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SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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Trade & Procurement
Recent changes
Fitness Framework Market Engagement Notice
Durham County Council has issued a Preliminary Market Engagement notice under the Procurement Act 2023 to gauge market interest in a fitness framework covering exercise classes at leisure facilities and community settings across County Durham. The estimated framework value is £800,000 over four years, with responses due by 24 April 2026. The notice is particularly aimed at SMEs and VCSEs and is suitable for gym-based and pool-based fitness providers.
FCA market data solutions tender, £8.4M annual spend, deadline 14th Apr
FCA market data solutions tender, £8.4M annual spend, deadline 14th Apr
Iowa AG v. Change Healthcare - Data Breach
Iowa Attorney General Brenna Bird filed a lawsuit against Change Healthcare for violations of Iowa's Consumer Fraud Act and Personal Information Security Security Breach Protection Act. The February 2024 data breach exposed personal information of approximately 2.2 million Iowans, including Social Security numbers, driver's license numbers, health insurance information, and medical records. The lawsuit seeks injunctive relief for stronger data security measures, restoration of ill-gotten gains, and payment of penalties and damages.
Aspira Women's Health 10-K Extension Request
Aspira Women's Health Inc. filed Form 12b-25 with the SEC requesting a 15-calendar day extension to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cited the need for additional time to complete tax provision accounting and disclosures as the reason for the delay. The extension deadline is 15 days from the original Form 10-K due date.
NT 10-K Late Filing Notification - EON Resources Inc.
EON Resources Inc. filed Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K for fiscal year ended December 31, 2025. The company cited time constraints in compiling financial statements as the reason for requesting an extension, stating it will file within 15 days of the original prescribed due date.
NT 10-K Late Filing Notice - Graf Global Corp
Graf Global Corp filed a Form 12b-25 Notification of Late Filing with the SEC indicating it cannot file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025 by the prescribed due date. The company states it requires additional time to prepare and finalize its financial statements and expects to file within 15 calendar days of the due date.
Saga Communications NT 10-K Late Filing Notification
Saga Communications, Inc. filed Form 12b-25 notification with the SEC indicating inability to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cited need for additional time to complete analysis of technical tax matters and accounting impacts related to a sale-leaseback transaction disclosed in October 2025. Under SEC Rule 12b-25, the company is granted a 15-calendar day extension to file.
Late 10-K filing for RAIN, period ended December 31
Late 10-K filing for RAIN, period ended December 31
Blue Foundry Bancorp Delisting Notice for BLFY
SEC received Form 8-K from Blue Foundry Bancorp (CIK: 0001846017) notifying of delisting proceedings for ticker symbol BLFY. The filing triggers public company disclosure obligations and exchange delisting procedures under SEC Rule 12d2-2. Investors holding BLFY shares should monitor exchange notifications regarding trading suspension timelines.
United Security Bancshares Delisting Notice
The SEC received a Form 8-K from United Security Bancshares (ticker: UBFO) notifying the agency of a delisting notice. This is a routine disclosure filed under Item 3.01 of Form 8-K when a company receives notice from a national securities exchange that it is not in compliance with continued listing standards.
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