally Regulated Financial Institutions

OSFI has published annual minimum base assessment adjustments for federally regulated financial institutions for fiscal year 2026/27 (April 1, 2026 – March 31, 2027). The adjustments, based on the change in the Consumer Price Index from 2024 to 2025, increase fees across three institution tiers: societies/fraternal benefit societies to $2,560; restricted foreign banks, fiduciary trust/loan companies, and cooperative credit associations to $19,190; and full-service banks, unrestricted foreign banks, and retail associations to $38,370.

Routine Notice Banking
17d ago FRC News
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AI Audit Tool Guidance for Audit Firms

The Financial Reporting Council (FRC) published guidance for UK audit firms on using generative and agentic AI tools in audit engagements. The guidance provides a framework for obtaining appropriate confidence in AI tool outputs while maintaining human accountability for audit quality. This is the first guidance of its kind from any global audit regulator and the FRC's second document on AI in audit.

Routine Guidance Financial Services
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5th Circuit denies FDIC jurisdiction rehearing, bank enforcement

5th Circuit denies FDIC jurisdiction rehearing, bank enforcement

Routine Notice
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Supreme Court denies CFPB mortgage case certiorari

The U.S. Supreme Court denied certiorari in a CFPB enforcement action involving alleged deceptive mortgage payment practices, leaving in place a 9th Circuit decision affirming liability on remand. The underlying case, filed by the CFPB in 2015, involved claims that a mortgage product overstated consumer savings and falsely implied lender affiliation. The denial concludes Supreme Court review while the $134M restitution award remains in effect.

Routine Enforcement Consumer Finance
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FDIC Rescinds 2009 Failed Bank Acquisition Policy

The FDIC Board of Directors rescinded its 2009 Statement of Policy on Qualifications for Failed Bank Acquisitions and related 2010 guidance effective March 23, 2026. The rescission removes heightened capital standards, cross-guarantee requirements, restrictive affiliate transaction limits, and lengthy continuity of ownership requirements that applied to private capital investors acquiring failed bank assets. The FDIC stated the restrictions may have discouraged nonbank participation in failed bank resolutions and increased costs to the Deposit Insurance Fund.

Priority review Rule Banking
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Fiecke-Stifter v. MidCountry Bank - TILA/FDCPA Claims in Foreclosure

The 8th Circuit affirmed dismissal of a TILA claim in Fiecke-Stifter v. MidCountry Bank, holding that 15 U.S.C. § 1639f(a) permits servicers to credit payments upon receipt and later return insufficient funds. The court vacated and remanded an FDCPA claim against foreclosure counsel, directing the district court to determine whether failing to provide a reinstatement amount within three days under Minnesota § 580.30 deprives counsel of the "present right to possession" required by § 1692f(6)(A). The case arose from a Minnesota nonjudicial foreclosure where the heir redeemed property for $77,159 versus a $58,722 loan balance.

Priority review Enforcement Consumer Protection
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Court vacates FinCEN real estate reporting rule

The U.S. District Court for the Eastern District of Texas vacated FinCEN's residential real estate reporting rule in Flowers Title Companies v. Bessent, finding the agency exceeded its statutory authority under the Bank Secrecy Act. The rule, which required title insurance agents, escrow agents, and attorneys to report non-financed residential transfers to entities or trusts, was effective since December 1, 2025 but had no minimum dollar threshold. The court found FinCEN's reliance on prior geographic targeting order statistics unpersuasive.

Priority review Enforcement Anti-Money Laundering
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Updated Guidance on Nonbank Financial Company Designations

FSOC released proposed interpretive guidance on nonbank financial company designations for public comment, replacing the 2023 analytic framework. The guidance prioritizes an activities-based approach over entity-specific designations, introduces a pre-designation off-ramp with 180 days to resolve risks, and raises the threshold for designation to 'severe damage on the broader U.S. economy.' The proposed guidance is open for a 45-day public comment period.

Priority review Consultation Financial Services
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Treasury assumes federal student loan default collections under interagency agreement

The U.S. Department of Treasury and Department of Education announced an interagency agreement under the Economy Act transferring operational responsibility for federal student loan default collections to Treasury. Treasury will assume administration of ED's Default Resolution Group and Default Management and Collections System, leveraging private default resolution agencies to help borrowers return to good standing. The federal student loan portfolio totals nearly $1.7 trillion, with fewer than half of borrowers in current repayment and almost a quarter in default.

Priority review Notice Financial Services
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CFPB mortgage advertising comment deadline April 20

CFPB mortgage advertising comment deadline April 20

Routine Notice
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Joint SEC-CFTC Interpretation on Crypto Asset Securities Classification

The SEC and CFTC jointly issued interpretive guidance establishing that investment contracts underlying crypto tokens may terminate, allowing tokens to cease being securities. The guidance repudiates the prior SEC position that securities classification was permanent once established. A comment period is open until April 27, 2026.

Priority review Guidance Securities
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Prediction Markets vs State Gambling Regulators - CFTC Jurisdiction Dispute

The CFTC filed an amicus brief in North American Derivatives Exchange, Inc. v. Nevada (9th Cir. No. 25-7187) siding with prediction market platforms, arguing that sports event contracts qualify as "swaps" under the Commodity Exchange Act and that CEA preempts state gambling laws. The agency contends it has exclusive jurisdiction over these contracts when traded on CFTC-registered designated contract markets.

Priority review Notice Financial Services
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Six-part podcast series on debt sales legal analysis

Ballard Spahr LLP announced a new six-part podcast mini-series titled 'Debt Sales 101' on the Consumer Finance Monitor podcast. The series, co-hosted by Joseph Schuster and Chris Eastman, will cover the full lifecycle of consumer debt sales including eligible debt, deal structuring, regulatory landscape, contracting, and post-sale compliance oversight. Episodes will be released weekly starting Monday.

Routine Notice Consumer Finance
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Updated CRR Legal Opinions on Master Participation Agreements

Sullivan & Worcester advised BAFT (Bankers Association for Finance & Trade) and ITFA (International Trade and Forfaiting Association) on updated Capital Requirements Regulation (CRR) legal opinions covering English and New York law Master Participation Agreements. Separate EU and UK CRR opinions have been created reflecting post-Brexit regulatory divergence. The opinions analyze MPA enforceability and effectiveness as credit risk mitigants under CRR.

Routine Notice Banking

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