Quartzsea Acquisition Corporation NT 10-Q Late Filing Notification
Quartzsea Acquisition Corporation filed Form 12b-25 notification with the SEC on April 14, 2026, informing the Commission that its Quarterly Report on Form 10-Q for the quarter ended February 28, 2026 could not be filed by the prescribed deadline due to a delay in completing its financial statements. The company expects to file within five calendar days of the prescribed due date. All other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 have been filed on time.
Exousia Bio NT 10-Q Extension Filing - SEC Form 12b-25
Exousia Bio, Inc. (formerly L A M Y) filed Form 12b-25 with the SEC on April 14, 2026, notifying the Commission that its Form 10-Q quarterly report for the period ended February 28, 2026 cannot be filed within the prescribed deadline. The company cited that accountants could not complete the required financial statements, auditors could not complete their review, and management could not finalize the Management's Discussion and Analysis before the filing deadline. Under Rule 12b-25, the company is permitted to file the delayed Form 10-Q on or before the fifth calendar day following the prescribed due date.
Black Hawk Acquisition Corporation NT 10-Q Late Filing Notification
Black Hawk Acquisition Corporation submitted Form 12b-25 notification to the SEC indicating it cannot file its Quarterly Report on Form 10-Q for the quarter ended February 28, 2026 by the prescribed due date of April 14, 2026. The company cites a delay in completing its financial statements as the reason and anticipates filing within the five-day extension period permitted under Rule 12b-25.
NT 10-Q Late Filing Notification - Form 12b-25
Eagle Nuclear Energy Corp filed Form 12b-25 with the SEC notifying that its Quarterly Report on Form 10-Q for the fiscal quarter ended February 28, 2026 cannot be filed by the prescribed due date. The company states it is in the process of finalizing its financial statements and requires additional time. The Form 10-Q is expected to be filed within the five-day extension period provided by Rule 12b-25 of the Securities Exchange Act of 1934.
NT 10-Q Late Filing Notice for Quarter Ended February 28, 2026
UBUYHOLDINGS INC filed Form 12b-25 with the SEC seeking an extension to file its Quarterly Report on Form 10-Q for the quarter ended February 28, 2026. The company states it needs additional time to complete certain disclosures and analyses required in the Report. The company confirms all other periodic reports required during the preceding 12 months have been filed.
SEC Revokes Lucent Holdings Securities Registration Under Exchange Act Section 12(j)
The SEC issued an Opinion revoking the registration of all classes of securities registered under Exchange Act Section 12 for Lucent Holdings, Inc. The company was found to be in default for failure to file required periodic reports (annual reports under Rule 13a-1 and quarterly reports under Rule 13a-13) in violation of Section 13(a) of the Securities Exchange Act of 1934. The company failed to respond to the Order Instituting Proceedings or the order to show cause. The revocation prohibits trading of the company's securities on public markets.
Hfactor Inc Registration Revoked for Periodic Filing Violations
The SEC revoked the registration of Hfactor, Inc. (CIK: 1144546, ticker: HWTR) under Section 12(j) of the Securities Exchange Act of 1934 for failure to file required periodic reports. The company, a Georgia corporation based in North Miami Beach, Florida, had not filed any periodic reports since its Form 10-Q for the period ended September 30, 2023, which was filed on November 15, 2023. After the company failed to respond to the Order Instituting Proceedings and subsequent show cause order, the Commission deemed the company in default and the allegations true.
SEC Denies Adam Strege Motion for Reconsideration
The SEC denied Adam Strege's motion for reconsideration of the Commission's December 23, 2025 opinion dismissing his appeal of a FINRA action. The motion was denied on two grounds: it failed to identify any manifest error of law or fact or newly discovered evidence, and it exceeded the word limit specified in SEC Rules of Practice at approximately 19,000 words versus the 7,000-word maximum. The SEC also rejected Strege's second reconsideration motion filed February 14, 2026 as untimely and impermissible under its rules.
Stem Cell Inc. Securities Registration Revoked for Failure to File Periodic Reports
The SEC revoked Stem Cell Inc.'s securities registration under Exchange Act Section 12(j) after finding the company violated Section 13(a) and Rules 13a-1 and 13a-13 by failing to file required periodic reports. The company had not filed any periodic reports since November 2023 and was deemed in default for failing to respond to the Order Instituting Proceedings and subsequent show cause order.
Veritone Inc 8-K Non-Reliance on Financial Statements
Veritone Inc filed a Form 8-K under Item 4.02 announcing that previously issued financial statements should no longer be relied upon. The company determined that certain financial statements require restatement due to identified errors or accounting issues. This disclosure triggers obligations under SEC reporting rules for public companies to correct material misstatements in prior filings.
Arrive AI Inc. 8-K Non-Reliance on Previously Issued Financial Statements Filed
Arrive AI Inc., an Indianapolis-based company, filed Form 8-K with the SEC under Item 4.02, disclosing that previously issued financial statements should no longer be relied upon. The company indicated that financial results previously reported may require restatement due to identified errors or subsequent information.
8-K Rain Enhancement Technologies Restatement, Naples FL
Rain Enhancement Technologies filed a Form 8-K with the SEC disclosing that the company cannot rely on its previously issued financial statements. The filing triggers material event disclosure obligations under SEC Regulation FD, requiring investors and market participants to reassess the company's financial position and historical performance.
Hestia Insight Inc. NT 10-Q Late Filing Notification
Hestia Insight Inc. filed Form 12b-25 notification with the SEC indicating inability to file its Quarterly Report on Form 10-Q for the period ended February 28, 2026 within the prescribed time period. The company attributed the delay to the need for additional time for compilation and review to ensure adequate disclosure of certain information. Under SEC Rule 12b-25, the company is permitted an extension of up to 5 calendar days following the prescribed due date to file the quarterly report.
NT 10-Q Late Filing, Cannabis Suisse Corp, Period Feb 2026
Cannabis Suisse Corp filed Form 12b-25 notification of late 10-Q filing for the period ended February 28, 2026. The company cites outside auditors completing their review as the reason for the delay. Under SEC Rule 12b-25, the 10-Q must be filed within five calendar days following the prescribed due date.
Ankam Inc NT 10-Q Extension, Period Feb 28 2026
Ankam Inc filed Form 12b-25 Notification of Late Filing with the SEC on April 14, 2026, requesting an extension for its Form 10-Q quarterly report for the period ended February 28, 2026. The company cited unforeseen events as the reason it cannot complete the filing without unreasonable effort and expense. Under SEC Rule 12b-25, the company has until the fifth calendar day following the prescribed due date to file.
Public Roundtable on Options Market Structure
The SEC has issued a Sunshine Act notice announcing a public roundtable on Thursday, April 16, 2026, from 9:00 a.m. to 3:15 p.m. ET at SEC headquarters in Washington, DC. The roundtable will discuss options market structure topics including facilitating competition in a quote-driven market, evaluating customer experience, and examining opportunities and challenges of growth. The meeting will be open to the public and webcast on the SEC website.
SEC Regulation 14C Comment Request, Extension
The SEC is requesting comments on extending OMB approval for Regulation 14C and Schedule 14C (OMB Control No. 3235-0057), which governs information statement requirements for issuers not soliciting proxies under Section 14(c) of the Securities Exchange Act of 1934. The SEC estimates approximately 354 respondents filing annually with a total annual burden of 39,756 hours and cost burden of $7,951,194. The SEC also seeks to designate this collection as a "common form" for use by other agencies.
Cboe BZX Proposes Fee Changes, Effective April 1
Cboe BZX Proposes Fee Changes, Effective April 1
MEMX LLC Exchange Fee Schedule Rule Change - Liquidity Provision Tier 4 and Retail Sub-Dollar Liquidity Removal Tier
MEMX LLC Exchange filed a proposed rule change with the SEC to modify its fee schedule. The Exchange proposes to modify the required criteria under Liquidity Provision Tier 4 and adopt a new Retail Sub-Dollar Liquidity Removal Tier. The Exchange operates a Maker-Taker pricing model offering tiered pricing to Members based on volume criteria.
Nature's Miracle Holding 8-K: Change in Certifying Accountant
Nature's Miracle Holding filed a Form 8-K with the SEC disclosing a change in its certifying accountant. The filing, dated April 14, 2026, was submitted under Item 4.02 (Non-Reliance on Previously Issued Financial Statements), indicating the company is withdrawing or correcting prior financial disclosures. Public company investors and stakeholders should review the filing for details on the accounting firm transition and any identified material weaknesses.
Form 4 Beneficial Ownership Reporting Information Collection Extension Comment Request
The SEC is soliciting comments on extending OMB Control No. 3235-0287 for Form 4 (Statement of Changes in Beneficial Ownership of Securities). Form 4 requires reporting persons (directors, officers, and 10%+ owners) to disclose beneficial ownership changes within two business days of execution. The SEC estimates 62,243 respondents filing approximately 212,003 responses annually, with a burden of 0.5 hours per response and no external cost burden.
Order Instituting Proceedings on NYSE American Proposed Rule Change to List Grayscale CoinDesk Crypto 5 ETF Options
The SEC has instituted proceedings under Section 19(b)(2)(B) of the Securities Exchange Act to determine whether to approve or disapprove NYSE American LLC's proposed rule change to list and trade options on the Grayscale CoinDesk Crypto 5 ETF (GDLC). GDLC is a crypto assets fund consisting of five widely held digital assets. The Exchange proposes physically settled, American-style options subject to position and exercise limits in NYSE American Rules 904 and 905.
Cboe EDGA Proposes Twelve Price Levels per Side for Data Feeds
The SEC published notice that Cboe EDGA Exchange filed a proposed rule change SR-CboeEDGA-2026-009 to amend Rule 13.8, increasing aggregated depth-of-book price levels in the Summary Depth data feeds from five (5) to twelve (12) price levels per side. The Exchange also proposes to provide up to twelve (12) price levels for Cboe One Premium in addition to the existing five (5) price levels currently offered.
Cboe Exchange - VIX Future-Option Orders Proposed Rule Change - Order Instituting Proceedings
The SEC has issued an Order Instituting Proceedings to determine whether to approve or disapprove Cboe Exchange's proposed rule change to permit VIX future-option orders. The orders would combine VIX options traded on Cboe with VX futures traded on Cboe Futures Exchange, allowing investors to execute combined hedging or investment strategies in a single order rather than through separate transactions. The Commission received no public comments on the proposed rule change.
Cboe BYX Proposes Twelve Price Levels per Side for Data Feeds
The SEC published notice of Cboe BYX Exchange's proposed rule change to amend Rule 11.22 to increase aggregated depth-of-book price levels from 5 to 12 per side for Summary Depth and Cboe One Premium data feeds. The proposal was filed on April 2, 2026, and the SEC is soliciting comments from interested persons.
Cboe BZX Twelve Price Levels Data Feeds
SEC published notice of Cboe BZX Exchange's proposed amendment to Rule 11.22, filed pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934. The Exchange seeks to increase aggregated depth-of-book price levels in Summary Depth data feeds from five to twelve per side and provide up to twelve price levels for Cboe One Premium. Market participants using Cboe market data feeds may be affected by this technical change to data product specifications.
Cboe EDGX Rule Filing Increases Data Feed Depth Levels to Twelve
The SEC published notice that Cboe EDGX Exchange filed a proposed rule change under SR-CboeEDGX-2026-020 to amend Exchange Rule 13.8. The Exchange proposes to increase aggregated depth-of-book price levels in the Summary Depth data feeds from five to twelve price levels per side, and to provide up to twelve price levels for Cboe One Premium in addition to the existing five levels currently offered.
AMG BBH Asset-Backed Credit Fund and Brown Brothers Harriman Credit Partners LLC - Investment Company Act Exemption Application
SEC published notice of application by AMG BBH Asset-Backed Credit Fund, LLC and Brown Brothers Harriman Credit Partners, LLC seeking exemptions under sections 6(c), 17(d), and 23(c) of the Investment Company Act of 1940. The applicants request permission to issue multiple classes of shares and impose asset-based distribution/service fees and early withdrawal charges on registered closed-end investment companies. Hearing requests must be received by May 5, 2026.
FICC Partial Amendment Cross-Margining Agreement CME
The SEC published notice of no objection to Fixed Income Clearing Corporation's Third Amended and Restated Cross-Margining Agreement with Chicago Mercantile Exchange. Partial Amendment No. 2 was filed by FICC on March 4, 2026. The agreement extends cross-margining availability to positions cleared for customers by dually registered broker-dealer and futures commission merchant common members of both clearing organizations. The SEC received public comments on the advance notice published December 29, 2025.
Notice Regarding Broker-Dealer Reserve Computation Rules Under Rule 15c3-3a for U.S. Treasury Securities
The SEC published a notice clarifying that broker-dealers may include a debit in customer protection rule reserve computations when depositing cash, U.S. Treasury securities, and/or qualified customer securities to meet margin requirements of CME Securities Clearing Inc. (CMESC) for customer positions in U.S. Treasury securities. The notice addresses the application of Note H(b)(3) to Rule 15c3-3a regarding conditions for including such debits in reserve formulas.
NT 10-Q Late Filing Notification - Blackwell 3D Construction Corp.
The SEC received Form 12b-25 (Notification of Late Filing) from Blackwell 3D Construction Corp. (Commission File Number 000-54452), a public company headquartered in Dubai, United Arab Emirates. The notification advises that the company's Quarterly Report on Form 10-Q for the period ended February 28, 2026 cannot be filed within the prescribed time period due to delays in compiling and reviewing financial information. The company states it expects to file the quarterly report within the five-day extension period permitted under SEC Rule 12b-25.
Jamie Selway Speech, STANY 90th Conference
SEC Division of Trading and Markets Director Jamie Selway delivered remarks at the Security Traders Association of New York 90th Annual Conference. The speech reflected on the history of self-regulation in the securities industry, discussing the formation of FINRA and the SEC's partnership with industry associations dating back to the Maloney Act of 1938. The speech does not announce new regulatory requirements, policy changes, or compliance obligations.
Peirce Commends Crypto Interface Guidance, Permanent Regulation Needed
Commissioner Hester M. Peirce issued a statement commending the SEC Division of Trading and Markets' staff statement clarifying when interface providers (front ends and self-custodial wallets) may operate without registering as broker-dealers under Section 15(b) of the Exchange Act. Peirce expressed preference for more permanent regulatory rulemaking rather than relying on staff-level no-action guidance to address broker definition in light of new technologies. She called on the public to engage with the Commission and provide views on how terms like 'broker' should apply to crypto asset securities transactions.