Nasdaq Noncompliant Company List and SEC Rules

Nasdaq publishes a daily list of companies that are noncompliant with continued listing standards or pending delisting. This list aids brokers and dealers in complying with SEC Penny Stock Rules, specifically SEC Rule 3a51-1(g). Companies are added or removed daily based on compliance status and trading data.

Nasdaq Disciplinary Actions by Firm

Nasdaq has published a list of disciplinary actions taken against various firms, including IMC Chicago, Instinet, LLC, and Virtu Americas LLC, with dates ranging from late 2025 to early 2026. These actions are part of Nasdaq's ongoing market regulation and enforcement activities.

Nasdaq Rulebook Availability and Search

Nasdaq has announced the availability of its Rulebook through an advanced search function on its listing center website. This update provides listed companies and interested parties with enhanced access to Nasdaq's regulatory rules and guidance.

FCC EDOCS Search Results

The Federal Communications Commission (FCC) provides access to its EDOCS system for searching released documents. The page lists various search options and document types available through the system. No specific new regulations or enforcement actions are detailed in this listing.

FCC Items on Circulation

The FCC has released a list of items currently on circulation, which are proposals being reviewed and voted on by Commissioners outside of a formal meeting. This notice provides a link to the PDF document detailing these items, including adjudicatory and enforcement matters.

FCC Most Active Proceedings and Comment Filings

The FCC has updated its Most Active Proceedings page, highlighting proceedings with recent comment filings. This notice provides links to these active proceedings and explains how the public can submit comments or longer filings via the Electronic Comment Filing System (ECFS).

FCC Daily Digest Calendar for 2026

The Federal Communications Commission (FCC) has released its daily digest calendar for the year 2026. This notice provides a structured overview of anticipated daily releases from the FCC throughout the upcoming year.

FCC Announces Tentative Agenda for March Open Meeting

The FCC announced the tentative agenda for its March Open Commission Meeting scheduled for March 26, 2026. The agenda includes items related to broadcast rules, numbering policies, and spectrum management.

FCC Consumer Protection Week Resources

The FCC is recognizing National Consumer Protection Week by releasing new resources and consumer protection posts. These materials are designed to help the public stay safe, informed, and connected.

FCC Announces CSRIC IX Meeting

The FCC announced the seventh meeting of the Ninth Communications Security, Reliability, and Interoperability Council (CSRIC IX). The meeting will take place on March 24, 2026, at FCC headquarters and via video conference. The meeting is open to the public.