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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
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Industry
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FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
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Cybersecurity
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Healthcare Compliance
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Trade & Procurement
Recent changes
SEC Proposes Rule on Quotation Submissions for Equity Securities
The SEC is proposing to amend Rule 15c2-11 to limit its application to equity securities. This rule governs information gathering and review requirements for brokers and dealers before quoting a security. The proposal aims to refine the scope of the existing rule.
Nasdaq MRX LLC Co-location Services Rule Change Proposal
Nasdaq MRX LLC has proposed a rule change to expand its co-location services by introducing new cabinet and power options, including a liquid-cooled cabinet, in its expanded data center. The SEC is soliciting public comments on this proposal.
Nasdaq Proposed Rule Change for TNO Cross Connect Service
The SEC is soliciting comments on a proposed rule change by Nasdaq to introduce a new telecommunications network operator (TNO) connectivity service called 'TNO Cross Connect' within its data center campus. This service will provide a specific component of telco-to-customer connectivity.
MIAX Sapphire Proposes Temporary Decrease to Options Regulatory Fee
MIAX Sapphire has filed a proposed rule change with the SEC to temporarily decrease its Options Regulatory Fee (ORF) from $0.0013 to $0.0011 per contract. This reduction is planned to be in effect from March 1, 2026, to June 30, 2026, and is intended to recover a portion of the exchange's regulatory costs.
Nasdaq Co-location Services Expansion Proposal
The SEC is soliciting comments on a proposed rule change by Nasdaq to expand its co-location services. The proposal includes offering new cabinet and power options, specifically a liquid-cooled cabinet, in Nasdaq's expanded data center to accommodate higher power densities and enable greater computing power deployment.
Legal Services Corporation Board of Directors Meeting Notice
The Legal Services Corporation (LSC) has announced its Board of Directors quarterly meeting will be held hybridly from January 26-28, 2025, in Tampa, FL, and virtually via Zoom. Portions of the meetings will be open to the public, while others may be closed for specific discussions including enforcement matters and litigation.
M.J. v. United States of America et al - Civil Rights Case
A new civil rights case, M.J. v. United States of America et al, was filed in the U.S. District Court for the Northern District of California on March 19, 2026. The case involves a claim related to civil rights, with the U.S. government listed as a defendant. The filing includes a complaint, proposed summons, and a motion to proceed under a pseudonym.
Young v. City & County of San Francisco - Civil Rights
A new civil rights case, Young v. City & County of San Francisco, was filed on March 19, 2026, in the U.S. District Court for the Northern District of California. The complaint alleges civil rights violations against the City and County of San Francisco and other defendants. An initial case management scheduling order has been issued.
Ferguson v. Bank of America, N.A. - Civil Case Filing
A new civil case, Ferguson v. Bank of America, N.A., was filed in the U.S. District Court for the Northern District of California on March 19, 2026. The case was removed from San Francisco Superior Court and involves a contract dispute. Bank of America, N.A. is the defendant.
Holmes v. Pathways Society - Civil Rights Case Filing
A new civil case, Holmes v. Pathways Society, was filed on March 19, 2026, in the U.S. District Court for the Northern District of California. The case is categorized under Civil Rights and involves the U.S. Government as a defendant. The filing includes a complaint and a motion to proceed in forma pauperis.
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