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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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Data Privacy
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Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Gambling Commission Chief Executive Andrew Rhodes to Depart
Andrew Rhodes, Chief Executive of the UK Gambling Commission, has announced his departure effective April 30, 2026. His tenure oversaw significant reforms, including consumer safeguards and the implementation of the Gambling Act Review. The Commission will begin recruiting a new Chief Executive.
Consultation on Regulatory Settlements Destination Update
The UK Gambling Commission is consulting on updating the destination of regulatory settlements, proposing to direct them to the Consolidated Fund. This change aligns with the new statutory levy and the wind-down of GambleAware.
Gambling Commission Speech on Industry Changes and Future Relationship
Tim Miller, Executive Director of the UK Gambling Commission, delivered a speech at the BGC AGM on February 26, 2026, discussing industry changes, the departure of the Chief Executive, and the Commission's future relationship with the gambling sector. The speech highlighted ongoing efforts to combat illegal gambling and foster collaboration.
Bookmakers reminded of licence responsibilities at Cheltenham Festival
The UK Gambling Commission has reminded on-course bookmakers at the Cheltenham Festival of their operating licence responsibilities, particularly concerning anti-money laundering and cash handling. Licensees must adhere to policies and report suspicious activities.
OFWAT Investigation into Castle Water Dispute
The UK's water regulator, OFWAT, has opened an investigation into Castle Water following a complaint regarding a water market dispute. The investigation is being conducted under section 17E of the Water Industry Act 1991.
Ofwat Proposes £22m Fine for South East Water Supply Failures
Ofwat has proposed a £22 million fine for South East Water following an investigation into repeated supply failures between 2020 and 2023. The failures affected over 286,000 customers and were attributed to inadequate planning, poor infrastructure maintenance, and a lack of resilience. A public consultation on the proposed fine is now open.
Ofwat Responds to CMA's Final Water Price Control Decisions
Ofwat has responded to the Competition and Markets Authority's (CMA) final decision on price controls for five water companies. The response acknowledges the CMA's work and indicates that Ofwat will consider these decisions for future price reviews.
Ofwat investigates Dŵr Cymru sewage spills and network harm
Ofwat has opened an enforcement investigation into Dŵr Cymru for alleged breaches related to sewage treatment works and network management, leading to environmental harm. The company has proposed undertakings valued at £44.72m, including a redress package, in lieu of a £40.6 million financial penalty.
Ofwat Proposes £44.7m Enforcement for Wastewater Failures
Ofwat has proposed a £44.7 million enforcement package for Dŵr Cymru Welsh Water due to serious and unacceptable breaches in operating and maintaining its wastewater treatment works and network. This proposed action follows a consultation period, with a final decision pending.
Presidential Proclamation: U.S. Hostage and Wrongful Detainee Day
The President has issued a proclamation designating March 9 as U.S. Hostage and Wrongful Detainee Day. This annual observance aims to honor individuals held hostage or wrongfully detained and to raise awareness of their plight.
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