Idaho State Fire Marshal Announces Chief Deputy Promotion

The Idaho Department of Insurance announced the promotion of Josh Masterson to Chief Deputy State Fire Marshal. This promotion recognizes his experience and dedication to fire prevention, investigation, and public safety within the state.

SEC Notice: The RBB Fund Trust and M.D. Sass, LLC Application

The SEC has issued a notice regarding an application from The RBB Fund Trust and M.D. Sass, LLC. The application seeks an exemption from certain disclosure requirements and shareholder approval for subadvisory agreements. Interested parties can request a hearing by April 13, 2026.

SEC Notice: Megacorn Fund and Forge Global Advisors LLC Application

The SEC has published a notice regarding an application from Megacorn Fund and Forge Global Advisors LLC. The applicants seek an exemption to allow certain registered closed-end investment companies to issue multiple classes of shares and impose asset-based fees and early withdrawal charges.

SEC Notice: First Trust Portfolios L.P. and FTP Series Application

The SEC has published a notice regarding an application from First Trust Portfolios L.P. and FTP Series seeking exemptions under the Investment Company Act of 1940. The application requests approval for certain exchange and rollover privileges and modifications to sales charge structures for unit investment trusts.

SEC Approves Amendment to Consolidated Audit Trail Funding Model

The SEC has approved an amendment to the National Market System Plan for the Consolidated Audit Trail (CAT) to implement a revised funding model. This amendment, known as the Executed Share Model, will establish a new fee schedule for participants contributing to the CAT.

Cboe BYX Exchange Proposes Fee Waiver for Internal Distributors

The SEC has published a notice regarding a proposed rule change by Cboe BYX Exchange, Inc. to amend its Fee Schedule. The proposal introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions.

Cboe BZX Exchange Fee Schedule Amendment for Internal Distributors

The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange, Inc. The exchange seeks to amend its fee schedule to introduce a new fee waiver for eligible internal distributors. This waiver applies to specific fees under certain conditions.

SEC Notice of Nasdaq PHLX LLC Proposed Rule Change for TNO Cross Connect Service

The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to introduce a new colocation telecommunications carrier connectivity service called TNO Cross Connect. This service will be offered throughout its data center campus.

Cboe EDGX Exchange Fee Waiver for Internal Distributors

Cboe EDGX Exchange has filed a proposed rule change with the SEC to adopt a new fee waiver for eligible Internal Distributors. This waiver applies to the Internal Distribution Fee and Non-Display Usage Fee under specific conditions, aiming to encourage new market participants.

Cboe EDGA Exchange Rule Change for Fee Waiver

Cboe EDGA Exchange has filed a proposed rule change with the SEC to amend its fee schedule. The change introduces a new fee waiver for eligible Internal Distributors, specifically waiving the Internal Distribution Fee and Non-Display Usage Fee under certain conditions. This filing is effective immediately.