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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
SNAP Trafficking Controls Fraud Investigations Notice
The Food and Nutrition Service (FNS) has issued a notice regarding the renewal of an information collection concerning Supplemental Nutrition Assistance Program (SNAP) Electronic Benefit Transfer (EBT) card trafficking controls and fraud investigations. This revision focuses on monitoring and notices associated with excessive EBT card replacements.
WIC Breastfeeding Award of Excellence Notice - Public Comment Period
The Food and Nutrition Service (FNS) is seeking public comment on a proposed revision to an information collection regarding the WIC Breastfeeding Award of Excellence. The comment period closes on May 11, 2026. This award recognizes WIC local agencies for their breastfeeding promotion and support services.
SNAP Interstate Data Matching to Prevent Multiple Issuances Notice
The Food and Nutrition Service (FNS) has issued a notice regarding a proposed revision to an information collection request for the National Accuracy Clearinghouse (NAC). This revision aims to update burden hour estimates for state agencies implementing interstate data matching to prevent duplicate SNAP benefit issuances. Public comments are invited.
SEC Approves LCH SA Rule Changes on Risk and Policy
The SEC has approved rule changes filed by LCH SA, a registered clearing agency, concerning six key risk policies. These policies, including Default Management, Investment Risk, and Liquidity Risk, are designed to enhance LCH SA's operational framework and ensure compliance with relevant regulations.
SEC Notice: 24X National Exchange LLC Proposed Rule Change on Fees
The SEC has published a notice regarding a proposed rule change by 24X National Exchange LLC concerning initial fees and rebates for retail orders. The proposal outlines a Maker-Taker model with specific per-share fees for removing liquidity and rebates for adding liquidity.
SEC: BOX Exchange LLC Proposed Rule Change for Options Regulatory Fee
The SEC is seeking comments on a proposed rule change by BOX Exchange LLC to amend its Options Regulatory Fee (ORF) methodology. The proposed change would assess ORF only for on-exchange transactions, shifting from the current broader assessment. This filing is a proposal, with potential implementation on July 1, 2026, contingent on other exchanges adopting similar changes.
Nasdaq PHLX Proposed Rule Change on Options Transaction Charges
Nasdaq PHLX LLC has filed a proposed rule change with the SEC to amend its Options 7 fee schedule. The proposal includes a surcharge on certain floor transactions for Lead Market Makers and Market Makers, and a corresponding rebate for Floor Brokers. The SEC is soliciting public comments on this proposal.
MEMX LLC proposes rule changes for equities transaction pricing
MEMX LLC has filed a proposed rule change with the SEC to amend its equities transaction pricing schedule. The changes involve additions and amendments to Step-Up tiers and modifications to the criteria for Liquidity Provision Tier 2. The SEC is seeking public comments on this proposal.
FERC Southeast Virginia Energy Storage Project - Virtual Scoping Session
FERC has reopened the comment period and scheduled a virtual public scoping session for the Southeast Virginia Energy Storage Project. The session will allow the public to identify environmental issues for the project's assessment, with comments due by April 3, 2026.
FERC - Gulf South Pipeline Petal Storage Amendment Project Application
Gulf South Pipeline Company has filed an application with FERC to amend its Petal Storage Capacity Amendment Project. The application seeks to align certificated storage capacities and injection/withdrawal capabilities with the physical capabilities of the Petal Storage Complex in Mississippi. FERC will conduct an environmental review within 90 days.
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