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Compliance & Legal
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Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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Cybersecurity
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Healthcare Compliance
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Trade & Procurement
Recent changes
State v. Bailey - DWI conviction overturned
The New Mexico Court of Appeals reversed a DWI conviction for Stephen Charles Bailey. The court found that the phlebotomist who drew Bailey's blood was not authorized under the Implied Consent Act, making the blood-alcohol test results inadmissible. The conviction was overturned due to prejudice from the admission of these results.
State v. Soto - New Mexico Court of Appeals Opinion
The New Mexico Court of Appeals reversed a perjury conviction for Ricardo Soto. The court held that using a defendant's invocation of their right to counsel as evidence of a sound mental state violates due process. This ruling establishes a precedent for New Mexico appellate courts.
Dennie v. Montgomery County - Workers' Compensation Offset Law
The Maryland Court of Special Appeals ruled that the workers' compensation law in effect at the time of an employee's disablement, not a later amendment, applies to benefit offset calculations. The court reversed a lower court's decision, remanding the case for further proceedings.
City of Brunswick v. Handler - Police Disciplinary Procedures
The Maryland Court of Special Appeals affirmed a lower court's decision in City of Brunswick v. Handler, ruling that the Maryland Police Accountability Act's trial board process applies to all disciplinary actions against police officers, not just those involving the public. This clarifies the scope of disciplinary procedures for law enforcement agencies in Maryland.
Rosa v. Kaua'i Police Department - Rehearing Motion Dismissed
The Supreme Court of the State of Hawai'i has dismissed a motion for reconsideration filed by Austin Rosa concerning a previous order. The court cited Hawai'i Rules of Appellate Procedure Rule 40.1(h), which states that rejections of applications for certiorari are final and not subject to reconsideration.
Weeks v. Warner - Order Denying Reconsideration
The Intermediate Court of Appeals of the State of Hawaii denied a motion for reconsideration filed by Defendant-Appellant Eugene Warner in the case of Weeks v. Warner. The court found the request to be untimely under Hawaii Rules of Appellate Procedure Rule 40(a).
Jin Quan Yang v. Pacific Hawaii Food Service LLC - Appeal of Circuit Court Orders
The Intermediate Court of Appeals of Hawaii has issued a summary disposition order in the case of Pacific Hawaii Food Service LLC v. Jin Quan Yang. The court found it lacked jurisdiction to review two of the three appealed orders but upheld the appealability of an order granting attorney fees and sanctions against the appellant, Jin Quan Yang, and his counsel.
Arturo P. Batac v. Verizon - Rhode Island Supreme Court Opinion
The Rhode Island Supreme Court affirmed a lower court's decision in the case of Arturo P. Batac v. Verizon. The court found no error in the prior proceedings which led to the affirmation of the judgment in favor of Verizon.
Corteva v. Inari Agriculture - Seed-Biotechnology IP Dispute
The US District Court for the District of Delaware issued an opinion in Corteva Agriscience LLC v. Inari Agriculture, Inc. (Case No. 23-1059), resolving two motions related to a seed-biotechnology intellectual property dispute. The court ruled in favor of Corteva, denying Inari's motion for leave to amend its answer and counterclaims.
Delaware Court of Chancery Denies Motion to Amend Complaint
The Delaware Court of Chancery denied a motion to amend a complaint in the In re Saama Technologies Litigation (C.A. No. 2022-1045-LWW). The plaintiff sought to add claims for fraud and aiding and abetting shortly before a trial was set to begin.
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