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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
SEC Reinstates Accountant Joseph Jennings, CPA After Suspension
The SEC has issued an order reinstating Joseph Jennings, CPA, to practice before the Commission as an accountant. Jennings was suspended in 2018 for insider trading violations related to the H.J. Heinz Company and Kraft Foods Group, Inc. merger.
SEC v. Madison Capital Funding LLC - Investment Adviser Sanctions
The SEC instituted administrative and cease-and-desist proceedings against Madison Capital Funding LLC, an investment adviser. The firm allegedly failed to determine fair market value for trades with pooled investment vehicles it advised during a period of market disruption.
SEC Bars Ejiro Ode Okuma for Fraud and Misappropriation
The SEC has barred Ejiro Ode Okuma from associating with any regulated entity following findings of fraud and misappropriation of over $9 million from a client. A final judgment was entered against Okuma, permanently enjoining him from future violations of securities laws.
FCA and Independent Football Regulator Sign Memorandum of Understanding
The Financial Conduct Authority (FCA) and the Independent Football Regulator (IFR) have signed a Memorandum of Understanding (MoU). This agreement outlines how the two organizations will collaborate to ensure effective regulation where football and financial services intersect.
FCA Launches New Regulatory Priorities Reports
The FCA has launched new Regulatory Priorities reports, starting with the insurance sector, to replace over 40 previous portfolio letters. These new reports aim to streamline communication and provide clearer, higher-level guidance for regulated firms.
FCA Proposes Action to Close Credit File Gaps for Borrowers
The FCA is consulting on proposals to require lenders to share credit information with all designated consumer credit reference agencies (CRAs). This aims to close gaps in consumers' credit files and ensure they more accurately reflect financial circumstances. The consultation closes on May 1, 2026.
CMA Advocates Non-Compete Clause Reform and Salary Threshold Ban
The UK's Competition and Markets Authority (CMA) has responded to a government working paper on reforming non-compete clauses in employment contracts. The CMA advocates for reforms, including a ban on non-competes below a salary threshold, to enhance labour market mobility.
FCA Stablecoin Regulatory Sandbox Testing
The FCA has selected four firms to participate in its regulatory sandbox to test stablecoin innovation. This initiative aims to gather real-world data to inform the development of future UK stablecoin regulations, with findings expected to shape final rules later in 2026.
Payments Forward Plan Published by Committee
The Payments Vision Delivery Committee, comprising HM Treasury, Bank of England, FCA, and PSR, has published the Payments Forward Plan. This plan outlines upcoming initiatives in retail and wholesale payments, including digital assets, to foster innovation and economic growth.
CMA Investigates ABF Acquisition of Hovis Merger
The UK's Competition and Markets Authority (CMA) has launched an investigation into the anticipated acquisition of Hovis Group Limited by Associated British Foods plc. The inquiry is currently in Phase 2, with a statutory deadline of June 24, 2026.
CMA Investigates Hays Travel Merger
The UK's Competition and Markets Authority (CMA) has launched merger inquiries into Hays Travel's acquisitions of Polka Dot Travel and Millington Travel. Initial enforcement orders have been served, and phase 1 decision deadlines are set for April 2026.
Homes England Subsidy Referral for 2020 Developments Luton
The UK's Competition and Markets Authority (CMA) has published its final report advising Homes England on a proposed £29.5 million subsidy to 2020 Developments (Luton) Limited. This subsidy is for infrastructure development to unlock residential and employment space.
CMA Merger Inquiry: LDC acquires Green Label
The CMA has opened a merger inquiry into the acquisition of Green Label Holdings Limited by Société LDC SA. An initial enforcement order has been served, and an invitation to comment is open until March 9, 2026, to gather views on potential competition impacts.
Post Office Subsidy Scheme Report and Consultation
The CMA's Subsidy Advice Unit has accepted a request for a report on the proposed £609.2m Post Office Transformation Subsidy Scheme. The Department for Business and Trade is seeking advice on compliance with subsidy control requirements. Comments are due by March 11, 2026.
EMA Recommends Six New Medicines for Approval
The European Medicines Agency's CHMP has recommended six new medicines for marketing authorisation and nine for extension of therapeutic indications. These recommendations cover treatments for various conditions including menopausal symptoms, liver disease, a rare genetic disorder, influenza, and graft-versus-host disease.
EMA Recommends Kygevvi for Rare TK2d Disease Treatment
The European Medicines Agency (EMA) has recommended granting a marketing authorisation for Kygevvi, a new treatment for the rare genetic disease thymidine kinase 2 deficiency (TK2d). This recommendation is based on clinical study data showing improvement in motor function for pediatric patients.
EMA Recommends Withdrawal of Levamisole Medicines
The European Medicines Agency (EMA) recommends the withdrawal of marketing authorisations for medicines containing levamisole due to the serious side effect of leukoencephalopathy. This recommendation follows an EU-wide review concluding that the benefits of these medicines no longer outweigh their risks for treating parasitic worm infections.
Levamisole withdrawn from EU market due to leukoencephalopathy risk
The EMA's PRAC has recommended the withdrawal of marketing authorisations for all medicines containing levamisole from the EU market. This decision is due to the confirmed risk of leukoencephalopathy, a serious brain side effect, where the benefits of the medicine no longer outweigh the risks for treating parasitic worm infections.
CVMP Opinions and Guidelines Update
The EMA's Committee for Veterinary Medicinal Products (CVMP) adopted positive opinions for several variations to existing veterinary medicinal products and discussed pharmacovigilance signals. These updates primarily involve product information changes based on signal management processes.
School Uniforms Act Northern Ireland 2026 Guidelines and Allowances
The School Uniforms (Guidelines and Allowances) Act (Northern Ireland) 2026 mandates the Department of Education to issue binding guidelines on school uniform policies and requires the Education Authority to extend eligibility for school clothing allowances. The Act aims to ensure fairness, practicality, and affordability in school uniform policies.
Plant Varieties Act Amendment Regulations 2026
The UK Secretary of State has issued the Plant Varieties Act (Amendment) Regulations 2026, amending the Plant Varieties Act 1997. These regulations clarify the definition of 'small farmer' concerning farm saved seed, with no significant impact foreseen on businesses.
People v. Ramirez - Criminal Appeal
The California Court of Appeal reversed a lower court's denial of a resentencing petition filed by Raul Enrique Ramirez under Penal Code section 1172.6. The court found that Ramirez was entitled to an evidentiary hearing on his claim that he could not be convicted of murder under current law.
Deaths, Still-Births and Baby Loss Act (Northern Ireland) 2026
The Deaths, Still-Births and Baby Loss Act (Northern Ireland) 2026 has been enacted, amending the law on the notification of deaths and still-births. It introduces provisions for electronic means of notification and the issuance of certificates recognizing baby loss.
People v. Rinke - Criminal Appeal
The California Court of Appeal reversed and remanded a lower court's decision in People v. Rinke. The appellate court found that the defendant was eligible for a resentencing hearing, which the trial court had erroneously denied. The case involves a defendant convicted of murder, vehicular manslaughter, and other offenses.
A249 Trunk Road Key Street Slip Road Order 2026
This statutory instrument, the A249 Trunk Road Key Street Slip Road Order 2026, establishes new road infrastructure within the UK. It details specific changes to the A249 Trunk Road, including the Key Street slip road. The order is part of the UK's ongoing road network development.
People v. Eastus - Criminal Robbery Appeal
The California Court of Appeal, Third Appellate District, affirmed a conviction for second-degree robbery and upheld a 15-year prison sentence for Dustin Ira Eastus. The court found no abuse of discretion in the sentencing or the refusal to strike a prior serious felony enhancement.
People v. Scott - Criminal Appeal
The California Court of Appeal, Fourth Appellate District, Division Two, affirmed in part and dismissed in part the appeal of Derrick Anthony Scott. The court denied Scott's petition for resentencing under Penal Code section 1172.6, finding him ineligible for relief, and dismissed the appeal of the denial of his section 1172.1 resentencing request as non-appealable.
People v. Mize - Colorado Court of Appeals Opinion
The Colorado Court of Appeals affirmed the conviction of William Ray Mize for multiple sexual assault and related offenses. The court addressed Mize's argument regarding the admissibility of testimony from a Sexual Assault Nurse Examiner.
Colorado Court of Appeals - In re Dudley
The Colorado Court of Appeals affirmed a district court's order certifying Michelle Dudley for long-term mental health treatment and authorizing the involuntary administration of aripiprazole. The court found sufficient evidence that Dudley has a mental health disorder, is gravely disabled, and reasonable grounds exist to believe she will not remain in treatment voluntarily.
Peo v. Pospisil - Colorado Court of Appeals Opinion
The Colorado Court of Appeals affirmed the denial of Eric Pospisil's postconviction motion without a hearing. The appeal concerned Pospisil's claim of ineffective assistance of counsel regarding a rejected plea agreement. The court found the allegations did not warrant relief.
Pueblo v. ICAO - Workers' Compensation Appeal
The Colorado Court of Appeals reviewed a decision by the Industrial Claim Appeals Office regarding a workers' compensation claim for PTSD. The court set aside the Panel's order and remanded the case, finding that a key factual dispute was not resolved by the administrative law judge.
Parental Responsibilities Conc CLR - Colorado Court of Appeals
The Colorado Court of Appeals addressed a father's appeal concerning parental responsibilities and a permanent protection order. The court dismissed part of the appeal related to the protection order and affirmed the judgment regarding parental responsibilities, remanding for a determination of appellate attorney fees.
Universal Property & Casualty Insurance Company v. Jada Griffin - Insurance Judgment Affirmation
The Florida District Court of Appeal affirmed a $42,520 judgment for Jada Griffin against Universal Property & Casualty Insurance Company. The court reversed the trial court's denial of the insurer's motion to dismiss for failure to provide pre-suit notice, indicating a partial reversal of the original judgment.
Doe v. Federation Francaise Des Sports De Glace - Appeal Decision
The Florida District Court of Appeal affirmed a lower court's decision in the case of Doe v. Federation Francaise Des Sports De Glace. The appeal, docketed under number 2D2025-0477, concerned a dispute involving the French Federation of Ice Sports.
Christina Fano Schultheis v. Milan Schultheis - Attorney's Fees Appeal
The Florida District Court of Appeal reviewed an attorney's fees order in a dissolution of marriage case. The court affirmed the initial award of attorney's fees but reversed a subsequent award for fees incurred in establishing the amount of fees, citing statutory interpretation.
Straub v. Henderson Trust - Appeal Disposition
The Florida District Court of Appeal affirmed a lower court's decision in Straub v. Henderson Trust. The opinion references the growing concern over AI-generated content and fake case citations in legal filings, citing previous cases that addressed similar issues.
Housley v. State of Florida - Affirmation of Lower Court Decision
The Florida District Court of Appeal affirmed the lower court's decision in Housley v. State of Florida. The case, bearing docket number 2D2025-1459, was affirmed without significant new details provided in this summary.
Imara Sudah v. Christopher Butts - Discretionary Application Granted
The Georgia Court of Appeals granted a discretionary application in Imara Sudah v. Christopher Butts, allowing review of a trial court order that authorized visitation following allegations of family violence. The court found the case subject to direct appeal and directed the mother to file a notice of appeal.
Gino Miller v. Nicole Adams - Case Dismissed
The Georgia Court of Appeals dismissed Gino Miller's direct appeal in the case Gino Miller v. Nicole Adams. The dismissal was due to Miller's failure to follow the required discretionary appeal procedures after his legitimation petition was dismissed by the trial court.
Walmart Stores East, LP v. Bettie Leverette - Case Vacated and Remanded
The Court of Appeals of Georgia vacated its prior decision and remanded the case of Walmart Stores East, LP v. Bettie Leverette. The Supreme Court had previously found the $1 million award exceeded nominal damages limits under Georgia law, leaving further resolution to lower courts. The Court of Appeals has now adopted the Supreme Court's opinion and remanded remaining issues to the trial court.
Michael Thomas v. Goggans, Stutzman, Hudson, Wilson & Mize, LLP - Withdrawn Appeal
The Court of Appeals of Georgia has granted the appellant's motion to withdraw the appeal in Michael Thomas v. Goggans, Stutzman, Hudson, Wilson & Mize, LLP. The court released jurisdiction back to the trial court upon receipt of the order. This action formally removes the case from the appellate court's docket.
Devona Glass v. Synovus Bank - Case Dismissed
The Georgia Court of Appeals dismissed the case of Devona Glass v. Synovus Bank due to the appellant's failure to file a timely appellate brief. The dismissal was ordered on February 18, 2026, after the appellant missed the February 13, 2026 deadline.
RMSM LTD v. INDUSTRIAL SERVICE SOLUTIONS LLC - Motion to Dismiss Recommendation
The District of Colorado issued a magistrate judge's recommendation on cross-motions to dismiss in the case RMSM LTD, et al. v. Industrial Service Solutions LLC. The recommendation proposes granting in part and denying in part both the plaintiffs' and defendant's motions to dismiss.
Wanda Y. Evans v. Connor Shellabarger - Motion to Amend Denied
The U.S. District Court for the District of Colorado denied Wanda Y. Evans' motion for leave to amend her complaint against Officer Connor Shellabarger. The court upheld the officer's qualified immunity defense, finding that his conduct in an automobile collision did not shock the conscience.
Marra v. Owners Insurance Company - Insurance Bad Faith Claims
The District of Colorado issued a memorandum opinion and order in Alexa Marra v. Owners Insurance Company. The court granted in part and denied in part the defendant's motion to exclude expert testimony and denied the defendant's motion for partial summary judgment on the plaintiff's bad faith claims.
Batista v. CFPB - Motion to Amend Complaint Granted
In Batista v. CFPB, the U.S. District Court for the District of Colorado granted the plaintiff's motion to amend the complaint. The court also granted a motion to clarify and recommended that the defendants' motion to dismiss be denied as moot.
Innospec Inc. v. Andrew McBee - Motion to Enjoin Second-Filed Action Denied
The U.S. District Court for the District of Colorado denied Innospec Inc.'s motion to enjoin a second-filed action against Andrew McBee and others. The court found that it could consider the 'first to file' rule prior to addressing jurisdictional arguments.
Simpson v. Walgreen Co. - Consumer Protection Class Action
The Northern District of Illinois granted in part and denied in part a motion to dismiss in Bridget Simpson v. Walgreen Co., a consumer protection class action lawsuit. The case involves allegations that plastic cutlery labeled "dishwasher safe" melted in a dishwasher.
Richard N. v. Frank Bisignano - Social Security Disability Benefits
The U.S. District Court for the Northern District of Illinois issued an order in the case of Richard N. v. Frank Bisignano, Commissioner of Social Security. The order addresses cross-motions for summary judgment regarding the denial of disability benefits.
Anderson v. Illinois Department of Employment Security - Employment Discrimination
The U.S. District Court for the Northern District of Illinois granted summary judgment in favor of the Illinois Department of Employment Security (IDES) in a case brought by Shatosha Anderson. Anderson alleged retaliation in violation of Title VII and the ADEA.
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