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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
ICO Fines MediaLab £247,590 for Children's Privacy Failures
The UK's Information Commissioner's Office (ICO) has fined MediaLab, owner of Imgur, £247,590 for unlawfully processing children's personal data. The investigation found MediaLab failed to implement age checks and obtain parental consent, putting children at risk of exposure to harmful content.
OIG Audit: Medicaid Agencies Made $207M in Unallowable Payments for Deceased Enrollees
The HHS OIG has released an audit report finding that Medicaid agencies made an estimated $207.5 million in unallowable capitation payments to managed care organizations on behalf of deceased enrollees between July 2021 and June 2022. The report recommends CMS provide agencies with data to recover payments and explore OBBB Act implementation.
Maine Medicaid Autism Services Improper Payments
The HHS OIG has issued a report finding that Maine made at least $45.6 million in improper fee-for-service Medicaid payments for autism services provided to children. The audit identified that all sampled claims were improper or potentially improper, leading to recommendations for refunds and improved provider guidance.
HHS OIG: ACF Can Improve Homeless Youth Services Compliance
The HHS Office of Inspector General (OIG) issued a report finding that the Administration for Children and Families (ACF) can improve services to homeless youth by strengthening grant recipients' compliance with Transitional Living Program (TLP) requirements. The audit found significant documentation gaps in service provision for a large percentage of youth served by TLP grants.
HHS OIG: Hospital Cybersecurity Controls Need Improvement
The HHS Office of Inspector General (OIG) issued a report finding that a large southeastern hospital needs to improve its cybersecurity controls, particularly for web applications. The OIG made four recommendations to enhance defenses against cyberattacks, which the hospital has concurred with.
Philadelphia K-12 Schools COVID-19 Testing Program Audit
The HHS Office of Inspector General found that Philadelphia did not consistently monitor its COVID-19 screening testing program for K-12 schools, leading to $257,620 in unallowable costs and overpayments. The OIG recommended Philadelphia update its procedures for oversight and compliance.
OSHA Cites Horizon Biofuels for Safety Violations After Fatal Explosion
The U.S. Department of Labor's OSHA has cited Horizon Biofuels Inc. for willful and serious safety violations following a fatal explosion at their Fremont, NE facility. The company faces proposed penalties of $147,542 for issues including combustible dust, ignition source protection, and lack of fall protection.
NY Contractor Settles $600k Penalty for Safety Violations
A New York roofing contractor, DME Construction Associates Inc., has settled with the U.S. Department of Labor for $600,000 following a fatal fall in 2021. The settlement resolves willful safety violations, including failure to provide fall protection, and requires enhanced safety measures.
Labor Department Launches Compliance Assistance Tools
The U.S. Department of Labor's Wage and Hour Division has launched new compliance assistance tools, including a webpage, video series, and industry toolkits. These resources aim to help employers understand federal labor laws and promote proactive compliance.
OSHA Cites Construction Firm for Trench Safety Violations
The Occupational Safety and Health Administration (OSHA) has cited CB&A Construction LLC for willful trench safety violations following an investigation into a trench collapse. The agency proposed $170,145 in penalties.
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