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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
SEC Sanctions Carole Liston for Investor Fund Misuse
The SEC has sanctioned Carole A. Liston for misusing investor funds, raising at least $5.7 million from approximately 200 investors nationwide. The sanctions follow a civil judgment permanently enjoining Liston from future violations of securities laws.
ESMA Report on Costs and Performance of EU Retail Investment Products
The European Securities and Markets Authority (ESMA) has released its 2025 market report on the costs and performance of EU retail investment products. The report indicates a general decline in ongoing costs, primarily driven by new investment funds entering the market.
Chitwood v. Ascension Health Alliance - FMLA Case
The Seventh Circuit Court of Appeals affirmed a district court's decision in favor of Ascension Health Alliance in a case brought by former employee Elizabeth Chitwood. Chitwood alleged interference with and retaliation for her use of FMLA leave. The court found no evidence to support her claims.
Michael Connor v. Brittany Greene - Criminal Appeal
The Seventh Circuit Court of Appeals affirmed a district court's denial of a federal habeas corpus petition. The petitioner, Michael Connor, sought to overturn his conviction for predatory criminal sexual assault of a child, arguing ineffective assistance of counsel regarding a plea offer. The court found no constitutional error in the denial of post-conviction relief.
State v. Texeira - Certiorari Application Rejected
The Supreme Court of the State of Hawaiʻi has rejected the application for a writ of certiorari filed by Petitioner Kenneth Edward Texeira in State v. Texeira. The application was filed on January 20, 2026, and the order rejecting it was issued on March 3, 2026.
Matthew Reyes v. Peter Taisipic Iriarte - Certiorari Application Rejected
The Supreme Court of the State of Hawai'i has rejected Matthew Reyes' application for a writ of certiorari in the case SCWC-23-0000095. This order signifies the final denial of Reyes' attempt to have the Intermediate Court of Appeals' decision reviewed by the Supreme Court.
Winged Foot Minerals v. SWN Production Company - Oil and Gas Ownership Dispute
The West Virginia Intermediate Court of Appeals affirmed a lower court's decision voiding a 1993 tax deed. The court found that the petitioners, Winged Foot Minerals, LLC and others, did not hold the correct ownership interest in oil and gas rights for a tract of land in Marshall County.
Duvall Espresso IP Enforcement v. Meticulous Home - Patent Infringement Opinion
The US District Court for the District of Delaware issued a memorandum opinion in the patent infringement case Duvall Espresso IP Enforcement, LLC v. Meticulous Home, Inc. The court granted-in-part and denied-in-part the defendants' motion to dismiss the first amended complaint.
Miller v. RxMapper, LLC - Securities Fraud Case
The US District Court for the District of Delaware issued a memorandum opinion in the securities case Miller v. RxMapper, LLC. The plaintiff alleges violations of federal securities laws and common law, including fraud and breach of contract, related to a scheme to undervalue equity units.
Howard Page Jr. v. Family Court Case 25-1546 - Dismissal Order
The U.S. District Court for the District of Delaware dismissed Howard Page Jr.'s pro se complaint against the Family Court of Delaware and other defendants. The court found the complaint failed to state a claim and sought relief from immune defendants.
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