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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
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Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Audit of Federal Prison Industries Financial Statements FY 2025
The Department of Justice's Office of the Inspector General has released an audit report for the Federal Prison Industries, Inc. (FPI) financial statements for Fiscal Year 2025. The report, number 26-028, was posted on February 19, 2026, and includes two recommendations.
State AG Launches Public Integrity Unit for Misuse of Public Funds
Florida Attorney General James Uthmeier has launched a new Public Integrity Unit to investigate and prosecute corruption involving public funds and legislative appropriations. The unit will review funds distributed to nonprofits and NGOs from the past two fiscal years, focusing on potential bribery, embezzlement, and misuse of public money.
Willey v. Phoenix Rehabilitation and Health Services - Summary Judgment Order
The Delaware Superior Court granted summary judgment for both parties in Willey v. Phoenix Rehabilitation and Health Services, Inc. The court granted Phoenix Rehabilitation's motion regarding punitive damages and granted Willey's motion concerning three of Phoenix Rehabilitation's affirmative defenses.
Virginia Health Officials Investigating Measles Cases
Virginia health officials are investigating two confirmed measles cases in Northern Virginia. The department has identified potential exposure sites and is advising individuals who may have been exposed to report their exposure and check their vaccination status.
Jamie Smith Environmental Permit Application Advertisement
The Environment Agency has published a notice regarding an environmental permit application submitted by Jamie Smith for a site in Henley, England. This notice serves as an advertisement for the application, informing the public about the details and the process for submitting comments.
Companies House Low Value Contract Terms and Conditions
Companies House has published guidance on its low-value contract terms and conditions, applicable to contracts valued below £12,000 including VAT. This guidance outlines the standard terms for such agreements.
ESMA Consultation on MAR Guidelines for Inside Information Disclosure Delay
The European Securities and Markets Authority (ESMA) is consulting on proposed amendments to its Market Abuse Regulation (MAR) guidelines concerning the delay of inside information disclosure. The changes aim to align with the Listing Act, reduce administrative burdens for issuers, and clarify requirements. Stakeholders are invited to provide feedback by April 29, 2026.
ESMA Fines Regis-TR €1.37M for EMIR/SFTR Breaches
The European Securities and Markets Authority (ESMA) has fined Regis-TR €1.37 million for seven breaches of EMIR and SFTR regulations. This is ESMA's first enforcement action for SFTR breaches and the highest fine imposed on a trade repository, requiring Regis-TR to cease ongoing infringements.
ESMA Publishes Sovereign Bond Deferrals List
The European Securities and Markets Authority (ESMA) has published a list of supplementary deferrals for sovereign bonds under MiFIR, effective May 4, 2026. These deferrals allow for the omission of trade volume publication for medium-sized trades on liquid bonds until the end of the trading day.
A Ventura fined €20M for GDPR infringement
The Spanish Data Protection Agency (AEPD) has initiated a sanctioning procedure against A VENTURA EN TRAMPOLINES S.L. for alleged infringements of the GDPR. The company has been fined €20 million and previously ordered to adapt its user consent form within one month, a deadline it failed to meet.
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