Bitcoin Depot 8-K cybersecurity incident disclosure
Bitcoin Depot Inc. filed Form 8-K Item 1.05 disclosing a material cybersecurity incident discovered on March 23, 2026. An unauthorized party accessed company IT systems and transferred approximately 50.903 Bitcoin (valued at $3.665 million) from company-controlled wallets without authorization. The company engaged cybersecurity experts and law enforcement, contained the incident to its corporate environment, and has not identified evidence of customer PII exfiltration. Investigation and remediation efforts remain ongoing.
Bitcoin Depot Cybersecurity Incident Disclosure (Form 8-K Item 1.05)
Bitcoin Depot filed a Form 8-K Item 1.05 disclosure with the SEC reporting a material cybersecurity incident. The filing describes the nature of the incident, the date of discovery, and its scope. As a publicly traded company, Bitcoin Depot is subject to SEC cybersecurity disclosure rules requiring prompt reporting of material cyber events.
SEC Appoints David Woodcock as Director of Division of Enforcement
The SEC announced the appointment of David Woodcock as Director of the Division of Enforcement, effective May 4, 2026. Woodcock, currently a partner at Gibson, Dunn & Crutcher LLP, previously served as Director of the SEC's Fort Worth Regional Office from 2011 to 2015. He will succeed Acting Director Sam Waldon and lead the Division's 1,000+ enforcement professionals.
Indemnification Agreement - Future Money Acquisition Corporation
Future Money Acquisition Corporation, a Cayman Islands exempted company, filed an indemnification agreement with the SEC EDGAR system, effective March 26, 2026. The agreement establishes contractual obligations for the company to indemnify, hold harmless, exonerate, and advance expenses for the indemnitee (likely an officer or director). The agreement references the Sarbanes-Oxley Act of 2002 and defines change in control scenarios.
Fourth Amended 2020 Stock Incentive Plan
Hovnanian Enterprises, Inc. filed its Fourth Amended and Restated 2020 Stock Incentive Plan as SEC Exhibit 10.1, modifying provisions governing equity awards including options, stock appreciation rights, and other stock-based compensation for employees, directors, and consultants. The amendment updates definitions for Cause and Change in Control events and reflects the company's current compensation strategy.
2022 Equity Incentive Plan, As Amended
PharmaCyte Biotech filed its amended 2022 Equity Incentive Plan with the SEC EDGAR system, as approved by stockholders on March 30, 2026. The plan defines key terms including Administrator, Affiliate, Change of Control triggers (ownership thresholds of 50% or more, merger or asset sale conditions, and board composition changes), and Cause definitions for plan participants. The document serves as an exhibit to the company's regulatory filings.
Completion of U.S. Redomiciliation
Keel Infrastructure Corp., a Delaware corporation, became the ultimate parent company of Bitfarms Ltd., an Ontario corporation, pursuant to a statutory plan of arrangement under Section 182 of the Business Corporations Act (Ontario). The U.S. Redomiciliation Transaction was effective April 1, 2026. Former Bitfarms Canada shareholders received one share of Keel Common Stock per Bitfarms Canada Common Share under a Section 3(a)(10) exemption.
Mosaic Co 8-K Material Impairment Filing
The SEC received Form 8-K Item 2.06 disclosure from Mosaic Co reporting a material impairment event. The filing notifies investors and the public of an impairment charge that may materially affect the company's financial position or asset valuations. Public companies must file such disclosures within four business days of determining a material impairment has occurred.
Nelson v. FINRA - Briefing Schedule Extension Order
The SEC issued an order granting FINRA's request to extend the briefing schedule in Joseph Gordon Nelson's appeal of a FINRA bar until the Commission rules on FINRA's motion to dismiss. FINRA filed the motion after voluntarily vacating the underlying bar, pre-suspension, and suspension notices, arguing the appeal is moot under Section 19(d) of the Exchange Act.
SEC v. Higgins - Misappropriation of Client Securities
The SEC filed a civil complaint in the District of Oregon against Jeffrey Higgins, a registered representative and investment adviser, alleging he misappropriated over $800,000 in securities from twelve clients between September 2017 and February 2024. Higgins created a fraudulent investment program called Cumulus, using falsified documents and fictitious annual reports to deceive clients about the performance of their investments.
Long-Term Stock Exchange Rule 11.220 Amendment - Priority of Orders Conformity
The SEC received a filing from Long-Term Stock Exchange (LTSE) to amend Exchange Rule 11.220 (Priority of Orders) to conform with recent amendments to Rules 600 and 603 of Regulation NMS. The proposed change, File No. SR-LTSE-2026-07, was published April 8, 2026, under Release No. 34-105150.
Nasdaq Proposes Extending Credit Tier for Non-Displayed Orders
The SEC published Nasdaq's proposed rule change to extend a credit tier for non-displayed orders under Exchange Act Rule 19b-4. The filing, designated SR-NASDAQ-2026-024, amends Nasdaq Equity 7, Section 118 to update transaction fees related to liquidity provision credits. The SEC's notice serves as the official publication record for this self-regulatory organization filing that became effective upon filing.
Hologic Inc 8-K Delisting Notice - Merger Completion
Hologic Inc filed an 8-K with the SEC announcing the completion of its merger with Hopper Parent Inc., an affiliate of Blackstone and TPG, effective April 7, 2026. As a result of the merger, Hologic has become a wholly owned subsidiary of Parent and its common stock will be delisted from The NASDAQ Stock Market. Each outstanding share of Hologic common stock became entitled to receive one contingent value right (CVR) per share at the effective time.
Tianci International Regains Nasdaq Capital Market Compliance
Tianci International, Inc. filed Form 8-K with the SEC disclosing that on April 6, 2026, Nasdaq confirmed the company regained compliance with the minimum bid price requirement for continued listing on The Nasdaq Capital Market. The compliance issue arose from the stock trading below $1.00 per share for 30 consecutive business days, triggering a deficiency notice on October 29, 2025. The company was afforded 180 calendar days to cure the deficiency, and Nasdaq has now closed the matter.
America's Car-Mart Material Impairment and Dealership Closure Disclosure
America's Car-Mart filed Form 8-K disclosing Board approval on April 7, 2026 to close 42 of its 136 dealership locations and reduce associated support staff due to capital constraints and inability to establish a warehouse credit facility. The company expects to record a non-cash impairment charge of approximately $14 million related to assets at closing locations, with cash charges for employee separation and lease exit costs yet to be estimated. Closures are expected to be completed by April 14, 2026.
SEC Approves Aon Distribution Plan, Extends Recovery Period
The SEC issued an order approving the Fair Fund distribution plan for $1,572,187.79 collected from Aon Investments USA Inc. and Claire P. Shaughnessy following January 2024 enforcement orders. The Commission amended the plan to extend the Relevant Period for calculating eligible investor losses after considering comments from Morgan Lewis on behalf of PSERS regarding loss limitations and fee calculations.
SEC bars Vean P. Nguyen from broker-dealer association
The SEC issued an order barring Vean P. Nguyen from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization pursuant to Section 15(b) of the Securities Exchange Act of 1934. The bar follows a June 2025 civil judgment permanently enjoining Nguyen from violating Sections 10(b) and 15(a) of the Exchange Act, Rule 10b-5, and Sections 5(a), 5(c), and 17(a) of the Securities Act. Nguyen, a 42-year-old from Huntington Beach, California, sold fraudulent investments through a purported church (The Church for the Healthy Self) from 2017 to April 2019 without being registered as a broker.
SEC Announces Enforcement Results for Fiscal Year 2025
The SEC announced enforcement results for FY2025, reporting 456 total enforcement actions including 303 standalone actions and 69 follow-on administrative proceedings, with $17.9 billion in total monetary relief ordered. The Commission stated it refocused enforcement on direct investor protection, moving away from cases lacking demonstrated investor harm such as certain book-and-record violations.
MEMX Proposed Rule Change - Nasdaq BX to Nasdaq Texas Name Update
The SEC published a notice seeking comments on MEMX LLC's proposed rule change to amend Exchange Rule 13.4(a) to reflect Nasdaq BX, Inc.'s name change to Nasdaq Texas, LLC. The change is conforming and non-substantive, updating the data feed listing to reflect the corporate reorganization and rename of Nasdaq BX under Texas law rather than Delaware law.
Executive Leadership Transition: Totzke Departure and Luthra Promotion
Mattel, Inc. announced that Steve Totzke, President and Chief Commercial Officer, will step down effective May 1, 2026, after 30 years with the company. Sanjay Luthra, previously Executive Vice President and Managing Director of EMEA and Global Direct-to-Consumer, has been promoted to succeed Totzke as Chief Commercial Officer. Totzke will serve as Executive Advisor through December 31, 2026, to facilitate transition.
Asset Purchase Agreement - Supernus Acquires Navitor Pharmaceutical Assets
Supernus Pharmaceuticals, Inc. filed an SEC Form 8-K exhibit disclosing an Asset Purchase Agreement to acquire certain pharmaceutical compound assets from Navitor Pharmaceuticals, Inc. and Navitor Pharmaceuticals, LLC. The transaction, effective April 1, 2026, involves the purchase of intellectual property related to a CNS compound that Supernus has been developing in partnership with Navitor since 2020. The deal supersedes a prior Development and Option Agreement and Binding Memorandum of Understanding between the parties.
First Amendment to Offer Letter - Severance Eligibility Terms
Azenta, Inc. filed a First Amendment to Offer Letter for employee Olga Pirogova, adding Section 5 detailing severance eligibility provisions. The amendment specifies termination scenarios including voluntary departure, termination for cause, termination without cause, and termination following a Change in Control, along with corresponding compensation and benefits. The amendment also includes Section 409A tax compliance provisions.