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SEC Reinstatement Order for Accountant Daniel Urness, CPA

The SEC issued an order reinstating Daniel Urness, CPA, to practice before the Commission as an accountant. This follows a prior suspension order due to violations related to his role as CFO of Cavco Industries, Inc.

SEC Interpretive Release on Crypto Assets and Securities Laws

The SEC has issued an interpretive release clarifying the application of federal securities laws to crypto assets and related transactions. This guidance aims to provide clarity for market participants regarding the classification and regulation of digital assets under existing securities frameworks.

CSSF: Collective Investment Assets Up 1.53% in January 2026

The CSSF reported that collective investment assets in Luxembourg increased by 1.53% in January 2026, reaching EUR 6,294.473 billion. This growth was driven by net capital investments and positive market performance, despite geopolitical tensions.

DORA Register Information Submission Deadline Update

The CSSF reminds financial entities that the deadline to submit their DORA register of information is 31 March 2026, with a later deadline of 30 June 2026 for third-country branches of credit institutions. As of 16 March, only 40% of entities have submitted their registers, and the CSSF urges prompt submission to address potential issues before ESA quality control checks in April.

Luxembourg Banking Sector Profit Before Provisions Down 3.6%

The CSSF reported that the Luxembourg banking sector's profit before provisions and taxes decreased by 3.6% to EUR 9,431.8 million in 2025 compared to 2024. Net profit saw a 5.4% decline. The report details changes in interest margins, commission income, and general expenses.

AMLA Public Hearings on Draft Regulatory Technical Standards

The CSSF is raising awareness for two public hearings organized by the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA) on March 24, 2026. The hearings will cover draft Regulatory Technical Standards related to business relationships, transaction thresholds, and Customer Due Diligence.

CSSF Circular: Delay in 2026 AML/CFT Data Collection

The CSSF has issued a circular letter announcing a delay in the 2026 Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) standardised data collection. This notice provides updated reporting templates and an interpretative note related to the delay.

FSC Revises Business Development Company (BDC) Rules

The Financial Services Commission (FSC) of South Korea has revised rules for Business Development Companies (BDCs) to promote venture investment. The revised rules, effective March 17, 2026, mandate specific investment ratios in unlisted startups and venture businesses, with provisions for lending and safe asset investments.

FSC Clarifies Shareholding Rules for Institutional Investors

The Financial Services Commission (FSC) of Korea has provided statutory interpretations to clarify shareholding rules for institutional investors, particularly concerning the '5% rule' for reporting significant shareholdings. These clarifications aim to facilitate shareholder activities and enhance corporate value ahead of the annual general meeting season.

FSC Korea: Household Loans Increased KRW2.9 Trillion in February 2026

The Financial Services Commission (FSC) Korea reported that outstanding household loans increased by KRW2.9 trillion in February 2026, driven by mortgage loans. The FSC noted the need for continued monitoring of household loans and the real estate market.

FSC Chairman meets Standard Chartered CEO, discusses market

The Chairman of South Korea's Financial Services Commission (FSC) met with the CEO of Standard Chartered Group on March 13, 2026. They discussed global geopolitical impacts, market stability programs, and the FSC's productive finance initiative.

Revised Act on Financial Fraud and Virtual Assets Passed

South Korea's Financial Services Commission announced the passage of a revised Act on Financial Fraud and Virtual Assets. The amendments require virtual asset exchange service providers to implement vishing prevention and loss relief measures similar to financial companies, and expand eligible assets for victim refunds to include virtual assets.

FIN-FSA Press Releases on Macroprudential Decisions, AML, and Capital Position

The Finnish Financial Supervisory Authority (FIN-FSA) has issued several press releases detailing macroprudential decisions, updates on anti-money laundering (AML) practices, and the financial sector's capital position. Notably, an administrative fine was imposed on Eisler Capital (UK) Ltd for reporting delays.

FIN-FSA Restores Housing Loan Cap to 90%, Keeps Buffer Unchanged

The Financial Supervisory Authority of Finland (FIN-FSA) has restored the housing loan cap to a baseline level of 90%. The countercyclical capital buffer requirement for banks remains unchanged. This decision impacts lending practices for housing loans.

FIN-FSA: Macroprudential Decision on Housing Loan Cap Unchanged

The Finnish Financial Supervisory Authority (FIN-FSA) has decided to keep the housing loan cap and the countercyclical capital buffer requirement for banks unchanged. This decision reflects the current assessment of the financial sector's resilience and operating environment.

New Consumer Credit Providers to be Supervised by FIN-FSA

The Finnish Financial Supervisory Authority (FIN-FSA) announced that new consumer credit providers and intermediaries will be brought under its supervision starting January 23, 2026. This expansion of oversight aims to enhance consumer protection in the credit market.

FIN-FSA Press Releases 2024

The Finnish Financial Supervisory Authority (FIN-FSA) has published a series of press releases throughout 2024 detailing its activities. These include macroprudential decisions, penalty payments for late notifications, and analyses of the financial sector's capital position and solvency.

Former NZ financial adviser David McEwen sentenced and banned

Former New Zealand financial adviser David McEwen has been sentenced and banned for seven years following his conviction on four charges of breaching an FMA Stop Order. He was fined $15,000 for continuing to seek money from former clients after the order was issued.

FMA Expands FinTech Sandbox for Wider Support

The Financial Markets Authority (FMA) in New Zealand is expanding its FinTech sandbox pilot to offer an on-ramp or restricted licence for innovative firms. This initiative aims to support FinTech innovation and competition while managing consumer risks, building on insights from the current pilot.

FMA Seeks High Court Orders to Liquidate Chance Voight Group Entities

The Financial Markets Authority (FMA) of New Zealand is seeking High Court orders to liquidate six entities within the Chance Voight Group. The FMA is also requesting the release of an interim liquidation report from PwC, which is currently under suppression.

ASB Ordered to Pay $2.1m for Fair Dealing Breaches

The High Court has ordered ASB Bank to pay $2.1 million for fair dealing breaches related to insurance products and banking services. These breaches affected over 25,000 customers, who were refunded approximately $4.7 million by the bank.

FMG Admits Misleading Statements, Pays $2.1 Million Penalty

FMG Insurance Limited has admitted to fair dealing breaches under the Financial Markets Conduct Act, following an FMA investigation. The company will pay $2.1 million in lieu of a pecuniary penalty and has remediated affected customers.

RBI Money Market Operations Data - March 16, 2026

The Reserve Bank of India (RBI) has published data on Money Market Operations for March 16, 2026. This notice provides key figures related to the Indian money market for the specified date.

RBI Releases Data on ECB, FCCB, RDB for January 2026

The Reserve Bank of India has released data pertaining to External Commercial Borrowings (ECB), Foreign Currency Convertible Bonds (FCCB), and Rupee Denominated Bonds (RDB) for January 2026. This data covers instruments issued through both the Automatic and Approval Routes.

State Government Securities Auction Results

The Reserve Bank of India has published the results of the State Government Securities auction held on March 17, 2026. This notice provides details on the successful bids and terms of the securities issued.

RBI Releases State Government Securities Auction Results

The Reserve Bank of India (RBI) has released the results of the auction for State Government Securities. The notice details the amounts raised, accepted bids, cut-off prices, yields, and tenors for various state government securities.

RBI 7-day VRR Auction Results

The Reserve Bank of India (RBI) has released the results of its 7-day Variable Rate Repo (VRR) auction held on March 17, 2026. The auction saw a notified amount of ₹1,50,000 crore, with ₹48,014 crore allotted at a cut-off rate of 5.26%.

MAS Fines Eurofin Investments $70,000 for Regulatory Breaches

The Monetary Authority of Singapore (MAS) has fined Eurofin Investments Pte Ltd (EIPL) $70,000 for breaches of the Securities and Futures Act and Regulations. MAS also issued a one-year Prohibition Order against EIPL's former CEO, Mr. Dotta, and a reprimand against the former Chief Risk Officer, Mr. Schappler.

MAS issues 2-year prohibition order against Jimmy Ling

The Monetary Authority of Singapore (MAS) has issued a 2-year prohibition order against Jimmy Ling Xiao Ting, a former representative of Manulife Financial Advisers Pte. Ltd. This action follows his conviction for forgery and abetting unauthorized access to computer material.

MAS Issues 7-Year Prohibition Order Against Former Fund Manager

The Monetary Authority of Singapore (MAS) has issued a 7-year prohibition order against Mr Sun Weiyeh, a former fund manager. The order follows his conviction for defrauding investors in a fund he managed, resulting in a loss of US$342,500.

Basel Committee Appoints Ben Gully as Secretary General

The Bank for International Settlements (BIS) announced the appointment of Ben Gully as the next Secretary General of the Basel Committee on Banking Supervision for a three-year term starting August 14, 2026. Mr. Gully, currently Deputy Superintendent at Canada's OSFI, will lead the Committee's Secretariat.

Basel Committee Discusses Cryptoasset Standard and Repo Market Vulnerabilities

The Basel Committee on Banking Supervision met to discuss vulnerabilities in government bond-backed repo markets and progress on a targeted review of its cryptoasset exposure standard. The committee also approved technical amendments to the standardized approach to operational risk and a response to a market risk framework FAQ.

ECB News and Publications List

The European Central Bank (ECB) has published a list of all its news and publications. This notice provides a centralized resource for accessing regulatory updates and announcements from the ECB Supervision News feed.

ECB Banking Supervision Press Releases and Publications

The European Central Bank (ECB) has updated its online repository for banking supervision press releases and publications. This update provides a centralized access point for all news and official documents related to the ECB's supervisory activities across the EU.

ECB Banking Supervision News and Publications Listing

The European Central Bank (ECB) has updated its news and publications listing for banking supervision. This notice provides a central point for accessing all recent announcements and documents related to ECB's supervisory activities.

EU Commission Seeks Input on Venture and Growth Capital Funds Reform

The European Commission has opened two consultations seeking feedback on obstacles and potential reforms for EU venture and growth capital funds. The input will inform policy work under the savings and investments union and startup and scaleup strategy, with a review of the EuVECA Regulation planned for Q3 2026.

EU Seeks Feedback on Taxonomy Criteria for Sustainable Activities

The European Commission is seeking public feedback on proposed revisions to the EU taxonomy's technical screening criteria for sustainable economic activities. The goal is to simplify the framework and improve its usability, with feedback open until April 14th.

EU Commission Seeks Feedback on Private Equity Exits

The European Commission is seeking stakeholder feedback on obstacles faced by private equity investors when exiting investments. The consultation aims to inform potential policy actions to improve capital access for EU startups and scaleups and is open until April 27, 2026.

EU Commission Consults on Banking Competitiveness

The European Commission has launched a public consultation and call for evidence regarding the competitiveness of the EU banking sector. Feedback will inform a 2026 report on how to enhance the sector's performance, support the European economy, and improve the regulatory framework.

EU Platform on Sustainable Finance Members Announced

The European Commission has announced the 28 members and 17 observers for the third mandate of the Platform on Sustainable Finance. The platform will advise the Commission on the EU Taxonomy and the broader sustainable finance framework.

Community Reinvestment Act Examination Procedures

The Office of the Comptroller of the Currency (OCC) has updated its Comptroller's Handbook booklet on Community Reinvestment Act (CRA) Examination Procedures. This guidance outlines how examiners evaluate a national bank's performance in meeting community credit needs, considering factors like financial condition, size, and local economic conditions.

CFPB Circular on Credit Card Rewards Programs

The CFPB issued a circular clarifying that credit card issuers and their partners may violate UDAAP laws if they devalue earned rewards or inhibit consumers from redeeming them. The circular highlights scenarios such as devaluation of redemption values, revocation of rewards based on buried conditions, and deductions without corresponding benefits.

CFPB Circular on Whistleblower Protections Under CFPA Section 1057

The CFPB issued a circular clarifying that broad confidentiality agreements may violate Section 1057 of the CFPA by chilling whistleblower activity. This guidance highlights potential violations and impacts CFPB enforcement efforts.

CFPB Circular 2024-03: Unlawful contract terms violate deceptive practices prohibition

CFPB Circular 2024-03: Unlawful contract terms violate deceptive practices prohibition

CFPB Circular on Improper Overdraft Opt-In Practices

The CFPB issued Circular 2024-05 clarifying that financial institutions can violate the Electronic Fund Transfer Act (EFTA) and Regulation E if they cannot prove consumers affirmatively consented to overdraft services for ATM and one-time debit card transactions. The circular emphasizes that the absence of proof of opt-in is sufficient to demonstrate a violation.

CFPB Circular: FCRA Compliance for Employment Background Dossiers and Scores

The CFPB issued a circular clarifying that employers using background dossiers and algorithmic scores for employment decisions must comply with the Fair Credit Reporting Act (FCRA). This includes obtaining consumer consent, providing adverse action notices, and ensuring data accuracy.

CFPB Blog Post on Zombie Second Mortgages

The CFPB issued a blog post highlighting the resurfacing of 'zombie second mortgages' and the associated risks to homeowners. The post details findings from CFPB examinations indicating failures in sending periodic statements and aggressive collection tactics, potentially violating federal laws like TILA, RESPA, and FDCPA.

CFPB Blog: Language Access in Consumer Finance

The CFPB blog post discusses the increasing recognition of consumers with limited English proficiency as an underserved market in financial services. It highlights business rationales for multilingual services, phased implementation strategies, and the importance of bilingual personnel, based on CFPB engagement with industry stakeholders.

CFPB Amicus Brief on Credit Reporting Accuracy

The CFPB filed an amicus brief in a case against TransUnion, arguing that credit reporting companies must disclose the source of personal identifying information like phone numbers and that accuracy requirements apply to such data. This action is part of the CFPB's ongoing efforts to hold credit reporting companies accountable for inaccurate data.

CFPB Bans Argus Information from Government Contracts

The CFPB announced that Argus Information and Advisory Services, a subsidiary of TransUnion, has agreed not to seek government contracts with the CFPB for three years. This follows a $37 million settlement by Argus with the Department of Justice for alleged misuse of federal regulator data.