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10d ago NYSE Rule Filings
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NYSE Arca Proposes Options Rule Changes for Bitcoin/Ethereum ETFs

NYSE Arca has filed proposed rule changes with the SEC concerning options trading on Bitcoin and Ethereum ETFs. These changes aim to align with existing ETF listing standards and provide a framework for options on physically-backed crypto ETFs.

Priority review Rule Securities
10d ago NYSE Rule Filings
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NYSE Arca Options Fee Schedule Modification Proposal

NYSE Arca has proposed modifications to its Options Fee Schedule, specifically concerning the introduction of new fees for certain order types and the adjustment of existing ones. The proposal outlines specific fee amounts and the conditions under which they will apply, aiming to align with market practices and operational costs.

Priority review Rule Securities
10d ago NYSE Rule Filings
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NYSE Arca Rule Filing: Elimination of Outdated Publication Obligations

NYSE Arca has filed a rule proposal to eliminate outdated publication obligations related to its listing standards. This change aims to streamline reporting requirements and remove redundant provisions from its rulebook. The filing was submitted to the SEC for review.

Routine Rule Securities
10d ago NYSE Rule Filings
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NYSE Arca Rule Filing SR-NYSEARCA-2026-23: Fee Increase for Tape B Securities

NYSE Arca has filed a proposed rule change to amend its Equities Fees and Charges schedule. The filing increases fees for executions of orders that remove liquidity from the Exchange in Tape B securities priced at or above $1.00 per share. The proposed change is effective March 2, 2026.

Priority review Rule Securities
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FCC Notice of Unauthorized Operation for Unlicensed Radio Station

The Federal Communications Commission (FCC) issued a Notice of Unauthorized Operation against Robert Delgado for operating an unlicensed radio station on 27.185 MHz in Chicago Ridge, Illinois. This action is part of the FCC's ongoing enforcement efforts against unlicensed radio transmissions.

Priority review Enforcement Telecommunications
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Verizon v. FirstEnergy - Order Denying Motion to Reopen Pole Attachment Complaint

The FCC issued an order denying a motion to reopen a pole attachment complaint proceeding involving Verizon Pennsylvania LLC and FirstEnergy Pennsylvania Electric Company. This action stems from a complaint filed under docket number 26-44.

Routine Enforcement Telecommunications
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FCC Enforcement Order against Belthrough LLC for illegal robocalls

The FCC Enforcement Bureau has issued a Final Determination Order against Belthrough LLC for originating and transmitting illegal robocalls. This action, identified by DA/FCC # DA-26-237 and Docket No. 22-174, signifies a definitive ruling on the company's violations.

Urgent Enforcement Telecommunications
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FCC Settles with Yonder Media Mobile Inc. for Unauthorized Operations

The FCC Enforcement Bureau has settled with Yonder Media Mobile Inc. for providing international communications services without authorization. Yonder will pay a $60,000 voluntary contribution and implement a compliance plan to resolve the matter.

Priority review Enforcement Telecommunications
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AT&T Corp. v. FCC - Oral Argument Transcript

This document contains the transcript of oral arguments for the court case AT&T Corp. v. FCC, No. 01-1485, heard by the D.C. Circuit Court. The filing was released, adopted, and issued on March 13, 2026.

Routine Enforcement Telecommunications
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Nasdaq Issues Pending Suspension or Delisting

Nasdaq publishes daily lists of companies pending suspension or delisting due to failure to meet listing requirements or voluntary delisting intentions. This information helps brokers and dealers comply with SEC Penny Stock Rules.

Routine Notice Securities

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