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Priority review Enforcement Amended Final

OCC Announces Enforcement Actions for March 2026

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Filed March 18th, 2026
Detected March 28th, 2026
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Summary

The OCC has announced its enforcement actions for March 2026, including an Order of Prohibition against a former bank employee for unauthorized withdrawals totaling over $19,000. The OCC also terminated four prior enforcement actions against financial institutions.

What changed

The Office of the Comptroller of the Currency (OCC) has issued its March 2026 enforcement actions. These include an Order of Prohibition against Tabitha McCallister, a former Client Service Representative at Old National Bank, for misappropriating over $19,000 from customer accounts. This action reinforces individual accountability for conduct within banks. Additionally, the OCC has terminated four previous enforcement actions against financial institutions: Heritage Bank, National Association; 1st National Bank; Slovenian S&LA of Franklin-Conemaugh; and Touchmark National Bank.

Compliance officers should note the specific details of the Order of Prohibition to understand the OCC's stance on unauthorized withdrawals and individual accountability. While the terminations indicate the closure of prior matters, the specific reasons for termination (demonstrated compliance, outdated articles, or incorporation into new actions) should be reviewed by any institution that was previously subject to these agreements. The OCC maintains a searchable database of all public enforcement actions since August 1989.

What to do next

  1. Review the Order of Prohibition against Tabitha McCallister for insights into unauthorized withdrawal enforcement.
  2. Consult the OCC's searchable enforcement actions database for historical and current actions.

Penalties

Order of Prohibition against Tabitha McCallister for unauthorized withdrawals totaling over $19,000.

Source document (simplified)

News Release 2026-15 | March 18, 2026

OCC Announces Enforcement Actions for March 2026

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WASHINGTON— The Office of the Comptroller of the Currency (OCC) today released enforcement actions for March 2026.

The OCC uses enforcement actions against an institution-affiliated party (IAP) to deter, encourage correction of, or prevent violations, unsafe or unsound practices, or breaches of fiduciary duty. Enforcement actions against IAPs reinforce the accountability of individuals for their conduct regarding the affairs of a bank. The term “institution-affiliated party,” or IAP, is defined in 12 USC 1813(u) and includes bank directors, officers, employees, and controlling shareholders. Orders of Prohibition prohibit an individual from any participation in the affairs of a bank or other institution as defined in 12 USC 1818(e)(7). The OCC has taken the following actions against IAPs:

  • Order of Prohibition against Tabitha McCallister, former Client Service Representative at Old National Bank, Evansville, Indiana, for making unauthorized withdrawals from Bank customer accounts totaling over $19,000. (Docket No. AA-CE-2026-11)
    The OCC terminates enforcement actions when a bank has demonstrated compliance with all articles of an enforcement action; or when the OCC determines that articles deemed “not in compliance” have become outdated or irrelevant to the bank’s current circumstances; or when the OCC incorporates the articles deemed “not in compliance” into a new action. The termination actions are:

  • Order Terminating the Consent Order against Heritage Bank, National Association, Spicer, Minnesota, dated April 2, 2024 (Docket No. AA-WE-2024-24). (Docket No. AA-WE-2026-10)

  • Order Terminating the Formal Agreement with 1st National Bank, Lebanon, Ohio, dated July 25, 2024 (Docket No. AA-CE-2024-27). (Docket No. AA-CE-2026-1)

  • Order Terminating the Formal Agreement with Slovenian S&LA of Franklin-Conemaugh, Conemaugh, Pennsylvania, dated July 26, 2024 (Docket No. AA-CE-2024-65). (Docket No. AA-CE-2026-13)

  • Order Terminating the Formal Agreement with Touchmark National Bank, Alpharetta, Georgia, dated April 17, 2024 (Docket No. AA-SO-2024-25). (Docket No. AA-SO-2026-12)
    To receive alerts for news releases announcing public OCC enforcement actions, subscribe to OCC Email Updates.

All OCC public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Related Link


Media Contact

Stephanie Collins
(202) 649-6870


Topic(s):

Named provisions

Order of Prohibition Order Terminating the Consent Order Order Terminating the Formal Agreement

Classification

Agency
OCC
Filed
March 18th, 2026
Instrument
Enforcement
Legal weight
Binding
Stage
Final
Change scope
Substantive
Document ID
News Release 2026-15
Docket
AA-CE-2026-11 AA-WE-2026-10 AA-CE-2026-1 AA-CE-2026-13 AA-SO-2026-12

Who this affects

Applies to
Banks Employers
Industry sector
5221 Commercial Banking
Activity scope
AML Reporting Bank Operations
Geographic scope
United States US

Taxonomy

Primary area
Banking
Operational domain
Compliance
Compliance frameworks
BSA/AML Dodd-Frank
Topics
Consumer Protection Financial Services

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