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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
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FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
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Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
In re Holder - Collateral Estoppel in Insurance Regulatory Scheme
The Maryland Court of Special Appeals ruled that administrative hearings under the Insurance Article can have collateral estoppel effects on later proceedings, clarifying the application of collateral estoppel to regulatory schemes. The court also addressed the good faith requirement for claim denials and the separation of civil claims from judicial review petitions.
Rosales v. Elevate PFS Holdings, Inc. - Civil Case Filing
A new civil case, Rosales v. Elevate PFS Holdings, Inc., was filed on February 27, 2026, in the U.S. District Court for the Northern District of California. The case involves a Notice of Removal from Alameda County Superior Court and includes initial filings such as a Corporate Disclosure Statement and Certificate of Interested Entities.
Forks v. Trans Union LLC - Consumer Credit Case
A new civil case, Forks v. Trans Union LLC, was filed on February 27, 2026, in the U.S. District Court for the Northern District of California. The case involves consumer credit and was removed from state court. Trans Union LLC is the defendant.
Attorney Grievance Comm'n v. Tucker - Attorney Discipline
The Maryland Court of Appeals has suspended Charles T. Tucker, Jr. for six months from the practice of law, effective March 23, 2026. The disciplinary action stems from violations of Virginia Rules of Professional Conduct.
Attorney Grievance Comm'n v. Wagner - Attorney Discipline
The Maryland Court of Appeals has reprimanded attorney Brenda C. Wagner. This action follows a public censure in the District of Columbia for violating professional conduct rules. The Court denied Wagner's motion for an extension of time to respond to the disciplinary petition.
Maryland Supreme Court: State v. Stone - Traffic Stop Reasonable Suspicion
The Maryland Supreme Court ruled that observing a driver manipulating a mobile phone is insufficient on its own to establish reasonable suspicion for a traffic stop. The court clarified that police must identify specific facts, beyond general lawful phone use, to reasonably believe a traffic violation has occurred.
Attorney Grievance Commission v. Jones - Reinstatement Order
The Maryland Court of Appeals granted the Attorney Grievance Commission's motion to reinstate Gregory Wayne Jones and dismiss the disciplinary petition. This order restores Mr. Jones to good standing and permits him to practice law in Maryland.
Attorney Grievance Commission v. Hamilton - Attorney Misconduct
The Maryland Court of Appeals has disbarred attorney Judith Marie Hamilton for multiple violations of professional conduct rules, including incompetence, lack of diligence, communication failures, and misconduct during an investigation. The disciplinary action stems from her representation in a divorce case and her failure to cooperate with Bar Counsel.
State vs. Dustin Curtis Winter - Criminal Appeal
The Missouri Supreme Court issued an opinion in the case of State vs. Dustin Curtis Winter. The court affirmed in part and vacated and remanded in part Winter's convictions for first-degree murder and kidnapping. The matter is remanded solely to correct the written judgment to align with the oral pronouncement of sentences.
Missouri Supreme Court - Planned Parenthood Abortion Statutes Case
The Missouri Supreme Court transferred a case involving Planned Parenthood's challenge to state abortion statutes to the court of appeals. The court found it lacked exclusive appellate jurisdiction over the preliminary injunction ruling, which partially enjoined certain abortion-related laws following a constitutional amendment.
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