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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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Data Privacy
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Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
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Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
In re Renteria - Habeas Corpus
The California Court of Appeal denied a petition for a writ of habeas corpus filed by Luis Renteria. Renteria argued his reincarceration for a parole violation violated cruel and unusual punishment clauses and that the Board of Parole Hearings failed to consider relevant factors. The court found both claims lacked merit.
In re S.Y. - Juvenile Dependency Case Appeal
The California Court of Appeal, Second Appellate District, affirmed a juvenile court's disposition order in the case of In re S.Y. The father appealed, arguing insufficient evidence supported his case plan, but the court found no error. The case involves juvenile dependency proceedings and reunification services.
Sorokunov v. NetApp, Inc. - California Court of Appeal Opinion
The California Court of Appeal affirmed a lower court's decision compelling arbitration and confirming an award in favor of NetApp, Inc. The court found that the plaintiff, Alexander Sorokunov, lacked standing to pursue his Private Attorneys General Act (PAGA) claim due to the arbitration award.
People v. Saucedo - Criminal Appeal on Fines
The California Court of Appeal filed an opinion in People v. Saucedo, concerning a criminal appeal. The court reversed and remanded the case solely for reconsideration of restitution and parole revocation fines, as the trial court imposed them without considering the defendant's ability to pay.
N.L. v. Superior Court - Writ Review of Juvenile Order
The California Court of Appeal denied a petition for writ review concerning a juvenile court order terminating reunification services for a mother and setting a selection and implementation hearing for her two children. The court cited non-precedential status and incorporated prior findings.
Kuhns v. Meta Platforms, Inc. - Civil Case Filing
A new civil case, Kuhns v. Meta Platforms, Inc., was filed on March 3, 2026, in the U.S. District Court for the Northern District of California. The case, bearing number 3:26-cv-01818, is based on diversity jurisdiction and involves personal injury and product liability claims.
CPG Management Co. LLC and Christopher Scott Reid - Consent Order
The Washington State Department of Financial Institutions issued a consent order against CPG Management Co. LLC and Christopher Scott Reid for alleged violations of the Securities Act of Washington. The order settles alleged misconduct related to investment advisory services and private investment funds.
CPUC Advocates for California Electricity Customers at FERC
The California Public Utilities Commission (CPUC) issued a notice detailing its advocacy efforts at the Federal Energy Regulatory Commission (FERC) to protect California electricity customers. The CPUC's participation in FERC proceedings has reportedly saved ratepayers over $5 billion in transmission costs.
CSA Disarms Over 7,500 Fake Investment and Crypto Scam Websites
The Canadian Securities Administrators (CSA) announced the deactivation of over 7,586 fake investment and crypto scam websites targeting Canadians between June 2025 and February 2026. This initiative highlights the CSA's ongoing efforts to combat online investment fraud using regulatory and technological tools.
State AGs Oppose SBA Rule Undermining Disaster Laws
California Attorney General Rob Bonta led a coalition of 20 state attorneys general in filing a comment letter opposing the U.S. Small Business Administration's interim final rule. The rule would preempt state and local permitting requirements following declared disasters, allowing contractors to self-certify compliance with building codes.
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