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Fund II Consent Order and $2,500 Penalty

The New Hampshire Bureau of Securities Regulation has issued a consent order against Fund II, a series of Cambrian VC, LP, for late notice filing of securities sales. Fund II has agreed to pay a $2,500 penalty and cease and desist from further violations.

Priority review Enforcement Securities
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Austen Access Fund Ordered to Cease and Pay $2,500 Penalty

The New Hampshire Bureau of Securities Regulation has issued a consent order against Austen Access Fund, LP. The fund is ordered to cease and desist from further violations and pay a $2,500 penalty for filing a notice of exemption more than one year after its first sale of securities in the state.

Urgent Enforcement Securities
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NH Consent Order: Redwood Private Wealth, LLC and Thomas Space - Unsuitable Options Trades

The New Hampshire Bureau of Securities Regulation has issued a consent order against Redwood Private Wealth, LLC and Thomas Space for unsuitable options trades that resulted in an $81,426 loss for a client. The order settles the matter without admission of guilt and includes sanctions.

Priority review Enforcement Securities
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Moloney Securities Co. Consent Order for GWG L Bond Sales

The New Hampshire Bureau of Securities Regulation has issued a consent order against Moloney Securities Co., Inc., Glenn Cray, and Robert Gustafson regarding the sale of GWG L Bonds. The respondents have agreed to pay $100,000 in restitution to affected investors.

Priority review Enforcement Securities
9d ago TX PUC News
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TX PUC Appoints Temporary Manager for Blue Cereus Water Utility

The Public Utility Commission of Texas (PUCT) appointed a temporary manager for Blue Cereus LLC, a water utility in Val Verde County, to ensure continuous service. This action was taken due to Blue Cereus' failure to secure water purchase contracts and resolve disputes with its wholesale providers, who threatened to shut off service.

Urgent Enforcement Healthcare
9d ago TX PUC News
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PUCT Publishes Monthly Transmission and Distribution Rates for Consumers

The Public Utility Commission of Texas (PUCT) has launched a new webpage to publish authorized monthly transmission and distribution utility (TDU) rates for consumers. This initiative, mandated by Senate Bill 1664, aims to increase transparency and assist consumers in understanding their electricity bills and shopping for competitive plans.

Routine Notice Energy
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John Hymes and Cuzan Services, LLC v. Frederick Evans Schmidt and Koch and Schmidt, LLC

The Louisiana Court of Appeal affirmed a trial court's decision to maintain a peremptory exception of peremption. This ruling dismissed claims brought by John Hymes and Cuzan Services, LLC against Frederick Evans Schmidt and Koch and Schmidt, LLC. The case involves allegations of legal malpractice.

Routine Enforcement Judicial Administration
9d ago EDWA Opinions
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Nelson-Lloyd v. Auto Club Mapfre Insurance Company - Civil Case

The U.S. District Court for the Eastern District of Washington issued an order addressing multiple motions in the civil case Wendy Nelson-Lloyd and Christopher Lloyd v. Auto Club Mapfre Insurance Company. The order covers motions to compel, a motion to extend pretrial deadlines, and a motion for reconsideration.

Routine Enforcement Insurance
9d ago EDWA Opinions
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Progressive Insurance v. Sunde and Stein - Summary Judgment Ruling

The U.S. District Court for the Eastern District of Washington issued an order in the lawsuit Progressive Direct Insurance Company and Progressive Casualty Insurance Company v. Leif Sunde, Christopher Stein, and Malinda Stein. The court denied the defendant Leif Sunde's motions for an extension of time and granted the plaintiffs' motion for summary judgment.

Priority review Enforcement Insurance
10d ago DOL News Releases
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OSHA Safety Champions Program Launched

The U.S. Department of Labor's OSHA has launched the new Safety Champions Program to help employers develop and implement effective workplace safety and health programs. This voluntary initiative offers a tiered structure to guide businesses in improving their safety practices.

Routine Guidance Occupational Safety

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