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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
ADGM RA Warns of Nubia Gold SPV Misrepresentations
The ADGM Registration Authority has issued a warning regarding misrepresentations made by "Nubia Gold SPV," an entity not registered or licensed with ADGM. The alert aims to protect the public and investors from potential fraudulent activities associated with this non-ADGM entity.
MAS Guidelines on Transition Planning for Insurers
The Monetary Authority of Singapore (MAS) has published guidelines on transition planning for insurers, adding to its existing environmental risk management framework. These guidelines detail supervisory expectations for managing climate-related transition and physical risks.
DFSA Reminder on Working Arrangements
The Dubai Financial Services Authority (DFSA) issued a reminder regarding its current working arrangements, with employees working remotely from March 2-4, 2026. Authorised Firms are reminded to report any operational changes via the DFSA ePortal.
Nasdaq Dubai Temporary Closure Notice
The Dubai Financial Services Authority (DFSA) announced the temporary closure of Nasdaq Dubai on Monday, March 2, 2026, and Tuesday, March 3, 2026. This notice informs market participants of the exchange's operational status during these dates.
DFSA AML and Glossary Modules Amendments and FAQs Published
The Dubai Financial Services Authority (DFSA) has amended its Anti-Money Laundering, Counter-Terrorist Financing and Sanctions (AML) and Glossary Modules, effective March 2, 2026. These changes align with new UAE federal AML legislation and are accompanied by published FAQs to provide clarity for relevant persons operating within the DIFC.
DFSA Investor Caution Reminder During Global Tensions
The Dubai Financial Services Authority (DFSA) has issued a reminder to investors to exercise caution and prudence during periods of heightened global tensions. The notice highlights increased risks of short-term volatility, fake news, and phishing attempts, urging investors to verify information sources.
Nasdaq Dubai Trading Reopening Announcement
The Dubai Financial Services Authority (DFSA) has announced that Nasdaq Dubai will reopen for trading on Wednesday, March 4, 2026, at 10:00 AM GST. This notice informs market participants of the resumption of normal trading operations.
Insurance Authority Consultation Documents and Draft Rules
The Insurance Authority of Hong Kong has released multiple consultation papers and conclusions on draft rules concerning the insurance industry. These documents cover topics such as risk-based capital regimes, public disclosure, special purpose business, group-wide supervision, and new regulatory regimes for intermediaries. The consultations aim to gather feedback on proposed regulatory changes.
Hong Kong Insurance Authority Publishes Numerous Guidelines
The Hong Kong Insurance Authority has published a comprehensive list of updated and new guidelines covering various aspects of insurance business. These include updated guidelines on authorization, anti-money laundering, cybersecurity, corporate governance, and underwriting, with some effective dates ranging from mid-2024 to early 2026.
Insurance Authority Circulars and Guidelines Introduction
The Insurance Authority has published an introduction to its circulars and guidelines. These documents are intended to remind industry participants of regulatory requirements and assist in understanding regulatory issues.
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